US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Torres, CathyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Torres, Cathy. The recorded action date is 12 Sep 2022.PersonOCC Enforcement Actions
- Millennium Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Millennium Bank, National Association. The recorded action date is 24 Jan 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cunningham, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cunningham, William. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of America, National Association. The recorded action date is 14 Jul 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Corday, DanaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Corday, Dana. The recorded action date is 28 Sep 2017.PersonOCC Enforcement Actions
- Stankiewicz, MaryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Stankiewicz, Mary. The recorded action date is 17 Feb 2011.PersonOCC Enforcement Actions
- White, GaylonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for White, Gaylon. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- The First National Bank of GuymonOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Guymon. The recorded action date is 30 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stedman, Joseph B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Stedman, Joseph B.. The recorded action date is 27 Jul 1992.PersonOCC Enforcement Actions
- Rodrigues, JoaquinaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rodrigues, Joaquina. The recorded action date is 4 Dec 2006.PersonOCC Enforcement Actions
- Hemphill, TerriOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hemphill, Terri. The recorded action date is 13 Nov 2007.PersonOCC Enforcement Actions
- Kolk, JonathanOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kolk, Jonathan. The recorded action date is 31 Jan 2024.PersonOCC Enforcement Actions
- The First National Bank Of Bar HarborOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Bar Harbor. The recorded action date is 6 Aug 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jacobs, Michael A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jacobs, Michael A.. The recorded action date is 23 Nov 1994.PersonOCC Enforcement Actions
- Pareto, Stanley E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pareto, Stanley E.. The recorded action date is 22 Dec 1993.PersonOCC Enforcement Actions
- Barclay, James BlairOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Barclay, James Blair. The recorded action date is 8 Jan 2008.PersonOCC Enforcement Actions
- Walker, Elvin F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Walker, Elvin F.. The recorded action date is 18 May 1992.PersonOCC Enforcement Actions
- Sparkman, Van D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sparkman, Van D.. The recorded action date is 6 Jan 2010.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 25 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fox, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fox, David. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- Huntington National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Huntington National Bank. The recorded action date is 12 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Advanta National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Advanta National Bank. The recorded action date is 31 May 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Somerville National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Somerville National Bank. The recorded action date is 29 Mar 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Hondo National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Hondo National Bank. The recorded action date is 18 Aug 2014.OrganizationOCC Enforcement Actions
- The First National Bank of GordonOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Gordon. The recorded action date is 7 May 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Colombo BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Colombo Bank. The recorded action date is 9 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of WaverlyOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Waverly. The recorded action date is 25 Sep 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- International City Bank, N.A..Office of the Comptroller of the Currency records “Formal Agreement” for International City Bank, N.A... The recorded action date is 2 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jones-Kennedy, ConnieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jones-Kennedy, Connie. The recorded action date is 28 Apr 2003.PersonOCC Enforcement Actions
- First Missouri National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Missouri National Bank. The recorded action date is 22 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.