ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BERGER, KIM LISAASIC records a director disqualification for BERGER, KIM LISA. The published period runs from 12 Mar 2008 to 12 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLES, RONALDASIC records a director disqualification for COLES, RONALD. The published period runs from 26 Oct 2012 to 25 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, KERRI MARIEASIC records a financial-services restriction for KING, KERRI MARIE. The source gives 12 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- NATHAN, GREGORYASIC records a financial-services restriction for NATHAN, GREGORY. The source gives 3 Feb 2010 as the start date.PersonASIC Banned and Disqualified Persons
- NEWLAND, PAULASIC records a director disqualification for NEWLAND, PAUL. The published period runs from 2 Jun 1993 to 2 Jun 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOODHOUSE, MARION ANNASIC records a financial-services restriction for WOODHOUSE, MARION ANN. The source gives 13 Dec 2006 as the start date.PersonASIC Banned and Disqualified Persons
- GUBAS, MIROSLAVASIC records a director disqualification for GUBAS, MIROSLAV. The published period runs from 18 Mar 2020 to 17 Mar 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TONGE, JAMESASIC records a director disqualification for TONGE, JAMES. The published period runs from 28 Nov 2001 to 28 Nov 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAGAN, STEPHENASIC records a director disqualification for FAGAN, STEPHEN. The published period runs from 5 Sep 2017 to 4 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, STEVENASIC records a director disqualification for SOONG, STEVEN. The published period runs from 7 Sep 2017 to 6 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, SIDNEY KEITHASIC records a director disqualification for DAVIS, SIDNEY KEITH. The published period runs from 12 May 1995 to 12 Nov 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENDERSON, KEITH DONALDASIC records a director disqualification for HENDERSON, KEITH DONALD. The published period runs from 6 Apr 1990 to 6 Apr 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLIS, NICHOLAS JAMESASIC records a financial-services restriction for ELLIS, NICHOLAS JAMES. The published period runs from 28 Mar 2013 to 27 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEANEY, ADAM PETERASIC records a director disqualification for GEANEY, ADAM PETER. The published period runs from 17 Mar 2008 to 17 Mar 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAMPION, JOHN THOMAS CHARLESASIC records a securities restriction for CHAMPION, JOHN THOMAS CHARLES. The source gives 3 Apr 1997 as the start date.PersonASIC Banned and Disqualified Persons
- CUBILLA, DAVID EDUARDOASIC records a financial-services restriction for CUBILLA, DAVID EDUARDO. The source gives 27 Dec 2024 as the start date.PersonASIC Banned and Disqualified Persons
- RAPISARDA, SANTOASIC records a director disqualification for RAPISARDA, SANTO. The published period runs from 30 Mar 2005 to 30 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CULLEY, ANNEASIC records a director disqualification for CULLEY, ANNE. The published period runs from 26 Feb 2007 to 26 Feb 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORRIS, MICHAELASIC records a director disqualification for MORRIS, MICHAEL. The published period runs from 5 Aug 2007 to 5 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KATHIRAVELU, ANANDAASIC records a financial-services restriction for KATHIRAVELU, ANANDA. The published period runs from 20 Jan 2022 to 19 Jan 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EL-ALAMI, MUNTHERASIC records a financial-services restriction for EL-ALAMI, MUNTHER. The published period runs from 17 Sep 2025 to 16 Sep 2033.PersonASIC Banned and Disqualified Persons
- EDDEN-BROWN, DARRENASIC records a financial-services restriction for EDDEN-BROWN, DARREN. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- SHELDRICK, KEITH HENRYASIC records a director disqualification for SHELDRICK, KEITH HENRY. The published period runs from 27 Aug 2009 to 26 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NGUYEN, TONYASIC records a credit restriction for NGUYEN, TONY. The published period runs from 15 Oct 2015 to 14 Oct 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAHANNUS, DUYNSTEE ANTONIUS HENDRICUSASIC records a director disqualification for JAHANNUS, DUYNSTEE ANTONIUS HENDRICUS. The published period runs from 2 Jan 2007 to 2 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DRAKE, PETER CHARLESASIC records a financial-services restriction for DRAKE, PETER CHARLES. The published period runs from 13 Apr 2015 to 18 Jan 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAMPBELL, KENNETH CHARLESASIC records a director disqualification for CAMPBELL, KENNETH CHARLES. The published period runs from 5 Apr 1993 to 5 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RABER, GENNAASIC records a director disqualification for RABER, GENNA. The published period runs from 21 Oct 2019 to 20 Apr 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CUBILLA, DAVID EDUARDOASIC records a financial-services restriction for CUBILLA, DAVID EDUARDO. The source gives 27 Dec 2024 as the start date.PersonASIC Banned and Disqualified Persons
- POCHE, ADAMASIC records a director disqualification for POCHE, ADAM. The published period runs from 18 Dec 2020 to 17 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.