ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HOUWING, WILLIAM JOHN HENRYASIC records a financial-services restriction for HOUWING, WILLIAM JOHN HENRY. The source gives 17 Feb 2020 as the start date.PersonASIC Banned and Disqualified Persons
- CUTHBERTSON, DONALDASIC records a financial-services restriction for CUTHBERTSON, DONALD. The source gives 8 Aug 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MARTIN, JOHN CARLTONASIC records a director disqualification for MARTIN, JOHN CARLTON. The published period runs from 26 May 2021 to 25 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAMSAY, CHRISTOPHERASIC records a financial-services restriction for RAMSAY, CHRISTOPHER. The published period runs from 13 Feb 2018 to 12 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GABY, ADRIAN MICHAELASIC records a director disqualification for GABY, ADRIAN MICHAEL. The published period runs from 13 Jun 2013 to 12 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOWMAKER, LEROYASIC records a financial-services restriction for BOWMAKER, LEROY. The source gives 2 Jul 2013 as the start date.PersonASIC Banned and Disqualified Persons
- CHAPKOUN, PETERASIC records a director disqualification for CHAPKOUN, PETER. The published period runs from 24 Oct 1996 to 24 Oct 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANNEY P, FRANCISASIC records a director disqualification for SANNEY P, FRANCIS. The published period runs from 4 Nov 1987 to 4 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, ABERT HO-FAIASIC records a director disqualification for YU, ABERT HO-FAI. The published period runs from 6 Aug 2008 to 6 Aug 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OKUMU, PAULASIC records a director disqualification for OKUMU, PAUL. The published period runs from 11 Jun 2014 to 11 Jun 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRIBB, JAMES ANTHONYASIC records a financial-services restriction for CRIBB, JAMES ANTHONY. The published period runs from 10 Jul 2018 to 9 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VELLA, CHARLESASIC records a director disqualification for VELLA, CHARLES. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SULLIVAN, LAWRENCE JAMESASIC records a credit restriction for SULLIVAN, LAWRENCE JAMES. The published period runs from 26 Feb 2013 to 25 Feb 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MATE, GREGORY JAMESASIC records a director disqualification for MATE, GREGORY JAMES. The published period runs from 10 Jun 2012 to 9 Jun 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMZALAK, BENJAMINASIC records a director disqualification for AMZALAK, BENJAMIN. The published period runs from 6 Sep 2019 to 5 Sep 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNWICK, TREVORASIC records a director disqualification for HUNWICK, TREVOR. The published period runs from 20 Oct 2011 to 19 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMIESON, STUART MURRAYASIC records a financial-services restriction for JAMIESON, STUART MURRAY. The published period runs from 18 Sep 2015 to 17 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KIRSH, THEODOREASIC records a director disqualification for KIRSH, THEODORE. The published period runs from 10 Feb 2005 to 10 Aug 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HICKS, DAVIDASIC records a financial-services restriction for HICKS, DAVID. The source gives 3 Mar 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SAMMUT, VICTORIA REBECCAASIC records a director disqualification for SAMMUT, VICTORIA REBECCA. The published period runs from 12 May 1989 to 12 May 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LE LIEVRE, NEIL STANLEYASIC records a director disqualification for LE LIEVRE, NEIL STANLEY. The published period runs from 7 Nov 1998 to 7 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, SHASHI KANTAASIC records a financial-services restriction for PRASAD, SHASHI KANTA. The published period runs from 14 May 2015 to 13 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICE, BRIAN GERRARDASIC records a director disqualification for RICE, BRIAN GERRARD. The published period runs from 13 Nov 1997 to 13 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUGEJA, DAVID CHARLESASIC records a financial-services restriction for BUGEJA, DAVID CHARLES. The published period runs from 26 May 2023 to 25 May 2029.PersonASIC Banned and Disqualified Persons
- GENTLE, LESLIE ALLANASIC records a financial-services restriction for GENTLE, LESLIE ALLAN. The source gives 23 Sep 2014 as the start date.PersonASIC Banned and Disqualified Persons
- STRANO, RAYMOND DOMINICASIC records a futures restriction for STRANO, RAYMOND DOMINIC. The published period runs from 3 Jan 1995 to 10 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CASSAR, EMANUELASIC records a director disqualification for CASSAR, EMANUEL. The published period runs from 28 Aug 2018 to 30 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANGELOVICH, JOHNASIC records a director disqualification for ANGELOVICH, JOHN. The published period runs from 23 May 1995 to 23 Nov 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, PAUL ROYASIC records a director disqualification for JONES, PAUL ROY. The published period runs from 16 Feb 1996 to 15 Feb 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HIGGINS, MARKASIC records a SMSF auditor disqualification for HIGGINS, MARK. The source gives 17 Jan 2020 as the start date.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.