ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- RICKMAN, BENASIC records a financial-services restriction for RICKMAN, BEN. The published period runs from 17 Dec 2015 to 16 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPERLINGA, ANGELOASIC records a director disqualification for SPERLINGA, ANGELO. The published period runs from 8 May 1997 to 8 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TINDALL, DARREN GLENASIC records a financial-services restriction for TINDALL, DARREN GLEN. The published period runs from 9 Jan 2017 to 8 Jan 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, PAMELA MARGARETASIC records a financial-services restriction for ANDERSON, PAMELA MARGARET. The published period runs from 17 Nov 2023 to 10 Dec 2024. The source records documented stay: Current matching excludes 2022-07-11 through 2023-11-16; the source records resumption on 2023-11-17. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, GRANTASIC records a financial-services restriction for TAYLOR, GRANT. The source gives 13 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- CALLAHAN, JAQUELINE ANNEASIC records a director disqualification for CALLAHAN, JAQUELINE ANNE. The published period runs from 9 Oct 1996 to 9 Oct 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, TRAM LE ANHASIC records a financial-services restriction for TRAN, TRAM LE ANH. The source gives 30 Jan 2020 as the start date.PersonASIC Banned and Disqualified Persons
- REICHARD, FRANK ARNOLDASIC records a director disqualification for REICHARD, FRANK ARNOLD. The published period runs from 28 Aug 1987 to 28 Aug 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUPIS, DOMENICOASIC records a financial-services restriction for LUPIS, DOMENICO. The source gives 17 Sep 2026 as the start date.PersonASIC Banned and Disqualified Persons
- MILBURN, IAN LESLIEASIC records a director disqualification for MILBURN, IAN LESLIE. The published period runs from 23 Mar 2013 to 23 Mar 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOTTRAM, MARK RONALDASIC records a director disqualification for MOTTRAM, MARK RONALD. The published period runs from 23 Nov 1991 to 23 Nov 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OULD, WILLIAM JOHNASIC records a director disqualification for OULD, WILLIAM JOHN. The published period runs from 3 May 1999 to 3 Nov 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHARSTONE, ALANASIC records a financial-services restriction for CHARSTONE, ALAN. The source gives 3 Apr 2012 as the start date.PersonASIC Banned and Disqualified Persons
- BURROWS, JASONASIC records a financial-services restriction for BURROWS, JASON. The published period runs from 29 May 2015 to 28 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAIRWEATHER, WARREN GRAHAMASIC records a director disqualification for FAIRWEATHER, WARREN GRAHAM. The published period runs from 21 Oct 1991 to 21 Oct 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE MARIA, RENATOASIC records a financial-services restriction for DE MARIA, RENATO. The source gives 20 Nov 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MCKENNY, JON MELVILLEASIC records a financial-services restriction for MCKENNY, JON MELVILLE. The source gives 29 Jun 2004 as the start date.PersonASIC Banned and Disqualified Persons
- STONE, TERENCE ROYASIC records a financial-services restriction for STONE, TERENCE ROY. The published period runs from 2 Jan 2008 to 2 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LARBALESTIER, ELIZABETH ANNEASIC records a director disqualification for LARBALESTIER, ELIZABETH ANNE. The published period runs from 29 Aug 1988 to 29 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEGOLI, LEONARDOASIC records a director disqualification for PEGOLI, LEONARDO. The published period runs from 26 Sep 2019 to 25 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEPHENS, IAN EDWARDASIC records a director disqualification for STEPHENS, IAN EDWARD. The published period runs from 30 Jan 2019 to 29 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLZHEIMER, KAREN MICHELLEASIC records a financial-services restriction for HOLZHEIMER, KAREN MICHELLE. The published period runs from 27 Oct 2006 to 27 Oct 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ESPOSITO, VIOLETTAASIC records a director disqualification for ESPOSITO, VIOLETTA. The published period runs from 1 Feb 2021 to 31 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DARWIN, LAURENASIC records a director disqualification for DARWIN, LAUREN. The published period runs from 19 Mar 2019 to 18 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVENPORT, IAN BRUCEASIC records a director disqualification for DAVENPORT, IAN BRUCE. The published period runs from 29 Jan 1997 to 29 Jul 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOUNG, CHRISTOPHER JAMESASIC records a financial-services restriction for YOUNG, CHRISTOPHER JAMES. The published period runs from 11 Oct 2016 to 10 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCOTT, ANTHONYASIC records a director disqualification for SCOTT, ANTHONY. The published period runs from 11 Aug 2009 to 10 Feb 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHIN, YEE WOOIASIC records a financial-services restriction for CHIN, YEE WOOI. The published period runs from 12 Nov 2007 to 12 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BALDWIN, BRIAN RAYMOND BALDWINASIC records a director disqualification for BALDWIN, BRIAN RAYMOND BALDWIN. The published period runs from 14 Apr 1997 to 14 Apr 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RODWELL, BRENDANASIC records a financial-services restriction for RODWELL, BRENDAN. The published period runs from 23 Oct 2025 to 22 Oct 2027.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.