ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- DE CASTRO, GUI JORGEASIC records a director disqualification for DE CASTRO, GUI JORGE. The published period runs from 30 Apr 2025 to 29 Apr 2029.PersonASIC Banned and Disqualified Persons
- DUNSTAN, JAMES ANTHONYASIC records a director disqualification for DUNSTAN, JAMES ANTHONY. The published period runs from 2 Nov 2010 to 1 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, MAI THUYASIC records a director disqualification for TRAN, MAI THUY. The published period runs from 12 Dec 2012 to 11 Dec 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KNIGHT, KEITHASIC records a SMSF auditor disqualification for KNIGHT, KEITH. The source gives 11 Dec 2018 as the start date.PersonASIC Banned and Disqualified Persons
- HYLAND, GAVIN KEITHASIC records a financial-services restriction for HYLAND, GAVIN KEITH. The source gives 15 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- PEARSON, JAMESASIC records a financial-services restriction for PEARSON, JAMES. The published period runs from 29 Apr 2013 to 28 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, MARK LEONARDASIC records a director disqualification for JONES, MARK LEONARD. The published period runs from 24 Feb 2000 to 23 Feb 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OBER, JOHNASIC records a director disqualification for OBER, JOHN. The published period runs from 24 Jul 1987 to 24 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUTTLEY, DONALD ROBERTASIC records a director disqualification for RUTTLEY, DONALD ROBERT. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPIRA, ANDREW JOHNASIC records a credit restriction for SPIRA, ANDREW JOHN. The source gives 19 Nov 2025 as the start date.PersonASIC Banned and Disqualified Persons
- SAMAN, WAYNE CHRISTOPHERASIC records a financial-services restriction for SAMAN, WAYNE CHRISTOPHER. The published period runs from 16 Aug 2022 to 15 Aug 2027.PersonASIC Banned and Disqualified Persons
- BHINDER, RAGHUJIT SINGHASIC records a director disqualification for BHINDER, RAGHUJIT SINGH. The published period runs from 6 May 2012 to 5 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RODWELL, RICKI JOHNASIC records a director disqualification for RODWELL, RICKI JOHN. The published period runs from 7 Apr 2011 to 6 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANGHA, KULDIPASIC records a director disqualification for SANGHA, KULDIP. The published period runs from 12 Feb 2012 to 11 Feb 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OREHEK, ROBERTASIC records a director disqualification for OREHEK, ROBERT. The published period runs from 18 Nov 2003 to 18 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BHATT, ASHISHASIC records a director disqualification for BHATT, ASHISH. The published period runs from 28 Jul 2025 to 27 Jul 2027.PersonASIC Banned and Disqualified Persons
- BARNARD-BROWN, ANTHONY GEORGEASIC records a director disqualification for BARNARD-BROWN, ANTHONY GEORGE. The published period runs from 13 May 1989 to 13 May 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WELLS, ARTHUR JAMESASIC records a director disqualification for WELLS, ARTHUR JAMES. The published period runs from 24 Oct 2009 to 23 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, JEFFREYASIC records a director disqualification for RICHARDS, JEFFREY. The published period runs from 10 Feb 2009 to 9 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAUCHI, SAVIOUR LAWRENCEASIC records a director disqualification for CAUCHI, SAVIOUR LAWRENCE. The published period runs from 25 Mar 2010 to 24 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITEMAN, PHILIP DAMIENASIC records a director disqualification for WHITEMAN, PHILIP DAMIEN. The published period runs from 23 Aug 2023 to 22 Aug 2028.PersonASIC Banned and Disqualified Persons
- MCFIE, MICHAELASIC records a director disqualification for MCFIE, MICHAEL. The published period runs from 7 Dec 2013 to 6 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPICER, MICHAELASIC records a director disqualification for SPICER, MICHAEL. The published period runs from 5 Feb 2009 to 4 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIPINA, DAVIDASIC records a financial-services restriction for SIPINA, DAVID. The published period runs from 26 Nov 2025 to 25 Nov 2031.PersonASIC Banned and Disqualified Persons
- DURANT, JOHNASIC records a financial-services restriction for DURANT, JOHN. The published period runs from 23 Sep 2023 to 22 Sep 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAJKOVSKI, RADMILAASIC records a director disqualification for TRAJKOVSKI, RADMILA. The published period runs from 14 May 1992 to 14 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOGAN, SCOTT ANDREWASIC records a financial-services restriction for LOGAN, SCOTT ANDREW. The published period runs from 9 Nov 2014 to 8 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAO, RAMANAASIC records a financial-services restriction for RAO, RAMANA. The published period runs from 21 Nov 2017 to 20 Nov 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FITZGERALD, GEOFFREY WARRENASIC records a director disqualification for FITZGERALD, GEOFFREY WARREN. The published period runs from 20 Jun 1989 to 20 Jun 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DANDACHLI, MOUSTAFAASIC records a credit restriction for DANDACHLI, MOUSTAFA. The source gives 14 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.