ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HALL, IAN ROBERTASIC records a director disqualification for HALL, IAN ROBERT. The published period runs from 16 May 2002 to 16 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OXLADE, COLINASIC records a director disqualification for OXLADE, COLIN. The published period runs from 8 Jun 2017 to 7 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUAASIC records a director disqualification for FUOCO, JOSHUA. The published period runs from 13 May 2016 to 12 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PULBROOK, WILLIAM KEVINASIC records a director disqualification for PULBROOK, WILLIAM KEVIN. The published period runs from 7 May 2020 to 6 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROWN, DARRENASIC records a financial-services restriction for BROWN, DARREN. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- WHITMORE, CAROLE ANGELAASIC records a director disqualification for WHITMORE, CAROLE ANGELA. The published period runs from 30 Oct 2005 to 30 Oct 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBINSON, RAY ARTHURASIC records a financial-services restriction for ROBINSON, RAY ARTHUR. The published period runs from 28 Mar 2017 to 27 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OSWALD, WILLIAMASIC records a director disqualification for OSWALD, WILLIAM. The published period runs from 3 Jul 1990 to 3 Jul 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIU, KINGSLEY CHUNG CHUANASIC records a securities restriction for LIU, KINGSLEY CHUNG CHUAN. The published period runs from 19 Jul 1993 to 18 Jul 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HICKIE, DAVIDASIC records a financial-services restriction for HICKIE, DAVID. The published period runs from 14 Aug 2012 to 13 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, DESLEYASIC records a director disqualification for SOONG, DESLEY. The published period runs from 3 Jun 2022 to 2 Jun 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, RAGHWA NANDASIC records a financial-services restriction for PRASAD, RAGHWA NAND. The published period runs from 19 Aug 2015 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HART, CLIVE RICHARDASIC records a director disqualification for HART, CLIVE RICHARD. The published period runs from 18 Nov 1999 to 18 Nov 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DARLEY, COLIN ALFREDASIC records a director disqualification for DARLEY, COLIN ALFRED. The published period runs from 16 Nov 1987 to 16 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAGAR, NABILASIC records a director disqualification for MAGAR, NABIL. The published period runs from 1 Aug 2011 to 31 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FESTINI, VERNON VALENTINEASIC records a director disqualification for FESTINI, VERNON VALENTINE. The published period runs from 12 Apr 1994 to 12 Apr 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEMON, KEITHASIC records a director disqualification for LEMON, KEITH. The published period runs from 6 Nov 2019 to 5 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OAKES, ROHAN PAULASIC records a director disqualification for OAKES, ROHAN PAUL. The published period runs from 20 Jul 2017 to 19 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BURROWS, JASON GRANTASIC records a financial-services restriction for BURROWS, JASON GRANT. The published period runs from 29 May 2015 to 28 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLEASIC records a financial-services restriction for NIVEN, SEAN COLVILLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- SOONG, JIMASIC records a director disqualification for SOONG, JIM. The published period runs from 28 Feb 2023 to 27 Feb 2028.PersonASIC Banned and Disqualified Persons
- O'BRIEN, STEVEN JOHNASIC records a director disqualification for O'BRIEN, STEVEN JOHN. The published period runs from 22 Sep 1988 to 22 Sep 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHROEDER, MARKASIC records a financial-services restriction for SCHROEDER, MARK. The published period runs from 21 Oct 2019 to 20 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENCHY, MICHAEL ANTHONYASIC records a financial-services restriction for HENCHY, MICHAEL ANTHONY. The published period runs from 23 Dec 2004 to 23 Dec 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WATSON, HAMISHASIC records a futures restriction for WATSON, HAMISH. The published period runs from 1 Jul 2003 to 30 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BILL, PSAROUDISASIC records a director disqualification for BILL, PSAROUDIS. The published period runs from 4 Oct 2020 to 3 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBBS, JAMES DAVIDASIC records a credit restriction for GIBBS, JAMES DAVID. The source gives 17 Mar 2020 as the start date.PersonASIC Banned and Disqualified Persons
- SHANNON, JOHN THOMASASIC records a director disqualification for SHANNON, JOHN THOMAS. The published period runs from 8 Dec 2017 to 7 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMMOND, JASON ANDREWASIC records a director disqualification for HAMMOND, JASON ANDREW. The published period runs from 30 Jul 2018 to 29 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OXLADE, COLIN GEOFFREYASIC records a director disqualification for OXLADE, COLIN GEOFFREY. The published period runs from 8 Jun 2017 to 7 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.