ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- POMFRET, PHILIPASIC records a director disqualification for POMFRET, PHILIP. The published period runs from 12 Jun 2011 to 11 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAMERON, SUZANNE EVELYNASIC records a director disqualification for CAMERON, SUZANNE EVELYN. The published period runs from 23 Oct 2007 to 23 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DJONESKI, BLAGOYCEASIC records a director disqualification for DJONESKI, BLAGOYCE. The published period runs from 19 May 2010 to 18 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FINN, HERBERT HECTORASIC records a director disqualification for FINN, HERBERT HECTOR. The published period runs from 21 Oct 1987 to 21 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARMIGNANI, MARIAASIC records a director disqualification for CARMIGNANI, MARIA. The published period runs from 3 Mar 1997 to 3 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROWN, BENJAMIN DAVID CONVENTRYASIC records a director disqualification for BROWN, BENJAMIN DAVID CONVENTRY. The published period runs from 9 May 2022 to 8 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BIRITZ, GEORGEASIC records a director disqualification for BIRITZ, GEORGE. The published period runs from 15 Dec 1993 to 15 Dec 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STOTT, LESLIE FORSYTHASIC records a director disqualification for STOTT, LESLIE FORSYTH. The published period runs from 7 Feb 2013 to 20 Feb 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POMFRET, PHILIP EDWARDASIC records a director disqualification for POMFRET, PHILIP EDWARD. The published period runs from 12 Jun 2011 to 11 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRICARICO, ANTHONY JAMESASIC records a director disqualification for TRICARICO, ANTHONY JAMES. The published period runs from 27 Oct 2019 to 26 Apr 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTHY, ROSS JOHNASIC records a director disqualification for MCCARTHY, ROSS JOHN. The published period runs from 6 Jun 2011 to 5 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NAVED, NASIR ALIASIC records a director disqualification for NAVED, NASIR ALI. The published period runs from 2 Aug 2017 to 1 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARRISON, DAVID JOHNASIC records a director disqualification for HARRISON, DAVID JOHN. The published period runs from 13 May 1996 to 13 May 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHNEIDER, JONATHAN RICHARDASIC records a financial-services restriction for SCHNEIDER, JONATHAN RICHARD. The published period runs from 30 Jun 2022 to 29 Jun 2030.PersonASIC Banned and Disqualified Persons
- KAKOSHCKE, NEVILLE JOHNASIC records a financial-services restriction for KAKOSHCKE, NEVILLE JOHN. The source gives 2 Jun 2004 as the start date.PersonASIC Banned and Disqualified Persons
- PRASAD, SHASHIASIC records a financial-services restriction for PRASAD, SHASHI. The published period runs from 14 May 2015 to 13 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BODNAR, ANDREWASIC records a financial-services restriction for BODNAR, ANDREW. The published period runs from 26 Feb 2025 to 26 Aug 2031.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLEASIC records a credit restriction for NIVEN, SEAN COLVILLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERT DONALDASIC records a director disqualification for RUTTLEY, ROBERT DONALD. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALEXZANDER, TONYASIC records a director disqualification for ALEXZANDER, TONY. The published period runs from 21 Apr 2022 to 20 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARTER, RODNEY CHARLESASIC records a director disqualification for CARTER, RODNEY CHARLES. The published period runs from 31 Jul 2017 to 30 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUYNH, KIEU THI-THANHASIC records a credit restriction for HUYNH, KIEU THI-THANH. The source gives 9 May 2014 as the start date.PersonASIC Banned and Disqualified Persons
- CHOU, LINASIC records a SMSF auditor disqualification for CHOU, LIN. The source gives 15 May 2024 as the start date.PersonASIC Banned and Disqualified Persons
- BOTTARI, GUISCARDO RICKYASIC records a financial-services restriction for BOTTARI, GUISCARDO RICKY. The published period runs from 9 Jun 2006 to 9 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUCK, CHRISTOPHER OWENASIC records a director disqualification for RUCK, CHRISTOPHER OWEN. The published period runs from 4 Oct 2007 to 4 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WYNHOVEN, RONALD WILLIAMASIC records a director disqualification for WYNHOVEN, RONALD WILLIAM. The published period runs from 25 Oct 2004 to 25 Oct 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAY, STEPHENASIC records a SMSF auditor disqualification for BRAY, STEPHEN. The source gives 21 Dec 2023 as the start date.PersonASIC Banned and Disqualified Persons
- DI CARLO, ANTONIOASIC records a director disqualification for DI CARLO, ANTONIO. The published period runs from 7 Sep 2012 to 6 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AWKAR, ANTHONYASIC records a financial-services restriction for AWKAR, ANTHONY. The source gives 24 Apr 2012 as the start date.PersonASIC Banned and Disqualified Persons
- POYNTER, BRENTONASIC records a financial-services restriction for POYNTER, BRENTON. The source gives 6 Feb 2018 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.