ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CROWLEY, ANNEASIC records a director disqualification for CROWLEY, ANNE. The published period runs from 2 Sep 2004 to 2 Sep 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAMSEY, LESLIEASIC records a director disqualification for RAMSEY, LESLIE. The published period runs from 8 Nov 2011 to 7 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOLTON, NICHOLASE FRANCIS JOHNASIC records a director disqualification for BOLTON, NICHOLASE FRANCIS JOHN. The published period runs from 17 Dec 2015 to 14 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAMPBELL, KATEASIC records a SMSF auditor disqualification for CAMPBELL, KATE. The source gives 10 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- O'SULLIVAN, JOHNATHAN BRYANASIC records a director disqualification for O'SULLIVAN, JOHNATHAN BRYAN. The published period runs from 3 Nov 2025 to 2 Nov 2029.PersonASIC Banned and Disqualified Persons
- KAFROUNI, JOHNNIEASIC records a director disqualification for KAFROUNI, JOHNNIE. The published period runs from 29 May 2024 to 28 May 2028.PersonASIC Banned and Disqualified Persons
- RANDLE, CHRISTOPHER FREDERICKASIC records a director disqualification for RANDLE, CHRISTOPHER FREDERICK. The published period runs from 6 Jun 2007 to 6 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, BRIANASIC records a director disqualification for WILLIAMS, BRIAN. The published period runs from 5 Jul 2008 to 4 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, GARY DAVIDASIC records a director disqualification for DAVIS, GARY DAVID. The source gives 30 Jun 1998 as the start date. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KENNEY, TREVOR JAMESASIC records a director disqualification for KENNEY, TREVOR JAMES. The published period runs from 21 Jan 2015 to 20 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SULLIVAN, JEFFREYASIC records a director disqualification for SULLIVAN, JEFFREY. The published period runs from 16 Jul 2010 to 15 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLETCHER, ALBERT WILLIAMASIC records a director disqualification for FLETCHER, ALBERT WILLIAM. The published period runs from 30 Jan 1996 to 30 Jul 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EL HASSAN, ALAAASIC records a director disqualification for EL HASSAN, ALAA. The published period runs from 15 Feb 2024 to 14 Feb 2029.PersonASIC Banned and Disqualified Persons
- HOBBS, DAVID JOHNASIC records a financial-services restriction for HOBBS, DAVID JOHN. The source gives 21 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
- POWIS, GUY JAMESASIC records a director disqualification for POWIS, GUY JAMES. The published period runs from 10 Dec 2020 to 9 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOLDRIDGE, MICHAEL RICHARD LEWISASIC records a director disqualification for WOOLDRIDGE, MICHAEL RICHARD LEWIS. The published period runs from 23 Oct 2019 to 12 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOURDAN, RAYMONDASIC records a director disqualification for JOURDAN, RAYMOND. The published period runs from 18 Jun 2007 to 18 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STRAHAN, DAVID ANDREWASIC records a director disqualification for STRAHAN, DAVID ANDREW. The published period runs from 6 May 2018 to 5 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUAN, WALTER YAOLONGASIC records a financial-services restriction for GUAN, WALTER YAOLONG. The published period runs from 16 May 2022 to 15 May 2027.PersonASIC Banned and Disqualified Persons
- VALLAYDAM, SIDNEYASIC records a director disqualification for VALLAYDAM, SIDNEY. The published period runs from 9 Feb 2017 to 8 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALASTY, JOHNASIC records a director disqualification for PALASTY, JOHN. The published period runs from 26 Feb 2012 to 25 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORTIMER, BRIANASIC records a SMSF auditor disqualification for MORTIMER, BRIAN. The source gives 25 Aug 2010 as the start date.PersonASIC Banned and Disqualified Persons
- ROUGGOS, NICHOLASASIC records a director disqualification for ROUGGOS, NICHOLAS. The published period runs from 6 May 1988 to 6 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RODWELL, RICKI JONASIC records a director disqualification for RODWELL, RICKI JON. The published period runs from 7 Apr 2011 to 6 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREWASIC records a financial-services restriction for JEFFERS, ANDREW. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOWARTH, ANTHONY JAMESASIC records a securities restriction for HOWARTH, ANTHONY JAMES. The published period runs from 11 Jul 2000 to 10 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUVARA, DOMINICASIC records a director disqualification for LUVARA, DOMINIC. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HICKIE, DAVIDASIC records a financial-services restriction for HICKIE, DAVID. The published period runs from 14 Aug 2012 to 13 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AHMED, MOHAMEDASIC records a SMSF auditor disqualification for AHMED, MOHAMED. The source gives 16 Mar 2009 as the start date.PersonASIC Banned and Disqualified Persons
- SCHMIDT, LYNNASIC records a director disqualification for SCHMIDT, LYNN. The published period runs from 25 Jul 1988 to 25 Jul 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.