ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KARBOTLI, JAMESASIC records a director disqualification for KARBOTLI, JAMES. The published period runs from 14 Sep 2020 to 13 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAIKIE, WALTER WILLIAM DENNISASIC records a director disqualification for BLAIKIE, WALTER WILLIAM DENNIS. The published period runs from 29 Nov 2011 to 28 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAMBE, RICHARD PHILIPASIC records a financial-services restriction for LAMBE, RICHARD PHILIP. The published period runs from 27 Jun 2019 to 26 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUSS, ANTONY DAVIDASIC records a director disqualification for GUSS, ANTONY DAVID. The published period runs from 27 Sep 2005 to 27 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAGAN, STEPHEN TERRENCEASIC records a director disqualification for FAGAN, STEPHEN TERRENCE. The published period runs from 5 Sep 2017 to 4 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEANEY, JOHNASIC records a director disqualification for GEANEY, JOHN. The published period runs from 17 May 2014 to 16 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOZIC, MILANASIC records a director disqualification for BOZIC, MILAN. The published period runs from 22 Sep 2016 to 21 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAKIM, ISAACASIC records a financial-services restriction for HAKIM, ISAAC. The source gives 14 Oct 2015 as the start date.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a director disqualification for HODGSON, DAVID PAUL. The published period runs from 19 Sep 2025 to 19 Sep 2030.PersonASIC Banned and Disqualified Persons
- ZOA FAKHOURY, JOHNASIC records a director disqualification for ZOA FAKHOURY, JOHN. The published period runs from 16 Jun 2010 to 15 Jun 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROSS, RONALD MALCOLMASIC records a financial-services restriction for CROSS, RONALD MALCOLM. The published period runs from 21 Jul 2016 to 20 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHRISTIANSZ, JOSEPH GEORGEASIC records a financial-services restriction for CHRISTIANSZ, JOSEPH GEORGE. The source gives 10 Sep 2007 as the start date.PersonASIC Banned and Disqualified Persons
- HAMILTON, JULIEASIC records a financial-services restriction for HAMILTON, JULIE. The published period runs from 29 Nov 2017 to 28 Nov 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VU, THUY THIASIC records a financial-services restriction for VU, THUY THI. The source gives 21 Jul 2017 as the start date.PersonASIC Banned and Disqualified Persons
- ROBERTSON, JOHN HUMPHREYASIC records a director disqualification for ROBERTSON, JOHN HUMPHREY. The published period runs from 11 May 1988 to 11 Nov 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAYASIC records a financial-services restriction for FLETCHER, BENJAMIN FREDERICK GARRY CLIVE LINDSAY. The source gives 14 Sep 2018 as the start date.PersonASIC Banned and Disqualified Persons
- AYOUB, ELAINEASIC records a director disqualification for AYOUB, ELAINE. The published period runs from 24 Aug 2019 to 23 Aug 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ERBER, GEORGEASIC records a director disqualification for ERBER, GEORGE. The published period runs from 28 Oct 1988 to 28 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HADDAD, NEWMAN IBRHIMASIC records a director disqualification for HADDAD, NEWMAN IBRHIM. The published period runs from 18 Feb 2018 to 17 Feb 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POIDEVIN, SIMONASIC records a financial-services restriction for POIDEVIN, SIMON. The published period runs from 29 Nov 2017 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RIECK, IAN HERBERTASIC records a director disqualification for RIECK, IAN HERBERT. The published period runs from 27 Feb 1989 to 8 Nov 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUCKEL, GRAHAM GEORGEASIC records a financial-services restriction for HUCKEL, GRAHAM GEORGE. The published period runs from 22 Sep 2006 to 22 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FIELD, LINDSAYASIC records a director disqualification for FIELD, LINDSAY. The published period runs from 30 Jun 2006 to 30 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAIN, FRANK ROBINASIC records a director disqualification for MAIN, FRANK ROBIN. The published period runs from 6 Mar 1990 to 6 Mar 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LANE, JOHN VICTORASIC records a director disqualification for LANE, JOHN VICTOR. The published period runs from 17 May 2004 to 17 May 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOWMI, FREDASIC records a director disqualification for SOWMI, FRED. The published period runs from 29 Jan 2008 to 29 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC, LUBOASIC records a director disqualification for ZIVANOVIC, LUBO. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAMPROGNO, GABRIELEASIC records a director disqualification for ZAMPROGNO, GABRIELE. The published period runs from 19 Nov 1991 to 18 Nov 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a financial-services restriction for HODGSON, DAVID PAUL. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHORTLAND, HARRIS JOHN KOHUASIC records a financial-services restriction for SHORTLAND, HARRIS JOHN KOHU. The published period runs from 4 Mar 2025 to 4 Mar 2032.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.