ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- GRUBISA, DOMINQUE EVAASIC records a director disqualification for GRUBISA, DOMINQUE EVA. The published period runs from 19 Jul 2024 to 18 Jul 2029.PersonASIC Banned and Disqualified Persons
- DOWNEY, ANTHONY JOHNASIC records a financial-services restriction for DOWNEY, ANTHONY JOHN. The published period runs from 15 Aug 2016 to 14 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBBINGS, BRETT SHANEASIC records a director disqualification for GIBBINGS, BRETT SHANE. The published period runs from 5 Jul 2013 to 4 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAILEY, JEFFREYASIC records a financial-services restriction for BAILEY, JEFFREY. The source gives 29 Jun 2017 as the start date.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PERRY, GRAEME JOHNASIC records a securities restriction for PERRY, GRAEME JOHN. The source gives 9 Apr 2001 as the start date.PersonASIC Banned and Disqualified Persons
- BOOTY, MARKASIC records a financial-services restriction for BOOTY, MARK. The source gives 27 Nov 2012 as the start date.PersonASIC Banned and Disqualified Persons
- MURPHY, DECLAN JAMESASIC records a director disqualification for MURPHY, DECLAN JAMES. The published period runs from 5 Mar 2022 to 4 Mar 2027.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERT DOWAYASIC records a director disqualification for RUTTLEY, ROBERT DOWAY. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, JEFFREY CHARLESASIC records a director disqualification for RICHARDS, JEFFREY CHARLES. The published period runs from 10 Feb 2009 to 9 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHIERHOLTER, PETER ARNOLDASIC records a director disqualification for SCHIERHOLTER, PETER ARNOLD. The published period runs from 16 Mar 2012 to 15 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMAS, MARK PETERASIC records a financial-services restriction for THOMAS, MARK PETER. The source gives 5 Sep 2023 as the start date.PersonASIC Banned and Disqualified Persons
- SMITH, NATHANASIC records a financial-services restriction for SMITH, NATHAN. The published period runs from 5 May 2021 to 4 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAADA, GEORGEASIC records a director disqualification for SAADA, GEORGE. The published period runs from 18 Oct 2005 to 18 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAN, NEWTONASIC records a financial-services restriction for CHAN, NEWTON. The published period runs from 14 Aug 2009 to 13 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHARP, KENNETH JAMESASIC records a director disqualification for SHARP, KENNETH JAMES. The published period runs from 17 Feb 2009 to 16 Feb 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAWLESS, ANTHONYASIC records a director disqualification for LAWLESS, ANTHONY. The published period runs from 22 Aug 2021 to 21 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REVELL-READE, JEFFREY ROBERTASIC records a financial-services restriction for REVELL-READE, JEFFREY ROBERT. The source gives 5 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- COCHRANE, STEVEN MICHAELASIC records a securities restriction for COCHRANE, STEVEN MICHAEL. The source gives 13 Jan 2000 as the start date.PersonASIC Banned and Disqualified Persons
- WILLIAMS, IANASIC records a director disqualification for WILLIAMS, IAN. The published period runs from 10 Jan 2024 to 10 Jan 2028.PersonASIC Banned and Disqualified Persons
- MCKENZIE, JOY BELELEYASIC records a director disqualification for MCKENZIE, JOY BELELEY. The published period runs from 23 Feb 2011 to 22 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TURCO, VITORIO VINCEASIC records a financial-services restriction for TURCO, VITORIO VINCE. The published period runs from 17 Jul 2026 to 16 Jul 2029.PersonASIC Banned and Disqualified Persons
- BENTWITCH, ALAN NORMANASIC records a SMSF auditor disqualification for BENTWITCH, ALAN NORMAN. The source gives 25 Jul 2019 as the start date.PersonASIC Banned and Disqualified Persons
- OLNEY, ALAN SINGLETONASIC records a director disqualification for OLNEY, ALAN SINGLETON. The published period runs from 20 Sep 1990 to 20 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SULLIVAN P, JOHNASIC records a director disqualification for SULLIVAN P, JOHN. The published period runs from 22 Dec 2005 to 22 Dec 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POYSER, MAXWELLASIC records a director disqualification for POYSER, MAXWELL. The published period runs from 7 Aug 2009 to 6 Aug 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KIRZNER, JANINEASIC records a director disqualification for KIRZNER, JANINE. The published period runs from 18 Sep 1987 to 18 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DI DONATO, SANDROASIC records a director disqualification for DI DONATO, SANDRO. The published period runs from 19 Jan 2011 to 24 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOLDENBERG, MAX DAVIDASIC records a financial-services restriction for GOLDENBERG, MAX DAVID. The published period runs from 12 Aug 2019 to 11 Aug 2027.PersonASIC Banned and Disqualified Persons
- MCDONNELL, JAMES BERNARDASIC records a securities restriction for MCDONNELL, JAMES BERNARD. The source gives 8 Aug 2002 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.