ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- WORBOYS, JEFFREY JOHNASIC records a financial-services restriction for WORBOYS, JEFFREY JOHN. The published period runs from 18 Apr 2019 to 17 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRAKASH, JAMESASIC records a director disqualification for PRAKASH, JAMES. The published period runs from 22 Mar 2018 to 21 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREEN, JENNIFER ANNEASIC records a director disqualification for GREEN, JENNIFER ANNE. The published period runs from 9 May 1991 to 9 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOLEDO, LAWRENCEASIC records a financial-services restriction for TOLEDO, LAWRENCE. The source gives 6 Sep 2017 as the start date.PersonASIC Banned and Disqualified Persons
- JAMES, DAVIDASIC records a director disqualification for JAMES, DAVID. The published period runs from 6 Jun 2018 to 5 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WARD, QUENTINASIC records a director disqualification for WARD, QUENTIN. The published period runs from 21 Jul 2011 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EMERT, DAVIDASIC records a director disqualification for EMERT, DAVID. The published period runs from 16 Apr 2012 to 15 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WONG, JOSEPH SHEN JUASIC records a securities restriction for WONG, JOSEPH SHEN JU. The published period runs from 31 May 1993 to 30 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOFFER, CALLEN JEFFREYASIC records a financial-services restriction for SOFFER, CALLEN JEFFREY. The published period runs from 26 Mar 2007 to 26 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POSER, JASONASIC records a financial-services restriction for POSER, JASON. The source gives 1 Aug 2025 as the start date.PersonASIC Banned and Disqualified Persons
- HARVEY, CAROLYN CHRISTINEASIC records a director disqualification for HARVEY, CAROLYN CHRISTINE. The published period runs from 21 Jan 1988 to 24 Dec 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUTER, TRAVIS BENJAMINASIC records a financial-services restriction for TRUTER, TRAVIS BENJAMIN. The source gives 6 Dec 2019 as the start date.PersonASIC Banned and Disqualified Persons
- LEECH, MATTHEW DAVIDASIC records a financial-services restriction for LEECH, MATTHEW DAVID. The source gives 1 Nov 2006 as the start date.PersonASIC Banned and Disqualified Persons
- MACPHERSON, DESIREE VERONICAASIC records a financial-services restriction for MACPHERSON, DESIREE VERONICA. The source gives 31 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- CHURCH, MICHAELASIC records a director disqualification for CHURCH, MICHAEL. The published period runs from 15 Feb 2008 to 15 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HIRNING, GEOFFREYASIC records a director disqualification for HIRNING, GEOFFREY. The published period runs from 3 Feb 2021 to 2 Feb 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUTNICK, JOSEPH ISAACASIC records a director disqualification for GUTNICK, JOSEPH ISAAC. The published period runs from 4 Mar 2024 to 3 Mar 2028.PersonASIC Banned and Disqualified Persons
- BLANDIS, ARUNAS CARLASIC records a director disqualification for BLANDIS, ARUNAS CARL. The published period runs from 7 Mar 1997 to 6 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VELLA, CHARLESASIC records a director disqualification for VELLA, CHARLES. The published period runs from 7 Jun 2007 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRINGANS, MARK JOHNASIC records a financial-services restriction for BRINGANS, MARK JOHN. The published period runs from 30 Jun 2022 to 26 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALEXZANDER, TONYASIC records a director disqualification for ALEXZANDER, TONY. The published period runs from 21 Apr 2022 to 20 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHERWIN, BRADLEY THOMASASIC records a financial-services restriction for SHERWIN, BRADLEY THOMAS. The source gives 9 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- GRACE, WILLIAM JOHNASIC records a director disqualification for GRACE, WILLIAM JOHN. The published period runs from 8 Mar 2007 to 8 Mar 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, NINA KATHERINAASIC records a financial-services restriction for WILLIAMS, NINA KATHERINA. The published period runs from 25 Nov 2019 to 24 Nov 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAMMIT, MICHAELASIC records a director disqualification for ZAMMIT, MICHAEL. The published period runs from 4 Mar 1998 to 4 Mar 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLEMENTS, GREGORY BERNARDASIC records a financial-services restriction for CLEMENTS, GREGORY BERNARD. The source gives 17 May 2004 as the start date.PersonASIC Banned and Disqualified Persons
- GIDIULI, FEDERICKASIC records a director disqualification for GIDIULI, FEDERICK. The published period runs from 10 Jan 1990 to 10 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COUGHLAN, PATRICK SALEHASIC records a director disqualification for COUGHLAN, PATRICK SALEH. The published period runs from 28 Apr 2022 to 27 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHREUDER, ROLF JOHNASIC records a director disqualification for SCHREUDER, ROLF JOHN. The published period runs from 17 Jun 1993 to 17 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHIERHOLTER, PETER ADRIANASIC records a director disqualification for SCHIERHOLTER, PETER ADRIAN. The published period runs from 16 Mar 2012 to 15 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.