US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Moreland, Victoria P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Moreland, Victoria P.. The recorded action date is 5 May 2000.PersonOCC Enforcement Actions
- Lee, HenryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lee, Henry. The recorded action date is 9 Jan 1997.PersonOCC Enforcement Actions
- First National Bank of OmahaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Omaha. The recorded action date is 20 Mar 2009.OrganizationOCC Enforcement Actions
- The First National Bank of MilacaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Milaca. The recorded action date is 2 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rottinghaus, JosephOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rottinghaus, Joseph. The recorded action date is 15 Jun 2010.PersonOCC Enforcement Actions
- Lamb, Raymond A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Lamb, Raymond A.. The recorded action date is 30 Aug 2011.PersonOCC Enforcement Actions
- Garcia, Robert D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Garcia, Robert D.. The recorded action date is 7 Oct 1991.PersonOCC Enforcement Actions
- Citizens National Bank Of WeatherfordOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens National Bank Of Weatherford. The recorded action date is 9 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brinzey, Jo AnneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brinzey, Jo Anne. The recorded action date is 31 Jul 2001.PersonOCC Enforcement Actions
- First National Bank Of WigginsOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Wiggins. The recorded action date is 12 Feb 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of OmahaOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for First National Bank of Omaha. The recorded action date is 18 Aug 2016.OrganizationOCC Enforcement Actions
- Barnes, De'LisaOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Barnes, De'Lisa. The recorded action date is 2 Oct 1997.PersonOCC Enforcement Actions
- Citibank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citibank, N.A.. The recorded action date is 19 Mar 2019.OrganizationOCC Enforcement Actions
- The First National Bank of FlemingOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Fleming. The recorded action date is 19 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of NorthfieldOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Northfield. The recorded action date is 7 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American Express Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for American Express Bank, FSB. The recorded action date is 6 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Oesterle, PaulOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Oesterle, Paul. The recorded action date is 26 Mar 2014.PersonOCC Enforcement Actions
- Helena National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Helena National Bank. The recorded action date is 22 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- MERSCORP, Inc.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for MERSCORP, Inc.. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stein, F.E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stein, F.E.. The recorded action date is 18 Nov 1991.PersonOCC Enforcement Actions
- First Community National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Community National Bank. The recorded action date is 20 Jan 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jenkins, CynthiaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jenkins, Cynthia. The recorded action date is 2 Jun 2021.PersonOCC Enforcement Actions
- American Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American Bank National Association. The recorded action date is 2 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Metropolitan Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Metropolitan Bank, N.A.. The recorded action date is 16 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mercedes National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Mercedes National Bank. The recorded action date is 26 Jan 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Touchmark National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Touchmark National Bank. The recorded action date is 17 Apr 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lesowitz, EdwardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lesowitz, Edward. The recorded action date is 4 Apr 1994.PersonOCC Enforcement Actions
- Stark, RafealOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stark, Rafeal. The recorded action date is 27 Apr 2022.PersonOCC Enforcement Actions
- First National Bank of The RockiesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of The Rockies. The recorded action date is 5 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Duhn, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Duhn, David. The recorded action date is 12 Jul 2005.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.