ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LIU, EUGENEASIC records a financial-services restriction for LIU, EUGENE. The source gives 8 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
- MOSS, PETER ALEXANDER WILBERFORCEASIC records a director disqualification for MOSS, PETER ALEXANDER WILBERFORCE. The published period runs from 16 Jul 1990 to 10 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOMM, LEONASIC records a director disqualification for KOMM, LEON. The published period runs from 18 Aug 2010 to 17 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRAYSTER, IGORASIC records a director disqualification for PRAYSTER, IGOR. The published period runs from 11 Sep 2013 to 10 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADAMSON, MARK GORDONASIC records a financial-services restriction for ADAMSON, MARK GORDON. The published period runs from 29 May 2015 to 28 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLIOTT, JOHN DORMANASIC records a director disqualification for ELLIOTT, JOHN DORMAN. The published period runs from 7 May 2004 to 6 May 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, ANTHONYASIC records a director disqualification for LEE, ANTHONY. The published period runs from 10 Mar 2021 to 9 Mar 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAYES, JULIANASIC records a financial-services restriction for HAYES, JULIAN. The published period runs from 6 Feb 2006 to 6 Feb 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HATZINIKOLAOU, CHRISASIC records a director disqualification for HATZINIKOLAOU, CHRIS. The published period runs from 3 Aug 2010 to 2 Aug 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIES, BRYAN JOSEPHASIC records a director disqualification for DAVIES, BRYAN JOSEPH. The published period runs from 17 Jun 1987 to 17 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTHY, JAMES EDWARDASIC records a financial-services restriction for MCCARTHY, JAMES EDWARD. The published period runs from 14 Nov 2016 to 13 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCDEAN, JEANETTEASIC records a director disqualification for MCDEAN, JEANETTE. The published period runs from 14 Jul 1988 to 14 Jul 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACPHERSON, VERONICA DESIREEASIC records a financial-services restriction for MACPHERSON, VERONICA DESIREE. The source gives 31 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- KAREFILAKIS, BETHASIC records a director disqualification for KAREFILAKIS, BETH. The published period runs from 30 Oct 1987 to 30 Oct 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HASSAN, AIZAZASIC records a financial-services restriction for HASSAN, AIZAZ. The source gives 9 Nov 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BRUNO, JOHNASIC records a director disqualification for BRUNO, JOHN. The published period runs from 26 Nov 1990 to 23 Nov 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IVES, ROBERT WILLIAMASIC records a director disqualification for IVES, ROBERT WILLIAM. The published period runs from 1 Feb 2008 to 1 Feb 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACVILLE, ROBERT PIERREASIC records a financial-services restriction for MACVILLE, ROBERT PIERRE. The source gives 21 Oct 2005 as the start date.PersonASIC Banned and Disqualified Persons
- TREMBATH, REECE ANTONYASIC records a director disqualification for TREMBATH, REECE ANTONY. The published period runs from 5 Jun 2018 to 4 Dec 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOYLE, ALANASIC records a director disqualification for DOYLE, ALAN. The published period runs from 14 Dec 2005 to 14 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FREEMAN, LESLIEASIC records a director disqualification for FREEMAN, LESLIE. The published period runs from 19 Nov 2010 to 18 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOROS, JOHNASIC records a director disqualification for GOROS, JOHN. The published period runs from 18 Jan 2023 to 17 Jan 2033.PersonASIC Banned and Disqualified Persons
- DAMIAN, DODDSASIC records a director disqualification for DAMIAN, DODDS. The published period runs from 30 Nov 2018 to 29 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GERICEVICH, ROBERT EDWARDASIC records a director disqualification for GERICEVICH, ROBERT EDWARD. The published period runs from 14 Dec 1988 to 14 Dec 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOMA, ALISTERASIC records a director disqualification for TOMA, ALISTER. The published period runs from 17 Jun 2010 to 16 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAVVA, DAVID JOHNASIC records a director disqualification for SAVVA, DAVID JOHN. The published period runs from 12 Jan 2000 to 12 Jul 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, PETER LESLIEASIC records a director disqualification for SMITH, PETER LESLIE. The published period runs from 24 Feb 2006 to 24 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAQUES, KIM SAMUELASIC records a director disqualification for JAQUES, KIM SAMUEL. The published period runs from 11 Oct 2019 to 22 Feb 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCIVOR, MARKASIC records a financial-services restriction for MCIVOR, MARK. The source gives 26 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- GROFSKI, HOLLYASIC records a financial-services restriction for GROFSKI, HOLLY. The published period runs from 10 May 2021 to 9 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.