US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- National Bank of Commerce in PawhuskaOffice of the Comptroller of the Currency records “Capital Directive” for National Bank of Commerce in Pawhuska. The recorded action date is 2 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Granholm, Victor I.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Granholm, Victor I.. The recorded action date is 20 Nov 1993.PersonOCC Enforcement Actions
- The Nolan CompanyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for The Nolan Company. The recorded action date is 20 Mar 1997.OrganizationOCC Enforcement Actions
- Golden, NathanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Golden, Nathan. The recorded action date is 22 Jul 1994.PersonOCC Enforcement Actions
- Feispor, RashelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Feispor, Rashel. The recorded action date is 6 Aug 2002.PersonOCC Enforcement Actions
- Mackie, Collin D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mackie, Collin D.. The recorded action date is 15 Mar 2011.PersonOCC Enforcement Actions
- Heras, Jose L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Heras, Jose L.. The recorded action date is 29 Aug 2005.PersonOCC Enforcement Actions
- Midlantic National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Midlantic National Bank. The recorded action date is 20 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of WahooOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Wahoo. The recorded action date is 29 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Reed, Thomas K.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Reed, Thomas K.. The recorded action date is 28 Jul 2003.PersonOCC Enforcement Actions
- The First National Bank of ValentineOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Valentine. The recorded action date is 1 Dec 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wawel BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wawel Bank. The recorded action date is 29 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Thomasville National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Thomasville National Bank. The recorded action date is 18 May 2007.OrganizationOCC Enforcement Actions
- Shelley, CarlaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Shelley, Carla. The recorded action date is 12 Oct 2007.PersonOCC Enforcement Actions
- Kawasaki, MasashiOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Kawasaki, Masashi. The recorded action date is 10 Mar 1994.PersonOCC Enforcement Actions
- Pulley, Terri LynnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pulley, Terri Lynn. The recorded action date is 20 Jun 2018.PersonOCC Enforcement Actions
- D'Urso, Jack L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for D'Urso, Jack L.. The recorded action date is 1 Mar 2000.PersonOCC Enforcement Actions
- Guaranty BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Guaranty Bank. The recorded action date is 28 Feb 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Malchoff, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Malchoff, Jack. The recorded action date is 12 Sep 1990.PersonOCC Enforcement Actions
- The Conway National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Conway National Bank. The recorded action date is 7 Jun 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ranzinger, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ranzinger, Robert. The recorded action date is 25 Jan 2012.PersonOCC Enforcement Actions
- Mewhinney, CharleneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mewhinney, Charlene. The recorded action date is 14 Jun 1990.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Chase Bank, National Association. The recorded action date is 18 Sep 2013.OrganizationOCC Enforcement Actions
- National Bank Of CaliforniaOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank Of California. The recorded action date is 26 Feb 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ojeda, AlejandroOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ojeda, Alejandro. The recorded action date is 26 Aug 2015.PersonOCC Enforcement Actions
- Baltz, StephenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baltz, Stephen. The recorded action date is 12 Feb 2009.PersonOCC Enforcement Actions
- United Bank For Africa PLCOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for United Bank For Africa PLC. The recorded action date is 2 May 2007.OrganizationOCC Enforcement Actions
- Coleman, Kenneth L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Coleman, Kenneth L.. The recorded action date is 1 Mar 2005.PersonOCC Enforcement Actions
- The First National Bank of LoganOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Logan. The recorded action date is 2 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ayala, LeonardoOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Ayala, Leonardo. The recorded action date is 30 Jun 2026.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.