US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Abacus Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Abacus Federal Savings Bank. The recorded action date is 16 Feb 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sivilla, Matthew A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sivilla, Matthew A.. The recorded action date is 19 Apr 1993.PersonOCC Enforcement Actions
- Evenden, AndrewOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Evenden, Andrew. The recorded action date is 26 Mar 2001.PersonOCC Enforcement Actions
- Wiley, ScottOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Wiley, Scott. The recorded action date is 8 Mar 1994.PersonOCC Enforcement Actions
- Baquerizo, AndresOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baquerizo, Andres. The recorded action date is 14 Apr 2011.PersonOCC Enforcement Actions
- Wells, James AlanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wells, James Alan. The recorded action date is 24 Oct 2013.PersonOCC Enforcement Actions
- Luo, Jia ShuOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Luo, Jia Shu. The recorded action date is 3 Sep 2002.PersonOCC Enforcement Actions
- Herrick, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Herrick, Brian. The recorded action date is 26 Mar 1990.PersonOCC Enforcement Actions
- Widman, William L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Widman, William L.. The recorded action date is 28 Sep 1992.PersonOCC Enforcement Actions
- Bowling, Edward D.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bowling, Edward D.. The recorded action date is 14 Nov 2005.PersonOCC Enforcement Actions
- Ccnb Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Ccnb Bank, N.A.. The recorded action date is 10 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fitzgerald, EdwardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Fitzgerald, Edward. The recorded action date is 6 Sep 2017.PersonOCC Enforcement Actions
- Weaver, JamesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Weaver, James. The recorded action date is 6 Aug 1993.PersonOCC Enforcement Actions
- Docking, Thomas R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Docking, Thomas R.. The recorded action date is 4 May 1992.PersonOCC Enforcement Actions
- Kliewer, Frank G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kliewer, Frank G.. The recorded action date is 27 Aug 1990.PersonOCC Enforcement Actions
- Luzerne National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Luzerne National Bank. The recorded action date is 10 Oct 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Merchants National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Merchants National Bank. The recorded action date is 26 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cruz, Vilma H.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cruz, Vilma H.. The recorded action date is 28 Apr 2003.PersonOCC Enforcement Actions
- City National Bank of New JerseyOffice of the Comptroller of the Currency records “Formal Agreement” for City National Bank of New Jersey. The recorded action date is 29 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mobley, ReginaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mobley, Regina. The recorded action date is 15 Jun 2009.PersonOCC Enforcement Actions
- Greer, AnishaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Greer, Anisha. The recorded action date is 20 Nov 2018.PersonOCC Enforcement Actions
- Alexander, Jay W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Alexander, Jay W.. The recorded action date is 11 Mar 1994.PersonOCC Enforcement Actions
- Village Green National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Village Green National Bank. The recorded action date is 13 Oct 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Robards, Frank B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Robards, Frank B.. The recorded action date is 8 Jun 1992.PersonOCC Enforcement Actions
- Iommazzo, Robert J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Iommazzo, Robert J.. The recorded action date is 8 May 1992.PersonOCC Enforcement Actions
- Haidar, TamimOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Haidar, Tamim. The recorded action date is 5 Jan 2026.PersonOCC Enforcement Actions
- United Midwest Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Midwest Savings Bank. The recorded action date is 7 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Williams, Oral R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Williams, Oral R.. The recorded action date is 19 Nov 2007.PersonOCC Enforcement Actions
- Financial Management Consulting Group, LLCOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Financial Management Consulting Group, LLC. The recorded action date is 22 Jul 2005.OrganizationOCC Enforcement Actions
- National Bank Of CommerceOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank Of Commerce. The recorded action date is 24 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.