ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KANN, ROBERT JAMESASIC records a director disqualification for KANN, ROBERT JAMES. The published period runs from 16 Mar 1989 to 16 Mar 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAYA, SAMASIC records a director disqualification for ZAYA, SAM. The published period runs from 3 Jun 2014 to 2 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEORGE, IAN CHARLESASIC records a director disqualification for GEORGE, IAN CHARLES. The published period runs from 15 Nov 2011 to 14 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMAS, MARK PETERASIC records a credit restriction for THOMAS, MARK PETER. The source gives 5 Sep 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MCDONALD, KARIN MOYAASIC records a director disqualification for MCDONALD, KARIN MOYA. The published period runs from 23 Feb 1988 to 23 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOODCOCK, GEOFFREY DARRYLASIC records a financial-services restriction for WOODCOCK, GEOFFREY DARRYL. The published period runs from 14 Sep 2016 to 13 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOORE, DAVID CRAIGASIC records a financial-services restriction for MOORE, DAVID CRAIG. The published period runs from 28 Sep 2020 to 27 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANDERS, GEOFFREY DAVIDASIC records a financial-services restriction for SANDERS, GEOFFREY DAVID. The source gives 14 Jul 2005 as the start date.PersonASIC Banned and Disqualified Persons
- SHANDON, PETER JOHN PICOZZIASIC records a director disqualification for SHANDON, PETER JOHN PICOZZI. The published period runs from 18 May 2007 to 18 May 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLIOT, MACEDOASIC records a director disqualification for ELLIOT, MACEDO. The published period runs from 16 Oct 2013 to 15 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUGHES, COLIN LESLIEASIC records a director disqualification for HUGHES, COLIN LESLIE. The published period runs from 7 Aug 2013 to 6 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACDONALD, JOELASIC records a director disqualification for MACDONALD, JOEL. The published period runs from 16 Feb 2023 to 15 Feb 2035.PersonASIC Banned and Disqualified Persons
- ROBIN, LEE ROBERTASIC records a director disqualification for ROBIN, LEE ROBERT. The published period runs from 8 Nov 2016 to 7 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADRIAN CORSELLO, ADRIANASIC records a director disqualification for ADRIAN CORSELLO, ADRIAN. The published period runs from 27 May 2014 to 26 Feb 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVIDASIC records a financial-services restriction for HODGSON, DAVID. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLMES, SHANE DAVIDASIC records a securities restriction for HOLMES, SHANE DAVID. The published period runs from 16 Jun 2003 to 16 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUGHTON, KORESHASIC records a financial-services restriction for HOUGHTON, KORESH. The published period runs from 25 Sep 2017 to 24 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POUSA, SENENASIC records a credit restriction for POUSA, SENEN. The source gives 4 Jun 2018 as the start date.PersonASIC Banned and Disqualified Persons
- CATO, NEILASIC records a financial-services restriction for CATO, NEIL. The published period runs from 28 Feb 2026 to 27 Feb 2031.PersonASIC Banned and Disqualified Persons
- WHITEHOUSE, ERIC SYDNEYASIC records a director disqualification for WHITEHOUSE, ERIC SYDNEY. The published period runs from 19 Sep 2011 to 18 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ERICHSEN, RONALD DAVIDASIC records a director disqualification for ERICHSEN, RONALD DAVID. The published period runs from 23 Nov 1989 to 23 Nov 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MURRAY, SCOTT KENNETHASIC records a financial-services restriction for MURRAY, SCOTT KENNETH. The source gives 29 Mar 2012 as the start date.PersonASIC Banned and Disqualified Persons
- NUNIS, RALPH MARCELASIC records a securities restriction for NUNIS, RALPH MARCEL. The published period runs from 8 Sep 2003 to 8 Sep 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAIKIE, WALTER DENNISASIC records a director disqualification for BLAIKIE, WALTER DENNIS. The published period runs from 29 Nov 2011 to 28 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FELLOWES, LEWISASIC records a financial-services restriction for FELLOWES, LEWIS. The source gives 10 Mar 2015 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, RALPH DOUGLASASIC records a director disqualification for WILLIAMS, RALPH DOUGLAS. The published period runs from 22 May 2012 to 21 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POWELL, LARRY JOHNASIC records a director disqualification for POWELL, LARRY JOHN. The published period runs from 21 Feb 1991 to 21 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KREY, LESLIE CAROLASIC records a director disqualification for KREY, LESLIE CAROL. The published period runs from 2 Mar 1995 to 1 Mar 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PLYMIN, BERNARDASIC records a director disqualification for PLYMIN, BERNARD. The published period runs from 28 Jul 2003 to 27 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MURPHY, KEITH JOSHUAASIC records a director disqualification for MURPHY, KEITH JOSHUA. The published period runs from 9 Mar 1999 to 9 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.