ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CHOUTIS, GEORGEASIC records a director disqualification for CHOUTIS, GEORGE. The published period runs from 20 Nov 2012 to 19 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCOTT, ANTHONY JOHNASIC records a financial-services restriction for SCOTT, ANTHONY JOHN. The published period runs from 22 Mar 2005 to 22 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITBY, JOHN LEONARDASIC records a director disqualification for WHITBY, JOHN LEONARD. The published period runs from 15 Jun 1995 to 15 Jun 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HORTON, DAVID JAMES PATRICKASIC records a financial-services restriction for HORTON, DAVID JAMES PATRICK. The published period runs from 29 Jun 2020 to 28 Jun 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALTER, JOHN ANTHONYASIC records a securities restriction for WALTER, JOHN ANTHONY. The source gives 13 Oct 1997 as the start date.PersonASIC Banned and Disqualified Persons
- STEPHENS, IANASIC records a director disqualification for STEPHENS, IAN. The published period runs from 30 Jan 2019 to 29 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, HEE SENGASIC records a credit restriction for LEE, HEE SENG. The source gives 26 Feb 2014 as the start date.PersonASIC Banned and Disqualified Persons
- KAUSHIK, AJAYASIC records a credit restriction for KAUSHIK, AJAY. The published period runs from 14 Feb 2013 to 13 Feb 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALASTY, JOHNASIC records a director disqualification for PALASTY, JOHN. The published period runs from 26 Feb 2012 to 25 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BORG, CARMEL CHARLESASIC records a director disqualification for BORG, CARMEL CHARLES. The published period runs from 22 Dec 1989 to 22 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEER, DAVID CHARLESASIC records a securities restriction for STEER, DAVID CHARLES. The published period runs from 23 May 2002 to 22 May 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIN, WEN JIANGASIC records a director disqualification for LIN, WEN JIANG. The published period runs from 18 Jun 2017 to 17 Jun 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTT, MICHAEL JOHNASIC records a financial-services restriction for BUTT, MICHAEL JOHN. The source gives 11 Sep 2006 as the start date.PersonASIC Banned and Disqualified Persons
- ROBIN, COLIN STEWARTASIC records a director disqualification for ROBIN, COLIN STEWART. The published period runs from 13 Mar 1996 to 13 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ACKERMAN, FREDERICK STEVENASIC records a financial-services restriction for ACKERMAN, FREDERICK STEVEN. The published period runs from 16 Sep 2021 to 15 Sep 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALSH, MATTHEW JOHNASIC records a director disqualification for WALSH, MATTHEW JOHN. The published period runs from 10 Mar 2022 to 9 Mar 2027.PersonASIC Banned and Disqualified Persons
- GORE, MARINAASIC records a financial-services restriction for GORE, MARINA. The published period runs from 29 May 2015 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE ANGELIS, AGOSTINOASIC records a director disqualification for DE ANGELIS, AGOSTINO. The published period runs from 28 Mar 1990 to 28 Mar 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORNELL, ROXANEASIC records a director disqualification for CORNELL, ROXANE. The published period runs from 25 Feb 2023 to 24 Feb 2028.PersonASIC Banned and Disqualified Persons
- PALASTRY, JOHNASIC records a director disqualification for PALASTRY, JOHN. The published period runs from 26 Feb 2012 to 25 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OTTON, RICHARDASIC records a director disqualification for OTTON, RICHARD. The published period runs from 15 Nov 2018 to 14 Nov 2028.PersonASIC Banned and Disqualified Persons
- DONLEY, GRANT EVANASIC records a director disqualification for DONLEY, GRANT EVAN. The published period runs from 25 May 2021 to 24 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FALCONER, ANTHONYASIC records a director disqualification for FALCONER, ANTHONY. The published period runs from 3 Aug 2026 to 2 Aug 2030.PersonASIC Banned and Disqualified Persons
- MARTINCIC, ANNABELLEASIC records a financial-services restriction for MARTINCIC, ANNABELLE. The source gives 10 Oct 2018 as the start date.PersonASIC Banned and Disqualified Persons
- RYAN, EDWARD WALLACEASIC records a director disqualification for RYAN, EDWARD WALLACE. The published period runs from 13 Oct 1987 to 13 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRINKIES, JUSTIN BENJAMIN JAMESASIC records a director disqualification for BRINKIES, JUSTIN BENJAMIN JAMES. The published period runs from 15 Sep 2021 to 14 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ST PIERRE, DAVID GRANTASIC records a credit restriction for ST PIERRE, DAVID GRANT. The source gives 6 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
- WEBSTER, JAMESASIC records a securities restriction for WEBSTER, JAMES. The source gives 2 Mar 2001 as the start date.PersonASIC Banned and Disqualified Persons
- HEPI, RANAASIC records a financial-services restriction for HEPI, RANA. The published period runs from 4 Dec 2015 to 3 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PATNIOTIS, CONSTANTINOSASIC records a credit restriction for PATNIOTIS, CONSTANTINOS. The source gives 1 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.