ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HILL, STEVE PHILIPASIC records a director disqualification for HILL, STEVE PHILIP. The published period runs from 21 Apr 2010 to 20 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TARTAK, DANIELASIC records a director disqualification for TARTAK, DANIEL. The published period runs from 23 Feb 2024 to 22 Feb 2029.PersonASIC Banned and Disqualified Persons
- GRUBB, GRAEME CLIFFORDASIC records a credit restriction for GRUBB, GRAEME CLIFFORD. The source gives 4 Nov 1999 as the start date.PersonASIC Banned and Disqualified Persons
- LOFTS, BRADLEY JOHNASIC records a financial-services restriction for LOFTS, BRADLEY JOHN. The source gives 26 Jul 2013 as the start date.PersonASIC Banned and Disqualified Persons
- KERR, NICHOLASASIC records a financial-services restriction for KERR, NICHOLAS. The published period runs from 9 Aug 2016 to 8 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REID, LYNTON JOHNASIC records a director disqualification for REID, LYNTON JOHN. The published period runs from 3 Jul 1997 to 3 Jul 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEMPSEY, CLAYTONASIC records a director disqualification for DEMPSEY, CLAYTON. The published period runs from 12 May 2017 to 11 May 2027.PersonASIC Banned and Disqualified Persons
- STOKES, MONICA FRANCESASIC records a director disqualification for STOKES, MONICA FRANCES. The published period runs from 27 Apr 1993 to 27 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRATION, DAMIAN LAWRENCEASIC records a director disqualification for GRATION, DAMIAN LAWRENCE. The published period runs from 23 Jan 2008 to 23 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEGLEY, BRUCEASIC records a director disqualification for PEGLEY, BRUCE. The published period runs from 21 Jul 1997 to 20 Jul 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLMES, GEORGE EDWARDASIC records a director disqualification for HOLMES, GEORGE EDWARD. The published period runs from 1 Apr 2014 to 30 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RONALDSON, JOHN ROBERTASIC records a director disqualification for RONALDSON, JOHN ROBERT. The published period runs from 23 Apr 1993 to 23 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, BLAKE GEOFFREYASIC records a director disqualification for RICHARDS, BLAKE GEOFFREY. The published period runs from 23 Sep 2009 to 22 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROSS, RONALD MALCOLMASIC records a financial-services restriction for CROSS, RONALD MALCOLM. The published period runs from 21 Jul 2016 to 20 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JARMAN, BRODY GLENNASIC records a financial-services restriction for JARMAN, BRODY GLENN. The source gives 24 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ROGERS, GRAEMEASIC records a financial-services restriction for ROGERS, GRAEME. The published period runs from 30 Aug 2016 to 29 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHIRAZ, RIYANKA PUTERIASIC records a credit restriction for SHIRAZ, RIYANKA PUTERI. The source gives 10 Sep 2014 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, IAN COMRIEASIC records a director disqualification for WILLIAMS, IAN COMRIE. The published period runs from 10 Jan 2024 to 10 Jan 2028.PersonASIC Banned and Disqualified Persons
- BADGER, PETER JOHNASIC records a securities restriction for BADGER, PETER JOHN. The source gives 9 May 1996 as the start date.PersonASIC Banned and Disqualified Persons
- SCHIAFONE, DOMENICO PAULASIC records a financial-services restriction for SCHIAFONE, DOMENICO PAUL. The source gives 9 Jun 2022 as the start date.PersonASIC Banned and Disqualified Persons
- HOLMES, CHARLES WILLIAMASIC records a director disqualification for HOLMES, CHARLES WILLIAM. The published period runs from 2 Jun 1993 to 2 Jun 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, JAMESASIC records a director disqualification for LEE, JAMES. The published period runs from 11 Dec 2012 to 10 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHRISTENSEN, VERN RICHARDASIC records a securities restriction for CHRISTENSEN, VERN RICHARD. The published period runs from 12 Jul 1999 to 12 Jul 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRIOR, HECTOR JOHNASIC records a director disqualification for PRIOR, HECTOR JOHN. The published period runs from 23 Mar 1991 to 23 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAY, MALCOLMASIC records a director disqualification for HAY, MALCOLM. The published period runs from 4 Apr 1989 to 4 Apr 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTCHER, ROY HENRYASIC records a director disqualification for BUTCHER, ROY HENRY. The published period runs from 5 Oct 1988 to 31 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCORMACK, GERARD JOSEPHASIC records a financial-services restriction for MCCORMACK, GERARD JOSEPH. The published period runs from 15 Jun 2017 to 14 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERTASIC records a director disqualification for RUTTLEY, ROBERT. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TORCASIO, TONINOASIC records a director disqualification for TORCASIO, TONINO. The published period runs from 29 Jul 2026 to 28 Jul 2031.PersonASIC Banned and Disqualified Persons
- BOOY, LEOPOLD WARRIORASIC records a director disqualification for BOOY, LEOPOLD WARRIOR. The published period runs from 1 Aug 2006 to 1 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.