ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- PATTISON, DAVID JAMESASIC records a director disqualification for PATTISON, DAVID JAMES. The published period runs from 29 Oct 2020 to 28 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'REILLY, SEAN JOSEPHASIC records a director disqualification for O'REILLY, SEAN JOSEPH. The published period runs from 14 May 2020 to 13 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALSH, MATTASIC records a director disqualification for WALSH, MATT. The published period runs from 10 Mar 2022 to 9 Mar 2027.PersonASIC Banned and Disqualified Persons
- GOEL, RAHULASIC records a credit restriction for GOEL, RAHUL. The source gives 7 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- TURNBULL, CRAILG SIMPSONASIC records a director disqualification for TURNBULL, CRAILG SIMPSON. The published period runs from 18 May 2023 to 17 May 2028.PersonASIC Banned and Disqualified Persons
- FANNING, ADRIAN JOHNASIC records a director disqualification for FANNING, ADRIAN JOHN. The published period runs from 8 May 1992 to 8 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBIN, LEEASIC records a financial-services restriction for ROBIN, LEE. The source gives 25 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- ELRICH, MOHAMMEDASIC records a director disqualification for ELRICH, MOHAMMED. The published period runs from 13 Aug 2021 to 12 Aug 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRASER, JUSTIN ROBERTASIC records a financial-services restriction for FRASER, JUSTIN ROBERT. The published period runs from 27 Jun 2011 to 27 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TURCO, VICTORASIC records a financial-services restriction for TURCO, VICTOR. The published period runs from 17 Jul 2026 to 16 Jul 2029.PersonASIC Banned and Disqualified Persons
- CONDOR, CHRISTOPHER DAVIDASIC records a director disqualification for CONDOR, CHRISTOPHER DAVID. The published period runs from 16 Jun 1988 to 16 Jun 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COAKLEY, LLOYD ANTHONYASIC records a director disqualification for COAKLEY, LLOYD ANTHONY. The published period runs from 26 Oct 2006 to 26 Oct 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NEWBOUND, BRETT ANTHONYASIC records a credit restriction for NEWBOUND, BRETT ANTHONY. The published period runs from 1 May 2025 to 30 Apr 2035.PersonASIC Banned and Disqualified Persons
- WATTS, MARILYN ANNEASIC records a director disqualification for WATTS, MARILYN ANNE. The published period runs from 26 May 2017 to 25 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAREEI, TONYASIC records a financial-services restriction for ZAREEI, TONY. The source gives 13 Jan 2005 as the start date.PersonASIC Banned and Disqualified Persons
- ROPATI, BROEDERLOWASIC records a credit restriction for ROPATI, BROEDERLOW. The source gives 29 Jun 2012 as the start date.PersonASIC Banned and Disqualified Persons
- GRUNFELD, MARGARET JULIEASIC records a director disqualification for GRUNFELD, MARGARET JULIE. The published period runs from 23 Oct 1996 to 23 Oct 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUVNJAK, EMMANUEL JOSEPHASIC records a financial-services restriction for DUVNJAK, EMMANUEL JOSEPH. The published period runs from 25 Jul 2017 to 24 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOLEIMAN, JIHAD JOEYASIC records a financial-services restriction for SOLEIMAN, JIHAD JOEY. The published period runs from 7 Oct 2019 to 6 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a financial-services restriction for HODGSON, DAVID PAUL. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIELSEN, PAULASIC records a director disqualification for NIELSEN, PAUL. The published period runs from 10 Jan 2024 to 10 Jan 2028.PersonASIC Banned and Disqualified Persons
- O'NEILL, LAWRENCE DEANASIC records a financial-services restriction for O'NEILL, LAWRENCE DEAN. The published period runs from 8 Nov 2019 to 7 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATE, SUSAN ELIZABETHASIC records a director disqualification for BATE, SUSAN ELIZABETH. The published period runs from 16 Jun 1998 to 16 Dec 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GARDNER, SARAH KATEASIC records a financial-services restriction for GARDNER, SARAH KATE. The published period runs from 17 Aug 2016 to 16 Aug 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOODMAN, IAN CHARLESASIC records a director disqualification for GOODMAN, IAN CHARLES. The published period runs from 9 Oct 1996 to 9 Oct 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KELLY, BRETT JOSEPHASIC records a director disqualification for KELLY, BRETT JOSEPH. The published period runs from 5 Dec 1995 to 5 Dec 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLERY, JO-ANNE SUSANASIC records a director disqualification for ELLERY, JO-ANNE SUSAN. The published period runs from 1 Dec 2012 to 30 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLIS, BRIAN PHILIPASIC records a director disqualification for COLLIS, BRIAN PHILIP. The published period runs from 7 Feb 2017 to 6 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOUFFIERE, BRIANASIC records a director disqualification for BOUFFIERE, BRIAN. The published period runs from 28 Jan 1999 to 28 Jan 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAMMAN, GYSBERT WIMASIC records a director disqualification for DAMMAN, GYSBERT WIM. The published period runs from 31 Jan 2017 to 30 Jan 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.