ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- YOUNG, BRENT WARRENASIC records a director disqualification for YOUNG, BRENT WARREN. The published period runs from 7 Nov 2007 to 7 May 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VOSS, TREVOR DOUGLASSASIC records a director disqualification for VOSS, TREVOR DOUGLASS. The published period runs from 12 Nov 2013 to 11 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLAMP, MARTIN BURCHAMASIC records a director disqualification for CLAMP, MARTIN BURCHAM. The published period runs from 12 Aug 1988 to 12 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASE, JARROD ROBERTASIC records a director disqualification for CASE, JARROD ROBERT. The published period runs from 14 Mar 2012 to 13 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MANSFIELD, WAYNE ROBERTASIC records a director disqualification for MANSFIELD, WAYNE ROBERT. The published period runs from 24 Apr 2009 to 23 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRATTEN, CHARLES TIMOTHYASIC records a financial-services restriction for PRATTEN, CHARLES TIMOTHY. The source gives 3 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WYND, DAVID ANTHONYASIC records a financial-services restriction for WYND, DAVID ANTHONY. The source gives 13 Aug 2019 as the start date.PersonASIC Banned and Disqualified Persons
- ARNEL, GREVILLE DEANASIC records a director disqualification for ARNEL, GREVILLE DEAN. The published period runs from 6 Sep 2010 to 5 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRICKWOOD, JOHNASIC records a director disqualification for BRICKWOOD, JOHN. The published period runs from 18 Dec 2011 to 17 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAPPIDEEN, ISHAN SEENARASIC records a financial-services restriction for SAPPIDEEN, ISHAN SEENAR. The source gives 25 Aug 2014 as the start date.PersonASIC Banned and Disqualified Persons
- HILZINGER, DAVID WILLIAMASIC records a director disqualification for HILZINGER, DAVID WILLIAM. The published period runs from 13 Jun 2015 to 12 Nov 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLS, NICOLAASIC records a director disqualification for MILLS, NICOLA. The published period runs from 12 Feb 2020 to 11 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLER, WAYNE ROBERTASIC records a financial-services restriction for MILLER, WAYNE ROBERT. The published period runs from 12 Jan 2016 to 11 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STERRY, WAYNE ALEXANDERASIC records a director disqualification for STERRY, WAYNE ALEXANDER. The published period runs from 14 Sep 2016 to 13 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HANCOCK, RODNEY JAMESASIC records a director disqualification for HANCOCK, RODNEY JAMES. The published period runs from 18 Feb 2013 to 17 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARUSO, VICTOR MICHEALASIC records a director disqualification for CARUSO, VICTOR MICHEAL. The published period runs from 30 Jul 1987 to 30 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KARANDIKAR, SHILPAASIC records a credit restriction for KARANDIKAR, SHILPA. The published period runs from 11 Jul 2014 to 13 Jul 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MERHEB, DANNYASIC records a financial-services restriction for MERHEB, DANNY. The source gives 2 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- LYNESS, ANTHONY JOHNASIC records a director disqualification for LYNESS, ANTHONY JOHN. The published period runs from 18 Apr 2019 to 17 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUYNSTEE, ANTONIUS HENDRICUS THEODORUSASIC records a director disqualification for DUYNSTEE, ANTONIUS HENDRICUS THEODORUS. The published period runs from 2 Jan 2007 to 2 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEORGE, EDWARD RICHARDASIC records a financial-services restriction for GEORGE, EDWARD RICHARD. The published period runs from 7 Aug 2013 to 30 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALVORSEN, ATHOLASIC records a financial-services restriction for HALVORSEN, ATHOL. The published period runs from 28 Sep 2012 to 27 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROUGGOS, HELEN BERTHAASIC records a director disqualification for ROUGGOS, HELEN BERTHA. The published period runs from 6 May 1988 to 6 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARBER, ANTHONY STEPHENASIC records a director disqualification for BARBER, ANTHONY STEPHEN. The published period runs from 16 Dec 1998 to 16 Dec 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHANAHAN, MARK ANTHONY PAULASIC records a SMSF auditor disqualification for SHANAHAN, MARK ANTHONY PAUL. The source gives 25 Mar 2011 as the start date.PersonASIC Banned and Disqualified Persons
- KEELING, BRADLEY WILLIAMASIC records a financial-services restriction for KEELING, BRADLEY WILLIAM. The published period runs from 21 Mar 2003 to 21 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROESE, GARY ALLANASIC records a financial-services restriction for CROESE, GARY ALLAN. The published period runs from 10 Aug 2006 to 10 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AHRENS, STUART KIRKASIC records a director disqualification for AHRENS, STUART KIRK. The published period runs from 26 Aug 2018 to 25 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, GARY DAVIDASIC records a director disqualification for DAVIS, GARY DAVID. The published period runs from 30 Jun 1998 to 1 Jan 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHRUBSOLE, GORDON VICTORASIC records a SMSF auditor disqualification for SHRUBSOLE, GORDON VICTOR. The source gives 28 Apr 2021 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.