ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LAMING, KENNETH FULTONASIC records a securities restriction for LAMING, KENNETH FULTON. The source gives 6 Jan 1998 as the start date.PersonASIC Banned and Disqualified Persons
- WERTHEIMER, JOHNASIC records a financial-services restriction for WERTHEIMER, JOHN. The source gives 15 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- ATKIN, IAN ANDREWASIC records a director disqualification for ATKIN, IAN ANDREW. The published period runs from 5 Dec 1994 to 4 Dec 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VISSER, NICOLEASIC records a director disqualification for VISSER, NICOLE. The published period runs from 12 Oct 2021 to 11 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TODISCO, PETERASIC records a director disqualification for TODISCO, PETER. The published period runs from 21 Apr 2015 to 20 Apr 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PECK, PETER FRANCISASIC records a securities restriction for PECK, PETER FRANCIS. The source gives 16 Dec 1991 as the start date.PersonASIC Banned and Disqualified Persons
- BLAIKIE, WALTER DENNISASIC records a director disqualification for BLAIKIE, WALTER DENNIS. The published period runs from 29 Nov 2011 to 28 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGKINSON, LANCE VINCENTASIC records a director disqualification for HODGKINSON, LANCE VINCENT. The published period runs from 30 Nov 2011 to 19 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LYNCH, CRAIG ERICASIC records a director disqualification for LYNCH, CRAIG ERIC. The published period runs from 1 Feb 2016 to 31 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OULIARIS, ANTHONYASIC records a director disqualification for OULIARIS, ANTHONY. The published period runs from 6 Jun 2020 to 5 Jun 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FONTAINE, CYMON ADAMASIC records a financial-services restriction for FONTAINE, CYMON ADAM. The source gives 19 Jun 2017 as the start date.PersonASIC Banned and Disqualified Persons
- DOUGLAS, DONALDASIC records a SMSF auditor disqualification for DOUGLAS, DONALD. The source gives 3 Mar 2022 as the start date.PersonASIC Banned and Disqualified Persons
- EXADACTYLOS, ANDREASASIC records a director disqualification for EXADACTYLOS, ANDREAS. The published period runs from 15 Apr 2021 to 14 Apr 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRANCIS, ROBERT MICHAELASIC records a director disqualification for FRANCIS, ROBERT MICHAEL. The published period runs from 6 Jun 2014 to 5 Jun 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUSCOTT, IAN STANLEYASIC records a director disqualification for TRUSCOTT, IAN STANLEY. The published period runs from 22 Dec 1987 to 22 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAYA, SAMASIC records a director disqualification for ZAYA, SAM. The published period runs from 3 Jun 2014 to 2 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENNELL, RAYMOND JOHNASIC records a director disqualification for BENNELL, RAYMOND JOHN. The published period runs from 30 Jul 1987 to 30 Jul 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHOO, ALECASIC records a financial-services restriction for KHOO, ALEC. The published period runs from 22 Oct 2012 to 21 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOITERTON, JOHN BARRIEASIC records a director disqualification for LOITERTON, JOHN BARRIE. The published period runs from 12 Jul 2002 to 12 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MICHAEL, ROBERT SHANEASIC records a financial-services restriction for MICHAEL, ROBERT SHANE. The source gives 31 Jul 2019 as the start date.PersonASIC Banned and Disqualified Persons
- FARIAS, JENNIFER MARYASIC records a financial-services restriction for FARIAS, JENNIFER MARY. The source gives 6 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- COUGLAN, PATRICKASIC records a director disqualification for COUGLAN, PATRICK. The published period runs from 28 Apr 2022 to 27 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHARLES, VELLAASIC records a director disqualification for CHARLES, VELLA. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ORLANDO, FELICEASIC records a director disqualification for ORLANDO, FELICE. The published period runs from 16 Dec 2015 to 15 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASSFORD, PAULASIC records a director disqualification for BASSFORD, PAUL. The published period runs from 23 Jun 2017 to 22 Jun 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKENZIE W, ROBERTASIC records a director disqualification for MCKENZIE W, ROBERT. The published period runs from 2 Mar 2011 to 1 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSIMATIS, JULIE GLADYSASIC records a director disqualification for CASSIMATIS, JULIE GLADYS. The published period runs from 22 Mar 2018 to 21 Mar 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOLLISON, GREGORYASIC records a director disqualification for MOLLISON, GREGORY. The published period runs from 17 Aug 2013 to 16 Aug 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, MICHAELASIC records a financial-services restriction for PARKER, MICHAEL. The published period runs from 14 Jan 2009 to 13 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, ROBERTASIC records a financial-services restriction for SMITH, ROBERT. The source gives 9 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.