ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- O'MALLEY, BRETTASIC records a financial-services restriction for O'MALLEY, BRETT. The published period runs from 19 May 2015 to 18 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLASIC records a financial-services restriction for NIVEN, SEAN COLVILL. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- ONGLEY, MALCOLM DEANASIC records a director disqualification for ONGLEY, MALCOLM DEAN. The published period runs from 21 Jun 2007 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUWING, WILLIAM JOHN HENRYASIC records a financial-services restriction for HOUWING, WILLIAM JOHN HENRY. The source gives 17 Feb 2020 as the start date.PersonASIC Banned and Disqualified Persons
- CREMASCO, SERGIOASIC records a director disqualification for CREMASCO, SERGIO. The published period runs from 5 Dec 2011 to 4 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, GERALD LEONARDASIC records a director disqualification for PARKER, GERALD LEONARD. The published period runs from 27 Mar 2003 to 27 Mar 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTLER, MARK FREDERICKASIC records a director disqualification for BUTLER, MARK FREDERICK. The published period runs from 11 Oct 2019 to 22 Feb 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSIMATIS, EMMANUEL GEORGEASIC records a director disqualification for CASSIMATIS, EMMANUEL GEORGE. The published period runs from 22 Mar 2018 to 21 Mar 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOODS, PAMELA MAYASIC records a director disqualification for WOODS, PAMELA MAY. The published period runs from 5 Apr 1993 to 5 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRANT, WARREN JOHNASIC records a director disqualification for GRANT, WARREN JOHN. The published period runs from 11 Oct 1988 to 11 Oct 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EMERT H, DAVIDASIC records a director disqualification for EMERT H, DAVID. The published period runs from 16 Apr 2012 to 15 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOND, JANASIC records a director disqualification for BOND, JAN. The published period runs from 20 Oct 1988 to 20 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITEMAN, PHILIP DAMIENASIC records a director disqualification for WHITEMAN, PHILIP DAMIEN. The published period runs from 21 Sep 2011 to 21 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALL, IANASIC records a director disqualification for HALL, IAN. The published period runs from 16 May 2002 to 16 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POWIS, GUY JAMESASIC records a director disqualification for POWIS, GUY JAMES. The published period runs from 10 Dec 2020 to 9 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCNAMARA, WAYNE CLIFFORDASIC records a securities restriction for MCNAMARA, WAYNE CLIFFORD. The source gives 7 Jan 2002 as the start date.PersonASIC Banned and Disqualified Persons
- DOUGAN, PETERASIC records a director disqualification for DOUGAN, PETER. The published period runs from 7 Jun 1996 to 7 Jun 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAUNDER, MICHAELASIC records a director disqualification for MAUNDER, MICHAEL. The published period runs from 24 Mar 2021 to 23 Mar 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TREASE, DOUGLAS RICHARDASIC records a director disqualification for TREASE, DOUGLAS RICHARD. The published period runs from 7 Dec 2006 to 7 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUSSELL, MARKASIC records a director disqualification for RUSSELL, MARK. The published period runs from 25 Oct 2012 to 24 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FERGUSON, REBECCA MARIEASIC records a director disqualification for FERGUSON, REBECCA MARIE. The published period runs from 17 Mar 2021 to 16 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CON, GEORGEASIC records a director disqualification for CON, GEORGE. The published period runs from 6 Aug 1987 to 5 Aug 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEWART S, EDITHASIC records a director disqualification for STEWART S, EDITH. The published period runs from 10 Aug 1988 to 10 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCGORM, RONALD NEVILLEASIC records a director disqualification for MCGORM, RONALD NEVILLE. The published period runs from 28 Dec 1988 to 28 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRYKE, SUSANASIC records a director disqualification for PRYKE, SUSAN. The published period runs from 2 Jun 1993 to 2 Jun 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOSSETTER, JAMESASIC records a director disqualification for DOSSETTER, JAMES. The published period runs from 18 Apr 2014 to 17 Oct 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROEDERLOW, ROPATIASIC records a financial-services restriction for BROEDERLOW, ROPATI. The source gives 29 Jun 2012 as the start date.PersonASIC Banned and Disqualified Persons
- MILLS, MATTHEW JOHNASIC records a director disqualification for MILLS, MATTHEW JOHN. The published period runs from 19 Jul 2007 to 19 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MITCHELL, GREGORY IANASIC records a director disqualification for MITCHELL, GREGORY IAN. The published period runs from 9 May 2007 to 9 May 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARTIN, JOHNASIC records a director disqualification for MARTIN, JOHN. The published period runs from 26 May 2021 to 25 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.