ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- AMBROSY, PETER LESLIEASIC records a director disqualification for AMBROSY, PETER LESLIE. The published period runs from 27 Sep 2002 to 27 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KIRSH, THEODOREASIC records a financial-services restriction for KIRSH, THEODORE. The published period runs from 10 Feb 2005 to 10 Aug 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOHNS, DEVAN NEVILLEASIC records a director disqualification for JOHNS, DEVAN NEVILLE. The published period runs from 30 Jul 2011 to 29 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VIVLIOS, JIMMY HARRYASIC records a director disqualification for VIVLIOS, JIMMY HARRY. The published period runs from 19 Jul 2012 to 18 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROUGH, LESLIE JOHNASIC records a director disqualification for BROUGH, LESLIE JOHN. The published period runs from 20 Oct 1998 to 20 Apr 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EVERARD, MICHAELASIC records a director disqualification for EVERARD, MICHAEL. The published period runs from 27 Jun 2016 to 26 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLS, ANDREW CARLASIC records a financial-services restriction for HILLS, ANDREW CARL. The published period runs from 14 Apr 2021 to 13 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARR, MALCOLM LEONASIC records a director disqualification for CARR, MALCOLM LEON. The published period runs from 28 Dec 1988 to 28 Dec 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALLEN, DOUGLAS CECILASIC records a financial-services restriction for ALLEN, DOUGLAS CECIL. The published period runs from 15 Mar 2022 to 14 Mar 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEPHENS, IAN EDWARDASIC records a director disqualification for STEPHENS, IAN EDWARD. The published period runs from 30 Jan 2019 to 29 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WELLINGTON, SUSAN MARGARETASIC records a director disqualification for WELLINGTON, SUSAN MARGARET. The published period runs from 20 Mar 1992 to 20 Mar 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GANATZOS, CONSTANDINOSASIC records a director disqualification for GANATZOS, CONSTANDINOS. The published period runs from 21 Oct 2024 to 20 Oct 2029.PersonASIC Banned and Disqualified Persons
- KNIGHT, PENELOPE JANEASIC records a director disqualification for KNIGHT, PENELOPE JANE. The published period runs from 2 Feb 1998 to 2 Feb 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SON, KEITHASIC records a financial-services restriction for SON, KEITH. The source gives 14 May 2013 as the start date.PersonASIC Banned and Disqualified Persons
- REVELL-READE, JEFFREYASIC records a financial-services restriction for REVELL-READE, JEFFREY. The source gives 5 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- GROSSMAN, PETERASIC records a director disqualification for GROSSMAN, PETER. The published period runs from 24 Feb 2009 to 23 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHIDIAC, TOUFIC ELIASASIC records a director disqualification for CHIDIAC, TOUFIC ELIAS. The published period runs from 30 Mar 2022 to 29 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOCIC, SENADASIC records a director disqualification for KOCIC, SENAD. The published period runs from 7 Nov 2013 to 6 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRAZER, GREGORY JAMESASIC records a director disqualification for FRAZER, GREGORY JAMES. The published period runs from 10 Feb 1989 to 10 Feb 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUGHTON, KORESH DANIELASIC records a financial-services restriction for HOUGHTON, KORESH DANIEL. The published period runs from 25 Sep 2017 to 24 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MODRA, STEPHEN ANDREWASIC records a director disqualification for MODRA, STEPHEN ANDREW. The published period runs from 6 Sep 1988 to 6 Sep 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADAMS, CONASIC records a director disqualification for ADAMS, CON. The published period runs from 13 Jun 2007 to 13 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MERJAN, SAMARASIC records a financial-services restriction for MERJAN, SAMAR. The source gives 2 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- FINEFF, GAVIDASIC records a financial-services restriction for FINEFF, GAVID. The source gives 2 Jun 2021 as the start date.PersonASIC Banned and Disqualified Persons
- KARAKATSANIS, GEORGEASIC records a financial-services restriction for KARAKATSANIS, GEORGE. The source gives 1 Nov 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SHEPPET, LEOASIC records a SMSF auditor disqualification for SHEPPET, LEO. The source gives 31 Jan 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MCCULLOUGH, MICHELE ANNEASIC records a director disqualification for MCCULLOUGH, MICHELE ANNE. The published period runs from 16 Mar 2018 to 15 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRICE, DAMIAN GARNETASIC records a financial-services restriction for PRICE, DAMIAN GARNET. The published period runs from 16 Jul 2021 to 15 Jul 2027.PersonASIC Banned and Disqualified Persons
- CHAPPLE, MARK JAMES STAFFORDASIC records a financial-services restriction for CHAPPLE, MARK JAMES STAFFORD. The source gives 18 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- PATRICK, CLAUDIUS JEFFREYASIC records a director disqualification for PATRICK, CLAUDIUS JEFFREY. The published period runs from 28 Jun 2017 to 27 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.