ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SPITERI, MARIOASIC records a director disqualification for SPITERI, MARIO. The published period runs from 18 Apr 2005 to 18 Apr 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TERRY G J,ASIC records a director disqualification for TERRY G J,. The published period runs from 27 Aug 2009 to 26 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIFFITHS, RONALD KENNETHASIC records a director disqualification for GRIFFITHS, RONALD KENNETH. The published period runs from 31 Mar 1993 to 31 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AGRAWAL, SHASHIKUMARI KRISHNAKUMARASIC records a director disqualification for AGRAWAL, SHASHIKUMARI KRISHNAKUMAR. The published period runs from 10 Jun 2026 to 9 Jun 2031.PersonASIC Banned and Disqualified Persons
- DAVIES, ALANASIC records a financial-services restriction for DAVIES, ALAN. The published period runs from 7 May 2020 to 6 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ABBOTT, BILLASIC records a securities restriction for ABBOTT, BILL. The published period runs from 29 Mar 1994 to 29 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAMUEL, ABE ELLIOTASIC records a SMSF auditor disqualification for SAMUEL, ABE ELLIOT. The source gives 14 Oct 2015 as the start date.PersonASIC Banned and Disqualified Persons
- GRIBBLE, PETER GEOFFREYASIC records a financial-services restriction for GRIBBLE, PETER GEOFFREY. The published period runs from 6 Oct 2022 to 5 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VOSS, PETERASIC records a director disqualification for VOSS, PETER. The published period runs from 15 Nov 2004 to 15 Nov 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TSAMBIKOS, SAMASIC records a director disqualification for TSAMBIKOS, SAM. The published period runs from 12 Jan 2016 to 11 Jan 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIDOF, TONYASIC records a financial-services restriction for DAVIDOF, TONY. The published period runs from 15 Dec 2015 to 15 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROWN, ALAN LESLIEASIC records a financial-services restriction for BROWN, ALAN LESLIE. The source gives 14 Nov 2009 as the start date.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a director disqualification for FUOCO, JOSHUA DAVID. The published period runs from 13 May 2016 to 12 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DI RUSSO, MAXASIC records a director disqualification for DI RUSSO, MAX. The published period runs from 25 Jul 2012 to 24 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HIGGINS, JAMES FRANCISASIC records a director disqualification for HIGGINS, JAMES FRANCIS. The published period runs from 24 May 1995 to 24 Nov 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROSS, RONALD MALCOLMASIC records a financial-services restriction for CROSS, RONALD MALCOLM. The published period runs from 21 Jul 2016 to 20 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HYLAND, GAVIN KEITHASIC records a financial-services restriction for HYLAND, GAVIN KEITH. The source gives 15 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- TURUDIA, SIMON ALEXANDERASIC records a financial-services restriction for TURUDIA, SIMON ALEXANDER. The published period runs from 4 Sep 2012 to 3 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLARK, BRUCE RONALDASIC records a director disqualification for CLARK, BRUCE RONALD. The source gives 29 Oct 1987 as the start date.PersonASIC Banned and Disqualified Persons
- VASSALLO, CHRISTOPHERASIC records a financial-services restriction for VASSALLO, CHRISTOPHER. The source gives 16 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
- BLACKBURNE, KAYE CHRISTINEASIC records a credit restriction for BLACKBURNE, KAYE CHRISTINE. The source gives 10 Apr 2001 as the start date.PersonASIC Banned and Disqualified Persons
- PECYNA, OSKARASIC records a financial-services restriction for PECYNA, OSKAR. The published period runs from 29 Jun 2022 to 30 Mar 2027. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMALLWOOD, RUSSELL ANDREWASIC records a director disqualification for SMALLWOOD, RUSSELL ANDREW. The published period runs from 18 Nov 2010 to 17 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAING, JACQUELINEASIC records a director disqualification for LAING, JACQUELINE. The published period runs from 24 Apr 1997 to 24 Apr 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLUMENTHAL, ADAMASIC records a director disqualification for BLUMENTHAL, ADAM. The published period runs from 12 Apr 2024 to 11 Apr 2029.PersonASIC Banned and Disqualified Persons
- GOLDBERG, ROBERT ANTHONYASIC records a director disqualification for GOLDBERG, ROBERT ANTHONY. The published period runs from 9 Sep 1992 to 9 Sep 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOHILL, ROBERT JOHNASIC records a financial-services restriction for TOHILL, ROBERT JOHN. The published period runs from 25 Aug 2025 to 24 Aug 2030.PersonASIC Banned and Disqualified Persons
- ELFAR, TERENCEASIC records a director disqualification for ELFAR, TERENCE. The published period runs from 25 Oct 2010 to 24 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAVANOUGH, BARBARAASIC records a financial-services restriction for CAVANOUGH, BARBARA. The published period runs from 4 May 2006 to 4 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEBBARD, COLIN GEORGEASIC records a financial-services restriction for HEBBARD, COLIN GEORGE. The published period runs from 10 Feb 2009 to 9 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.