ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- DRYDEN, ALEXANDER BARCLAYASIC records a credit restriction for DRYDEN, ALEXANDER BARCLAY. The published period runs from 19 Sep 2013 to 18 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROZARIO, SIDNEY FRANCISASIC records a director disqualification for ROZARIO, SIDNEY FRANCIS. The published period runs from 30 Nov 1994 to 30 Nov 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NGUYEN, TAI THANHASIC records a financial-services restriction for NGUYEN, TAI THANH. The source gives 15 Jan 2019 as the start date.PersonASIC Banned and Disqualified Persons
- MACINTYRE, SHAYNE CHRISTOPHERASIC records a director disqualification for MACINTYRE, SHAYNE CHRISTOPHER. The published period runs from 22 Sep 2020 to 21 Sep 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAITHWAITE, DARYLASIC records a director disqualification for BRAITHWAITE, DARYL. The published period runs from 14 May 1996 to 14 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AYOUB, MICHAEL HANNAASIC records a director disqualification for AYOUB, MICHAEL HANNA. The published period runs from 15 Nov 2011 to 14 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DODD, BRIAN PETERASIC records a securities restriction for DODD, BRIAN PETER. The source gives 4 Dec 2000 as the start date.PersonASIC Banned and Disqualified Persons
- MA, JUNASIC records a credit restriction for MA, JUN. The source gives 13 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BOOTH, THOMAS BENJAMIN JOHNASIC records a securities restriction for BOOTH, THOMAS BENJAMIN JOHN. The published period runs from 26 Sep 1996 to 26 Jan 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBIN, LEE ROBERTASIC records a director disqualification for ROBIN, LEE ROBERT. The published period runs from 8 Nov 2016 to 7 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLEASIC records a financial-services restriction for NIVEN, SEAN COLVILLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- GAZAL, HAYATASIC records a director disqualification for GAZAL, HAYAT. The published period runs from 19 Dec 1995 to 18 Dec 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALI, DANIEL FAROOKASIC records a financial-services restriction for ALI, DANIEL FAROOK. The source gives 14 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- KOVIC, PETERASIC records a director disqualification for KOVIC, PETER. The published period runs from 18 Jun 2010 to 17 Jun 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- QUINN, BRIAN WILLIAMASIC records a securities restriction for QUINN, BRIAN WILLIAM. The source gives 4 Aug 1993 as the start date.PersonASIC Banned and Disqualified Persons
- POPAL, ABDULLAHASIC records a financial-services restriction for POPAL, ABDULLAH. The source gives 2 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, RALPH DOUGLASASIC records a director disqualification for WILLIAMS, RALPH DOUGLAS. The published period runs from 22 May 2012 to 21 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIUMELLI, TRENT SIMONASIC records a financial-services restriction for GIUMELLI, TRENT SIMON. The source gives 6 May 2026 as the start date.PersonASIC Banned and Disqualified Persons
- LUVERA, DOMENICOASIC records a director disqualification for LUVERA, DOMENICO. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FIGUEIRAS, ANTONIOASIC records a director disqualification for FIGUEIRAS, ANTONIO. The published period runs from 30 Jul 2014 to 29 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOYODA, JUNASIC records a director disqualification for TOYODA, JUN. The published period runs from 20 Jul 2023 to 19 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEYCOCK, DAVID RHYSASIC records a financial-services restriction for HEYCOCK, DAVID RHYS. The published period runs from 11 May 2017 to 10 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLMES, GRAHAM HENRYASIC records a financial-services restriction for HOLMES, GRAHAM HENRY. The source gives 10 Jun 2025 as the start date.PersonASIC Banned and Disqualified Persons
- BISHOP, ANTHONY JOHNASIC records a financial-services restriction for BISHOP, ANTHONY JOHN. The published period runs from 23 Nov 2016 to 22 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BELMONTE, ERNESTOASIC records a director disqualification for BELMONTE, ERNESTO. The published period runs from 25 Mar 1988 to 25 Mar 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUDA, PAUL ANTHONYASIC records a director disqualification for TRUDA, PAUL ANTHONY. The published period runs from 19 May 1988 to 19 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STARBUCK, HEATHASIC records a financial-services restriction for STARBUCK, HEATH. The source gives 12 Oct 2006 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIS, MARKASIC records a director disqualification for WILLIS, MARK. The published period runs from 14 Nov 2013 to 13 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIMA, DEREKASIC records a SMSF auditor disqualification for GRIMA, DEREK. The source gives 4 May 2026 as the start date.PersonASIC Banned and Disqualified Persons
- CHENG, TAK BOASIC records a SMSF auditor disqualification for CHENG, TAK BO. The source gives 30 Apr 2024 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.