ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MEHRA, GURUMUKH SINGHASIC records a financial-services restriction for MEHRA, GURUMUKH SINGH. The published period runs from 27 Sep 2018 to 26 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUNCAN, PAULASIC records a financial-services restriction for DUNCAN, PAUL. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, TREVOR WILLIAMASIC records a credit restriction for KING, TREVOR WILLIAM. The source gives 7 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- DOUKARI, DRISSASIC records a financial-services restriction for DOUKARI, DRISS. The source gives 10 Dec 2012 as the start date.PersonASIC Banned and Disqualified Persons
- ROSSI, VINCENT LEONARDOASIC records a director disqualification for ROSSI, VINCENT LEONARDO. The published period runs from 26 Sep 2012 to 25 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIPINA, DAVIDASIC records a financial-services restriction for SIPINA, DAVID. The published period runs from 26 Nov 2025 to 25 Nov 2031.PersonASIC Banned and Disqualified Persons
- COGHLAN, DOUGLASASIC records a SMSF auditor disqualification for COGHLAN, DOUGLAS. The source gives 5 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- DALLAS, ALEXANDRAASIC records a director disqualification for DALLAS, ALEXANDRA. The published period runs from 7 Apr 2014 to 6 Apr 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOHNSTON, TIMOTHY FRANCISASIC records a director disqualification for JOHNSTON, TIMOTHY FRANCIS. The published period runs from 21 Jul 2011 to 20 Jul 2031.PersonASIC Banned and Disqualified Persons
- REDMOND, WILLIAMASIC records a director disqualification for REDMOND, WILLIAM. The published period runs from 19 Oct 2022 to 18 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRUBISA, DOMINQUE EVAASIC records a director disqualification for GRUBISA, DOMINQUE EVA. The published period runs from 24 May 2024 to 23 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, ALAN JOHNASIC records a director disqualification for KING, ALAN JOHN. The published period runs from 6 Apr 2010 to 5 Apr 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORLEY, PHILOP GRAHAMASIC records a director disqualification for MORLEY, PHILOP GRAHAM. The published period runs from 27 Aug 2009 to 26 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAOUD, ANDREWASIC records a director disqualification for DAOUD, ANDREW. The published period runs from 14 Jun 2011 to 13 Jun 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WERRY, GRAHAM KEITHASIC records a director disqualification for WERRY, GRAHAM KEITH. The published period runs from 18 Dec 2014 to 17 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KULLEN, WALTERASIC records a director disqualification for KULLEN, WALTER. The published period runs from 10 Nov 1988 to 10 Nov 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUTCLIFFE, NORMANASIC records a director disqualification for SUTCLIFFE, NORMAN. The published period runs from 4 Oct 1997 to 4 Jul 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WU, ANTTLAASIC records a director disqualification for WU, ANTTLA. The published period runs from 14 Jun 1996 to 13 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSANITI, GINO ROBERTASIC records a director disqualification for CASSANITI, GINO ROBERT. The published period runs from 9 Mar 2015 to 8 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, DEAN JAMESASIC records a director disqualification for KING, DEAN JAMES. The published period runs from 22 Dec 2015 to 22 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARSHALL, KYLE JONATHAN PERRYASIC records a financial-services restriction for MARSHALL, KYLE JONATHAN PERRY. The published period runs from 12 Sep 2019 to 11 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRADMAN, KELMAN MOTELASIC records a financial-services restriction for GRADMAN, KELMAN MOTEL. The source gives 12 May 2005 as the start date.PersonASIC Banned and Disqualified Persons
- GOUGH, GRAEME JOHNASIC records a director disqualification for GOUGH, GRAEME JOHN. The published period runs from 5 Sep 2008 to 4 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOWNEY, ANTHONY JOHNASIC records a financial-services restriction for DOWNEY, ANTHONY JOHN. The published period runs from 15 Aug 2016 to 14 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TERRACINI, ANDREW DENNISASIC records a director disqualification for TERRACINI, ANDREW DENNIS. The published period runs from 11 Oct 2005 to 11 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUWING, WILLIAM JOHN HENRYASIC records a financial-services restriction for HOUWING, WILLIAM JOHN HENRY. The source gives 17 Feb 2020 as the start date.PersonASIC Banned and Disqualified Persons
- FRIZZELL, ALEKSANDRAASIC records a financial-services restriction for FRIZZELL, ALEKSANDRA. The source gives 15 Jul 2024 as the start date.PersonASIC Banned and Disqualified Persons
- CULLEY, ANNEASIC records a director disqualification for CULLEY, ANNE. The published period runs from 26 Feb 2007 to 26 Feb 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOUDIE, PETERASIC records a financial-services restriction for GOUDIE, PETER. The published period runs from 29 Jul 2019 to 28 Jul 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HRONOPOULOS, ANASTASIAASIC records a financial-services restriction for HRONOPOULOS, ANASTASIA. The source gives 30 Oct 2008 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.