US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Wheeling National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Wheeling National Bank. The recorded action date is 4 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hahn, James D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hahn, James D.. The recorded action date is 22 Oct 1993.PersonOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of China. The recorded action date is 23 Oct 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capitol National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Capitol National Bank. The recorded action date is 22 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cummins, ChristopherOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cummins, Christopher. The recorded action date is 23 Jan 2017.PersonOCC Enforcement Actions
- McCaslin, HenryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCaslin, Henry. The recorded action date is 8 Jul 1991.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 26 Oct 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community State Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Community State Bank, National Association. The recorded action date is 30 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pera, LindaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pera, Linda. The recorded action date is 10 May 2010.PersonOCC Enforcement Actions
- Olmsted National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Olmsted National Bank. The recorded action date is 8 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Saw, ClariceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Saw, Clarice. The recorded action date is 22 Oct 2024.PersonOCC Enforcement Actions
- Capital Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Capital Bank, N.A.. The recorded action date is 30 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Habenicht, Harold G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Habenicht, Harold G.. The recorded action date is 25 Jun 1990.PersonOCC Enforcement Actions
- Doyle, J. MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Doyle, J. Michael. The recorded action date is 27 Jan 1996.PersonOCC Enforcement Actions
- Church, Terry L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Church, Terry L.. The recorded action date is 8 Dec 1998.PersonOCC Enforcement Actions
- First National Bank Of GonzalesOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Gonzales. The recorded action date is 9 Sep 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jones, JasonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jones, Jason. The recorded action date is 10 Apr 2019.PersonOCC Enforcement Actions
- Szymanski, Walter M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Szymanski, Walter M.. The recorded action date is 15 Mar 2000.PersonOCC Enforcement Actions
- Overby, Archie G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Overby, Archie G.. The recorded action date is 24 Mar 2017.PersonOCC Enforcement Actions
- First Consumers National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Consumers National Bank. The recorded action date is 15 May 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lauder, W.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lauder, W.B.. The recorded action date is 21 Nov 1994.PersonOCC Enforcement Actions
- Surety Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Surety Bank, National Association. The recorded action date is 19 Nov 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Illinois-Service FS & LAOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Illinois-Service FS & LA. The recorded action date is 16 Apr 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Summa, WilliamOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Summa, William. The recorded action date is 31 Jan 1996.PersonOCC Enforcement Actions
- Richburg, Yvonnya LeannOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Richburg, Yvonnya Leann. The recorded action date is 22 Mar 2004.PersonOCC Enforcement Actions
- First National Bank And Trust Company In ClintonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank And Trust Company In Clinton. The recorded action date is 6 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kindsvater, CorkyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kindsvater, Corky. The recorded action date is 1 Mar 2012.PersonOCC Enforcement Actions
- Humfleet, GeorgeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Humfleet, George. The recorded action date is 27 Dec 2006.PersonOCC Enforcement Actions
- Continental Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Continental Bank, National Association. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Hooks, BranaysaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Hooks, Branaysa. The recorded action date is 17 Apr 2026.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.