ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- DONALDSON, ANDREW DAVIDASIC records a financial-services restriction for DONALDSON, ANDREW DAVID. The source gives 23 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- MCINTYRE, JAMES NEVILLEASIC records a director disqualification for MCINTYRE, JAMES NEVILLE. The published period runs from 17 Oct 2016 to 16 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEEHAN, BERNARDASIC records a credit restriction for MEEHAN, BERNARD. The source gives 10 Oct 2016 as the start date.PersonASIC Banned and Disqualified Persons
- BUFFIER, BRIAN JOSEPHASIC records a director disqualification for BUFFIER, BRIAN JOSEPH. The published period runs from 28 Jan 1999 to 28 Jan 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JACKEL L, MURRAYASIC records a director disqualification for JACKEL L, MURRAY. The published period runs from 14 Feb 1996 to 14 Aug 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC, LUBOASIC records a director disqualification for ZIVANOVIC, LUBO. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCARTHUR, PAUL ANTHONYASIC records a securities restriction for MCARTHUR, PAUL ANTHONY. The published period runs from 1 Dec 1998 to 30 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMMOUN, MOUSTAFAASIC records a director disqualification for AMMOUN, MOUSTAFA. The published period runs from 25 Sep 2013 to 24 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VELLA, CHARLESASIC records a director disqualification for VELLA, CHARLES. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEAMEY, GEORGE LEONARDASIC records a director disqualification for LEAMEY, GEORGE LEONARD. The published period runs from 23 Nov 2011 to 22 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REID, DAVIDASIC records a director disqualification for REID, DAVID. The published period runs from 14 Jul 2022 to 13 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAIKIE, WALTER WILLIAM DENISASIC records a director disqualification for BLAIKIE, WALTER WILLIAM DENIS. The published period runs from 29 Nov 2011 to 28 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PICKERING, BARRY JOHNASIC records a director disqualification for PICKERING, BARRY JOHN. The published period runs from 25 Aug 2000 to 25 Aug 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MC IVOR, MARKASIC records a financial-services restriction for MC IVOR, MARK. The source gives 26 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- ENSOR, BENASIC records a director disqualification for ENSOR, BEN. The published period runs from 26 Apr 2017 to 25 Apr 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REILLY, RHYS JAMES ROLLSASIC records a financial-services restriction for REILLY, RHYS JAMES ROLLS. The published period runs from 8 Apr 2026 to 7 Apr 2036.PersonASIC Banned and Disqualified Persons
- GIRALDO, JANEECE NORMAASIC records a financial-services restriction for GIRALDO, JANEECE NORMA. The published period runs from 16 Aug 2012 to 15 Aug 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, JAMINASIC records a director disqualification for RYAN, JAMIN. The published period runs from 22 Sep 2009 to 21 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOMM, LEONIDASIC records a director disqualification for KOMM, LEONID. The published period runs from 18 Aug 2010 to 17 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUTTON, DAVID HENTYASIC records a director disqualification for SUTTON, DAVID HENTY. The published period runs from 29 Jun 2023 to 28 Jun 2028.PersonASIC Banned and Disqualified Persons
- WARD, QUENTIN PHILLIP O'DOHERTYASIC records a director disqualification for WARD, QUENTIN PHILLIP O'DOHERTY. The published period runs from 21 Jul 2011 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEHRA, GURUMUKH SINGHASIC records a financial-services restriction for MEHRA, GURUMUKH SINGH. The published period runs from 27 Sep 2018 to 26 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PHILLIPS, MATTHEW JAMESASIC records a director disqualification for PHILLIPS, MATTHEW JAMES. The published period runs from 14 May 2014 to 13 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CVEK, VLADIMIRASIC records a director disqualification for CVEK, VLADIMIR. The published period runs from 13 Dec 1996 to 13 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, SHASHI KANTAASIC records a credit restriction for PRASAD, SHASHI KANTA. The published period runs from 14 May 2015 to 13 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOLODY, MICHAELASIC records a financial-services restriction for KOLODY, MICHAEL. The published period runs from 1 Sep 2015 to 28 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASFOUR, ANTHONYASIC records a director disqualification for ASFOUR, ANTHONY. The published period runs from 16 Jul 2011 to 15 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MC COY, KEITH JAMESASIC records a director disqualification for MC COY, KEITH JAMES. The published period runs from 4 Jul 2006 to 4 Jul 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUGHTON, MARGARET ISABELASIC records a director disqualification for HOUGHTON, MARGARET ISABEL. The published period runs from 20 Mar 1992 to 20 Mar 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WATSON, HAMISH PHILIPASIC records a securities restriction for WATSON, HAMISH PHILIP. The published period runs from 1 Jul 2003 to 30 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.