ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- FONG, DAVID MICHAELASIC records a financial-services restriction for FONG, DAVID MICHAEL. The source gives 22 Jun 2017 as the start date.PersonASIC Banned and Disqualified Persons
- DAVIES, MURRAY GRAHAMASIC records a financial-services restriction for DAVIES, MURRAY GRAHAM. The source gives 4 Jun 2019 as the start date.PersonASIC Banned and Disqualified Persons
- KEITH-FLOWERS, NIGELASIC records a director disqualification for KEITH-FLOWERS, NIGEL. The published period runs from 10 Dec 2015 to 9 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHOO, ALECASIC records a financial-services restriction for KHOO, ALEC. The published period runs from 22 Oct 2012 to 21 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORGA, MAURICE FRANKASIC records a director disqualification for GORGA, MAURICE FRANK. The published period runs from 1 May 2013 to 1 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FISTROVIC, ZORANASIC records a director disqualification for FISTROVIC, ZORAN. The published period runs from 7 Nov 2010 to 6 Nov 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BANKS, GREGORYASIC records a director disqualification for BANKS, GREGORY. The published period runs from 22 Jan 2012 to 21 Jan 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CATO, NEIL ANDREWASIC records a credit restriction for CATO, NEIL ANDREW. The published period runs from 28 Feb 2026 to 27 Feb 2031.PersonASIC Banned and Disqualified Persons
- WILSON, ROBERT LLOYDASIC records a financial-services restriction for WILSON, ROBERT LLOYD. The published period runs from 15 Oct 2013 to 14 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOLISTASIS, GEORGEASIC records a director disqualification for KOLISTASIS, GEORGE. The published period runs from 24 Jan 2019 to 23 Jan 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POWNCEBY, DONALD ALLANASIC records a director disqualification for POWNCEBY, DONALD ALLAN. The published period runs from 17 Oct 2007 to 17 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, DAVID JOHNASIC records a futures restriction for TAYLOR, DAVID JOHN. The published period runs from 1 Aug 1992 to 31 Jul 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAGE, JOHN GERARDASIC records a financial-services restriction for SAGE, JOHN GERARD. The published period runs from 9 Aug 2005 to 9 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLAUDIUS, JEFFREY PATRICKASIC records a director disqualification for CLAUDIUS, JEFFREY PATRICK. The published period runs from 28 Jun 2017 to 27 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOSSETTER, JAMES ANTHONYASIC records a director disqualification for DOSSETTER, JAMES ANTHONY. The published period runs from 18 Apr 2014 to 17 Oct 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AHRENS, STUART KIRKASIC records a director disqualification for AHRENS, STUART KIRK. The published period runs from 26 Aug 2018 to 25 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHAFER, ROLYASIC records a director disqualification for SCHAFER, ROLY. The published period runs from 11 Dec 2006 to 11 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AZIZI, ANTHONYASIC records a director disqualification for AZIZI, ANTHONY. The published period runs from 15 Jul 2025 to 14 Jul 2030.PersonASIC Banned and Disqualified Persons
- SALCEDO, TAREK ANDREASASIC records a director disqualification for SALCEDO, TAREK ANDREAS. The published period runs from 8 Feb 2008 to 8 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'SULLIVAN, JOHNATHON BRYANASIC records a director disqualification for O'SULLIVAN, JOHNATHON BRYAN. The published period runs from 3 Nov 2025 to 2 Nov 2029.PersonASIC Banned and Disqualified Persons
- BAILEY, JEFFASIC records a financial-services restriction for BAILEY, JEFF. The source gives 29 Jun 2017 as the start date.PersonASIC Banned and Disqualified Persons
- WENG, YUHUIASIC records a director disqualification for WENG, YUHUI. The published period runs from 26 May 2021 to 25 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLAREN, HAMISH EARLEASIC records a futures restriction for MCLAREN, HAMISH EARLE. The published period runs from 1 Jul 2003 to 30 Jun 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALKER, WILLIAM DOUGLASASIC records a director disqualification for WALKER, WILLIAM DOUGLAS. The published period runs from 19 Sep 1989 to 19 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, TRAM LE ANHASIC records a financial-services restriction for TRAN, TRAM LE ANH. The source gives 30 Jan 2020 as the start date.PersonASIC Banned and Disqualified Persons
- JUNGSTEDT, JAN WILHELM ROLANDASIC records a securities restriction for JUNGSTEDT, JAN WILHELM ROLAND. The published period runs from 29 Feb 2000 to 28 Feb 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MITCHELL, MAUREENASIC records a director disqualification for MITCHELL, MAUREEN. The published period runs from 18 Mar 1988 to 18 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TARANTO, ERIC GRAZIANOASIC records a director disqualification for TARANTO, ERIC GRAZIANO. The published period runs from 17 Jan 1997 to 17 Jul 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARTER, RODNEY CHARLESASIC records a director disqualification for CARTER, RODNEY CHARLES. The published period runs from 31 Jul 2017 to 30 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDWARDS, STEPHEN FRANCIS JOHNASIC records a SMSF auditor disqualification for EDWARDS, STEPHEN FRANCIS JOHN. The source gives 11 Apr 2011 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.