ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- FARLEY, GERARD ANDREW JOHNASIC records a securities restriction for FARLEY, GERARD ANDREW JOHN. The published period runs from 2 Jul 1998 to 1 Jul 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBSON, GRANT STEWARTASIC records a financial-services restriction for GIBSON, GRANT STEWART. The published period runs from 19 May 2022 to 18 May 2030. The source records reviewed scope exception: The published restriction concerns controlling an entity carrying on a financial-services business; it does not establish a ban on every financial service.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC L,ASIC records a director disqualification for ZIVANOVIC L,. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORONNO, ADRIANASIC records a director disqualification for CORONNO, ADRIAN. The published period runs from 17 Dec 2020 to 16 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOTTON, PETER JOHNASIC records a director disqualification for WOTTON, PETER JOHN. The published period runs from 17 Aug 2018 to 16 Aug 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANCHEZ, MICHAEL ANGELASIC records a director disqualification for SANCHEZ, MICHAEL ANGEL. The published period runs from 31 Mar 2014 to 30 Mar 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARKLA, LUKE JAMESASIC records a director disqualification for BARKLA, LUKE JAMES. The published period runs from 8 May 2019 to 7 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YIANNI, ERMISASIC records a SMSF auditor disqualification for YIANNI, ERMIS. The source gives 16 Sep 2025 as the start date.PersonASIC Banned and Disqualified Persons
- MORABITO, ANTHONY DOMINICASIC records a director disqualification for MORABITO, ANTHONY DOMINIC. The published period runs from 26 Mar 1993 to 26 Mar 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MONTE SILVA, SHANE XAVIERASIC records a financial-services restriction for MONTE SILVA, SHANE XAVIER. The published period runs from 11 Dec 2025 to 10 Dec 2030.PersonASIC Banned and Disqualified Persons
- DRAKE, KENNETH DAVIDASIC records a financial-services restriction for DRAKE, KENNETH DAVID. The source gives 23 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- ALLISTER, JAMES ALLENASIC records a director disqualification for ALLISTER, JAMES ALLEN. The published period runs from 21 Jun 1995 to 21 Jun 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORE, CRAIG KIRRINASIC records a financial-services restriction for GORE, CRAIG KIRRIN. The source gives 29 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- HOLMAN, ANNETTE LOUISEASIC records a director disqualification for HOLMAN, ANNETTE LOUISE. The published period runs from 3 Mar 1989 to 3 Mar 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RODWELL, BRENDANASIC records a financial-services restriction for RODWELL, BRENDAN. The published period runs from 23 Oct 2025 to 22 Oct 2027.PersonASIC Banned and Disqualified Persons
- SMITH, LEONARD JOHNASIC records a securities restriction for SMITH, LEONARD JOHN. The source gives 28 Nov 2001 as the start date.PersonASIC Banned and Disqualified Persons
- GEORGE, EDWARDASIC records a financial-services restriction for GEORGE, EDWARD. The published period runs from 7 Aug 2013 to 30 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROMANO, FRANCESCANTONIOASIC records a financial-services restriction for ROMANO, FRANCESCANTONIO. The published period runs from 3 Aug 2020 to 2 Aug 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JACKMAN, PETER GERRARDASIC records a securities restriction for JACKMAN, PETER GERRARD. The published period runs from 7 Apr 1993 to 23 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARKLA, SCOTTASIC records a director disqualification for BARKLA, SCOTT. The published period runs from 19 Jun 2018 to 18 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSIMATIS, EMMANUEL GEORGEASIC records a director disqualification for CASSIMATIS, EMMANUEL GEORGE. The published period runs from 22 Mar 2018 to 21 Mar 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EGAN, JAMESASIC records a director disqualification for EGAN, JAMES. The published period runs from 22 Aug 2006 to 22 Aug 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUVARA, DOMINIC0ASIC records a director disqualification for LUVARA, DOMINIC0. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GANNELL, ANDREWASIC records a director disqualification for GANNELL, ANDREW. The published period runs from 2 Apr 2012 to 1 Apr 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PURTON-SMITH, SUSAN HELENASIC records a director disqualification for PURTON-SMITH, SUSAN HELEN. The published period runs from 10 Dec 1996 to 10 Jun 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLACHLAN, MALCOLM BOYDASIC records a securities restriction for MCLACHLAN, MALCOLM BOYD. The published period runs from 23 Sep 1999 to 23 Sep 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMILTON, PAULASIC records a director disqualification for HAMILTON, PAUL. The published period runs from 24 Oct 2023 to 23 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHARLAND, RICHARD CLAYTONASIC records a director disqualification for SHARLAND, RICHARD CLAYTON. The published period runs from 21 Apr 2004 to 21 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHERWIN, BRADASIC records a financial-services restriction for SHERWIN, BRAD. The source gives 30 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- ZARRA, GREG PHILLIPASIC records a director disqualification for ZARRA, GREG PHILLIP. The published period runs from 30 Apr 2026 to 29 Apr 2028.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.