ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BRERTON, MICHAEL RICHARDASIC records a director disqualification for BRERTON, MICHAEL RICHARD. The published period runs from 29 Oct 2008 to 28 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'REILLY, DAMIANASIC records a director disqualification for O'REILLY, DAMIAN. The published period runs from 30 Mar 2012 to 29 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUTTON, DAVID HENTYASIC records a financial-services restriction for SUTTON, DAVID HENTY. The source gives 29 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- WHITE, COLIN FRAZERASIC records a director disqualification for WHITE, COLIN FRAZER. The published period runs from 9 Oct 1996 to 9 Oct 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DELONGA, TRACIE MAREEASIC records a director disqualification for DELONGA, TRACIE MAREE. The published period runs from 29 Oct 1993 to 28 Apr 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOSURDO, GRACEASIC records a director disqualification for LOSURDO, GRACE. The published period runs from 26 Mar 1991 to 26 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NICHOLLS, IAN WILLIAMASIC records a financial-services restriction for NICHOLLS, IAN WILLIAM. The published period runs from 18 Aug 2006 to 18 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AWAD, RABIHASIC records a financial-services restriction for AWAD, RABIH. The published period runs from 5 Jul 2018 to 4 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARRY, ANDREWASIC records a director disqualification for PARRY, ANDREW. The published period runs from 25 May 2024 to 24 May 2029.PersonASIC Banned and Disqualified Persons
- ROWE, JAMIE EDWARD MAURICEASIC records a financial-services restriction for ROWE, JAMIE EDWARD MAURICE. The source gives 10 Sep 2010 as the start date.PersonASIC Banned and Disqualified Persons
- GORRIE, BRUCE GRAHAMASIC records a director disqualification for GORRIE, BRUCE GRAHAM. The published period runs from 30 Aug 2013 to 29 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POCHE, ADAM WILLIAMASIC records a director disqualification for POCHE, ADAM WILLIAM. The published period runs from 18 Dec 2020 to 17 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GISLER, JONASIC records a director disqualification for GISLER, JON. The published period runs from 5 Jun 2008 to 5 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HU, BINGXINGASIC records a financial-services restriction for HU, BINGXING. The published period runs from 18 Apr 2017 to 17 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBINSON, TERENCE WINTONASIC records a director disqualification for ROBINSON, TERENCE WINTON. The published period runs from 5 Oct 1998 to 5 Oct 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORTUNE, MALCOLM JOHNASIC records a director disqualification for FORTUNE, MALCOLM JOHN. The published period runs from 26 Oct 2006 to 26 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CACEK, JACQUELINEASIC records a director disqualification for CACEK, JACQUELINE. The published period runs from 11 Feb 1997 to 11 Aug 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOOKER, BRIAN JAMESASIC records a director disqualification for HOOKER, BRIAN JAMES. The published period runs from 3 Aug 2007 to 3 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLEOD, DUNCAN DEMPSEYASIC records a director disqualification for MCLEOD, DUNCAN DEMPSEY. The published period runs from 4 Aug 2021 to 3 Aug 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIES, MURRAY GRAHAMASIC records a credit restriction for DAVIES, MURRAY GRAHAM. The source gives 4 Jun 2019 as the start date.PersonASIC Banned and Disqualified Persons
- MORGAN, SHAUNASIC records a financial-services restriction for MORGAN, SHAUN. The source gives 3 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- DE BOER, ANNEMIEKEASIC records a financial-services restriction for DE BOER, ANNEMIEKE. The source gives 13 Sep 2007 as the start date.PersonASIC Banned and Disqualified Persons
- BOLTON, NICHOLASASIC records a director disqualification for BOLTON, NICHOLAS. The published period runs from 17 Dec 2015 to 14 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEERS, RICHARD THOMASASIC records a director disqualification for SHEERS, RICHARD THOMAS. The published period runs from 24 Dec 2003 to 24 Dec 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OZIMEK, BRUCE JAZIEASIC records a director disqualification for OZIMEK, BRUCE JAZIE. The published period runs from 26 Mar 1996 to 26 Mar 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KULATUNGE, HASHANTH ARJUNAASIC records a director disqualification for KULATUNGE, HASHANTH ARJUNA. The published period runs from 6 Jul 2018 to 5 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARSHALL, RICHARD THOMASASIC records a financial-services restriction for MARSHALL, RICHARD THOMAS. The published period runs from 25 Oct 2022 to 24 Oct 2028.PersonASIC Banned and Disqualified Persons
- BOHRINGER, JASONASIC records a securities restriction for BOHRINGER, JASON. The published period runs from 24 Nov 2000 to 23 Nov 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DIXON, PHILLIP MICHAELASIC records a director disqualification for DIXON, PHILLIP MICHAEL. The published period runs from 7 Dec 2021 to 6 Jun 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUGARMAN, NATHANASIC records a director disqualification for SUGARMAN, NATHAN. The published period runs from 23 Nov 1990 to 15 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.