US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Brown II, EdwinOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown II, Edwin. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- USAA Federal Savings BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for USAA Federal Savings Bank. The recorded action date is 14 Oct 2020.OrganizationOCC Enforcement Actions
- Denza, PaulOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Denza, Paul. The recorded action date is 14 Mar 1993.PersonOCC Enforcement Actions
- Ellsworth, Steven J.Office of the Comptroller of the Currency records “Notice of Charges” for Ellsworth, Steven J.. The recorded action date is 6 Jul 2011. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- The First National Bank of HopeOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Hope. The recorded action date is 17 Jul 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 24 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Prichard, David R.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Prichard, David R.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for U.S. Bank National Association. The recorded action date is 19 Dec 2023.OrganizationOCC Enforcement Actions
- Cadence Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cadence Bank, National Association. The recorded action date is 19 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stebbins National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Stebbins National Bank. The recorded action date is 26 Sep 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Khirawi, Aaleldin M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Khirawi, Aaleldin M.. The recorded action date is 16 May 2001.PersonOCC Enforcement Actions
- Eastern Savings Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eastern Savings Bank, FSB. The recorded action date is 20 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schutz, GaryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schutz, Gary. The recorded action date is 9 Dec 1996.PersonOCC Enforcement Actions
- Stevenson, John B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stevenson, John B.. The recorded action date is 19 Dec 1991.PersonOCC Enforcement Actions
- Eastern National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eastern National Bank. The recorded action date is 4 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McMinn, Mark S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for McMinn, Mark S.. The recorded action date is 17 Sep 2008.PersonOCC Enforcement Actions
- T Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for T Bank, National Association. The recorded action date is 9 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank and Trust Company of RochelleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank and Trust Company of Rochelle. The recorded action date is 17 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Garrison, W. GeneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Garrison, W. Gene. The recorded action date is 13 May 1992.PersonOCC Enforcement Actions
- Carver Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Carver Federal Savings Bank. The recorded action date is 7 Feb 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for JPMorgan Chase Bank, National Association. The recorded action date is 14 Jan 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank in BrookingsOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Brookings. The recorded action date is 17 Jan 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rivera, JeniceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rivera, Jenice. The recorded action date is 10 Jul 2018.PersonOCC Enforcement Actions
- Brannan, Ira LeeOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brannan, Ira Lee. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Troncoso, Maria A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Troncoso, Maria A.. The recorded action date is 21 Dec 1999.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of America, National Association. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dickson, Harold A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dickson, Harold A.. The recorded action date is 16 Dec 2010.PersonOCC Enforcement Actions
- First National Bank Of AmeniaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Amenia. The recorded action date is 24 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Velez, AndrewOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Velez, Andrew. The recorded action date is 14 Feb 2006.PersonOCC Enforcement Actions
- McLinko, PaulOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McLinko, Paul. The recorded action date is 25 Apr 2025.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.