EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- WinnGroupEuropean Securities and Markets Authority and reporting national authorities includes WinnGroup in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- Akita Michinoku CompanyEuropean Securities and Markets Authority and reporting national authorities includes Akita Michinoku Company in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- CMarketsGroupEuropean Securities and Markets Authority and reporting national authorities includes CMarketsGroup in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- 365capitalmarketsEuropean Securities and Markets Authority and reporting national authorities includes 365capitalmarkets in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Bright FinanceEuropean Securities and Markets Authority and reporting national authorities includes Bright Finance in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Markets PilotEuropean Securities and Markets Authority and reporting national authorities includes Markets Pilot in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- MottoFXEuropean Securities and Markets Authority and reporting national authorities includes MottoFX in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- MyCoinBankingEuropean Securities and Markets Authority and reporting national authorities includes MyCoinBanking in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- OnlineMarketShareEuropean Securities and Markets Authority and reporting national authorities includes OnlineMarketShare in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- OTPFXEuropean Securities and Markets Authority and reporting national authorities includes OTPFX in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Profits TradeEuropean Securities and Markets Authority and reporting national authorities includes Profits Trade in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Solid InvestEuropean Securities and Markets Authority and reporting national authorities includes Solid Invest in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Synergy CapitalsEuropean Securities and Markets Authority and reporting national authorities includes Synergy Capitals in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- TradersChainEuropean Securities and Markets Authority and reporting national authorities includes TradersChain in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- UptosEuropean Securities and Markets Authority and reporting national authorities includes Uptos in ESMA Regulatory Enforcement Register. The recorded action date is 17 Nov 2020.Source recordESMA Regulatory Enforcement Register
- Asse-Groupe (www.asse-groupe.com)European Securities and Markets Authority and reporting national authorities includes Asse-Groupe (www.asse-groupe.com) in ESMA Regulatory Enforcement Register. The recorded action date is 15 Dec 2020.Source recordESMA Regulatory Enforcement Register
- Brookfield Investment fund plc (https://brookfieldinvestmentfundsplc.net)European Securities and Markets Authority and reporting national authorities includes Brookfield Investment fund plc (https://brookfieldinvestmentfundsplc.net) in ESMA Regulatory Enforcement Register. The recorded action date is 15 Dec 2020.Source recordESMA Regulatory Enforcement Register
- CREATE CAPITAL INVEST (WWW.CREATECAPITALINVEST.COM)European Securities and Markets Authority and reporting national authorities includes CREATE CAPITAL INVEST (WWW.CREATECAPITALINVEST.COM) in ESMA Regulatory Enforcement Register. The recorded action date is 15 Dec 2020.Source recordESMA Regulatory Enforcement Register
- Vuelex (www.vuelex.com)European Securities and Markets Authority and reporting national authorities includes Vuelex (www.vuelex.com) in ESMA Regulatory Enforcement Register. The recorded action date is 15 Dec 2020.Source recordESMA Regulatory Enforcement Register
- PATRIMOINE CONNECT (HTTPS://4GSTE3-12QXT9901MND.COM)European Securities and Markets Authority and reporting national authorities includes PATRIMOINE CONNECT (HTTPS://4GSTE3-12QXT9901MND.COM) in ESMA Regulatory Enforcement Register. The recorded action date is 15 Dec 2020.Source recordESMA Regulatory Enforcement Register
- BitCapitalsEuropean Securities and Markets Authority and reporting national authorities includes BitCapitals in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- BrokerunityEuropean Securities and Markets Authority and reporting national authorities includes Brokerunity in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- BubblextEuropean Securities and Markets Authority and reporting national authorities includes Bubblext in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- CryptenixEuropean Securities and Markets Authority and reporting national authorities includes Cryptenix in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- FDI FundsEuropean Securities and Markets Authority and reporting national authorities includes FDI Funds in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- Financial Reserve Capital ManagementEuropean Securities and Markets Authority and reporting national authorities includes Financial Reserve Capital Management in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- GCG InternationalEuropean Securities and Markets Authority and reporting national authorities includes GCG International in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- GFX RoyalEuropean Securities and Markets Authority and reporting national authorities includes GFX Royal in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- Global CTBEuropean Securities and Markets Authority and reporting national authorities includes Global CTB in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
- MigotradeEuropean Securities and Markets Authority and reporting national authorities includes Migotrade in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2020.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.