US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Lowder, PaulOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lowder, Paul. The recorded action date is 6 Mar 1993.PersonOCC Enforcement Actions
- Arnestad, Leo C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Arnestad, Leo C.. The recorded action date is 17 Jul 1991.PersonOCC Enforcement Actions
- Harrington Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Harrington Bank, FSB. The recorded action date is 23 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of AbseconOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Absecon. The recorded action date is 14 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rackley, JackOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rackley, Jack. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- Orantes, JustineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Orantes, Justine. The recorded action date is 10 Dec 2009.PersonOCC Enforcement Actions
- Oscar, AmmieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Oscar, Ammie. The recorded action date is 7 Feb 1997.PersonOCC Enforcement Actions
- Dieterich, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dieterich, David. The recorded action date is 24 Jul 1995.PersonOCC Enforcement Actions
- Ruse, Gary E.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Ruse, Gary E.. The recorded action date is 28 Sep 1995.PersonOCC Enforcement Actions
- Thomas, RyannOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Thomas, Ryann. The recorded action date is 8 Jan 2014.PersonOCC Enforcement Actions
- Casto, StephanieOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Casto, Stephanie. The recorded action date is 21 Feb 2024.PersonOCC Enforcement Actions
- Stull, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stull, Brian. The recorded action date is 7 Jun 2004.PersonOCC Enforcement Actions
- Dickinson, Brenda M.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dickinson, Brenda M.. The recorded action date is 26 Jun 2000.PersonOCC Enforcement Actions
- Lies, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lies, Michael. The recorded action date is 15 Jun 2010.PersonOCC Enforcement Actions
- The Pioneer National Bank Of DuluthOffice of the Comptroller of the Currency records “Formal Agreement” for The Pioneer National Bank Of Duluth. The recorded action date is 28 Jun 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, Seyria T.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Smith, Seyria T.. The recorded action date is 20 Aug 2008.PersonOCC Enforcement Actions
- Johnson, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Johnson, David. The recorded action date is 6 Sep 2016.PersonOCC Enforcement Actions
- Bolles, Peter P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bolles, Peter P.. The recorded action date is 8 Jun 1994.PersonOCC Enforcement Actions
- Kuechle, ValerianOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kuechle, Valerian. The recorded action date is 26 Oct 2016.PersonOCC Enforcement Actions
- Wilcox, ThaddeusOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wilcox, Thaddeus. The recorded action date is 5 Nov 1999.PersonOCC Enforcement Actions
- Citrus Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Citrus Bank, National Association. The recorded action date is 19 Aug 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jones, Peter C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jones, Peter C.. The recorded action date is 15 Nov 1993.PersonOCC Enforcement Actions
- The First National Bank of Southern KansasOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Southern Kansas. The recorded action date is 17 Feb 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, Joseph E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Johnson, Joseph E.. The recorded action date is 21 Oct 2004.PersonOCC Enforcement Actions
- Kay, KyleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kay, Kyle. The recorded action date is 10 May 1999.PersonOCC Enforcement Actions
- Fancher, Harold L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fancher, Harold L.. The recorded action date is 14 Oct 1992.PersonOCC Enforcement Actions
- Plack, JamesOffice of the Comptroller of the Currency records “Notice of Charges” for Plack, James. The recorded action date is 29 Oct 2014. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Heritage Bank, National Association. The recorded action date is 29 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Taylor, Terry K.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Taylor, Terry K.. The recorded action date is 20 Dec 2007.PersonOCC Enforcement Actions
- Arterburn, MorrisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Arterburn, Morris. The recorded action date is 6 Aug 1991.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.