EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- LionsFMEuropean Securities and Markets Authority and reporting national authorities includes LionsFM in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- GoldenCFDEuropean Securities and Markets Authority and reporting national authorities includes GoldenCFD in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- GiroFXEuropean Securities and Markets Authority and reporting national authorities includes GiroFX in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- General TradeEuropean Securities and Markets Authority and reporting national authorities includes General Trade in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- FinantikEuropean Securities and Markets Authority and reporting national authorities includes Finantik in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- Takahashi and PartnersEuropean Securities and Markets Authority and reporting national authorities includes Takahashi and Partners in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- Tan Allen Piguet Asset ManagementEuropean Securities and Markets Authority and reporting national authorities includes Tan Allen Piguet Asset Management in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- ABConseils-patrimoine.comEuropean Securities and Markets Authority and reporting national authorities includes ABConseils-patrimoine.com in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- ACTIO-CONSEIL (ANCIENNEMENT WWW.ENERGIE-DMA-ACCESS.COM ET HTTPS://ACTIO-CONSEIL.COM/)European Securities and Markets Authority and reporting national authorities includes ACTIO-CONSEIL (ANCIENNEMENT WWW.ENERGIE-DMA-ACCESS.COM ET HTTPS://ACTIO-CONSEIL.COM/) in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- HTTPS://WWW.MAZDA-INT.COM/European Securities and Markets Authority and reporting national authorities includes HTTPS://WWW.MAZDA-INT.COM/ in ESMA Regulatory Enforcement Register. The recorded action date is 9 Jun 2020.Source recordESMA Regulatory Enforcement Register
- HUDEX Energiatőzsde Zrt.European Securities and Markets Authority and reporting national authorities includes HUDEX Energiatőzsde Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Dec 2019.Source recordESMA Regulatory Enforcement Register
- UCM LIMITED (WWW.UCM-LIMITED.COM)European Securities and Markets Authority and reporting national authorities includes UCM LIMITED (WWW.UCM-LIMITED.COM) in ESMA Regulatory Enforcement Register. The recorded action date is 20 Jul 2020.Source recordESMA Regulatory Enforcement Register
- Banque Degroof Petercam SA/NVEuropean Securities and Markets Authority and reporting national authorities includes Banque Degroof Petercam SA/NV in ESMA Regulatory Enforcement Register. The recorded action date is 28 Jul 2020.Source recordESMA Regulatory Enforcement Register
- Statkraft Financial Energy ABEuropean Securities and Markets Authority and reporting national authorities includes Statkraft Financial Energy AB in ESMA Regulatory Enforcement Register. The recorded action date is 19 Jun 2013.Source recordESMA Regulatory Enforcement Register
- PROGETTO SIM S.P.A. - SOCIETA' DI INTERMEDIAZIONE MOBILIARE - IN LIQUIDAZIONE IN FORMA ABBREVIATA "PROGETTO SIM S.P.A. - IN LIQUIDAZIONE"European Securities and Markets Authority and reporting national authorities includes PROGETTO SIM S.P.A. - SOCIETA' DI INTERMEDIAZIONE MOBILIARE - IN LIQUIDAZIONE IN FORMA ABBREVIATA "PROGETTO SIM S.P.A. - IN LIQUIDAZIONE" in ESMA Regulatory Enforcement Register. The recorded action date is 15 Jul 2020.Source recordESMA Regulatory Enforcement Register
- FIRST PROPERTY (ANCIENNEMENT HTTPS://FIRSTPROPERTY.EU)European Securities and Markets Authority and reporting national authorities includes FIRST PROPERTY (ANCIENNEMENT HTTPS://FIRSTPROPERTY.EU) in ESMA Regulatory Enforcement Register. The recorded action date is 6 Jul 2020.Source recordESMA Regulatory Enforcement Register
- Ashton Group LtdEuropean Securities and Markets Authority and reporting national authorities includes Ashton Group Ltd in ESMA Regulatory Enforcement Register. The recorded action date is 1 Sep 2020.Source recordESMA Regulatory Enforcement Register
- Crest View InternationalEuropean Securities and Markets Authority and reporting national authorities includes Crest View International in ESMA Regulatory Enforcement Register. The recorded action date is 1 Sep 2020.Source recordESMA Regulatory Enforcement Register
- Akiyama AcquisitionsEuropean Securities and Markets Authority and reporting national authorities includes Akiyama Acquisitions in ESMA Regulatory Enforcement Register. The recorded action date is 1 Sep 2020.Source recordESMA Regulatory Enforcement Register
- Dunn & BurchillEuropean Securities and Markets Authority and reporting national authorities includes Dunn & Burchill in ESMA Regulatory Enforcement Register. The recorded action date is 1 Sep 2020.Source recordESMA Regulatory Enforcement Register
- Carlyle Capital ManagementEuropean Securities and Markets Authority and reporting national authorities includes Carlyle Capital Management in ESMA Regulatory Enforcement Register. The recorded action date is 1 Sep 2020.Source recordESMA Regulatory Enforcement Register
- ILA InternationalEuropean Securities and Markets Authority and reporting national authorities includes ILA International in ESMA Regulatory Enforcement Register. The recorded action date is 1 Sep 2020.Source recordESMA Regulatory Enforcement Register
- Inertactive TradeEuropean Securities and Markets Authority and reporting national authorities includes Inertactive Trade in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- BigFXEuropean Securities and Markets Authority and reporting national authorities includes BigFX in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- InnerbrokersEuropean Securities and Markets Authority and reporting national authorities includes Innerbrokers in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- InvcenterEuropean Securities and Markets Authority and reporting national authorities includes Invcenter in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- PrimecapitecEuropean Securities and Markets Authority and reporting national authorities includes Primecapitec in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- QteckEuropean Securities and Markets Authority and reporting national authorities includes Qteck in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- RemaximaEuropean Securities and Markets Authority and reporting national authorities includes Remaxima in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
- SolidcapitalEuropean Securities and Markets Authority and reporting national authorities includes Solidcapital in ESMA Regulatory Enforcement Register. The recorded action date is 15 Sep 2020.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.