ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- DUFFY, GERARDASIC records a financial-services restriction for DUFFY, GERARD. The source gives 3 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- MATTHEWS, LARRY JAMESASIC records a director disqualification for MATTHEWS, LARRY JAMES. The published period runs from 10 Dec 2019 to 9 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERTASIC records a director disqualification for RUTTLEY, ROBERT. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENLEY, ROBERT JACOBASIC records a director disqualification for HENLEY, ROBERT JACOB. The published period runs from 1 Jul 2021 to 30 Jun 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDSON, MICHAEL JOHNASIC records a director disqualification for RICHARDSON, MICHAEL JOHN. The published period runs from 2 Sep 1998 to 2 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FINLAY, BARRY ALEXANDERASIC records a director disqualification for FINLAY, BARRY ALEXANDER. The published period runs from 1 Dec 1992 to 1 Dec 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCSWEENY, DANIEL STUARTASIC records a financial-services restriction for MCSWEENY, DANIEL STUART. The source gives 10 Feb 2021 as the start date.PersonASIC Banned and Disqualified Persons
- O'SULLIVAN, MICHAELASIC records a director disqualification for O'SULLIVAN, MICHAEL. The published period runs from 27 Jan 2022 to 20 Sep 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANDO, MARGARET HELENASIC records a director disqualification for SANDO, MARGARET HELEN. The published period runs from 26 Feb 1993 to 3 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRINITI, CLAUDIO JOSEPHASIC records a director disqualification for CRINITI, CLAUDIO JOSEPH. The published period runs from 26 Feb 2026 to 25 Feb 2031.PersonASIC Banned and Disqualified Persons
- ATKINS, MITCHELL ALEXANDER GRAYASIC records a financial-services restriction for ATKINS, MITCHELL ALEXANDER GRAY. The published period runs from 16 Nov 2023 to 15 Nov 2033.PersonASIC Banned and Disqualified Persons
- ADU, EMMANUELASIC records a credit restriction for ADU, EMMANUEL. The source gives 1 Jul 2025 as the start date.PersonASIC Banned and Disqualified Persons
- HANSON, KIMBERLEY JAMESASIC records a financial-services restriction for HANSON, KIMBERLEY JAMES. The source gives 3 Jun 2021 as the start date.PersonASIC Banned and Disqualified Persons
- FORMICA, ANTONIA MARGARET ROSEASIC records a director disqualification for FORMICA, ANTONIA MARGARET ROSE. The published period runs from 11 Oct 2012 to 10 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAINE, ROBIN JONASIC records a director disqualification for KAINE, ROBIN JON. The published period runs from 9 May 2000 to 9 May 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HORSTEN, JOHN GERARDUSASIC records a director disqualification for HORSTEN, JOHN GERARDUS. The published period runs from 2 Aug 1999 to 2 Aug 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRENNOCK, YVONNE EDELEASIC records a director disqualification for BRENNOCK, YVONNE EDELE. The published period runs from 4 May 1988 to 4 May 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAZEJCZYK, WAYNEASIC records a financial-services restriction for BLAZEJCZYK, WAYNE. The published period runs from 18 Dec 2019 to 17 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAURIG, ROBERTASIC records a director disqualification for TRAURIG, ROBERT. The published period runs from 18 Jun 1996 to 18 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZLATNIK, PHILIPASIC records a director disqualification for ZLATNIK, PHILIP. The published period runs from 11 Jan 1990 to 11 Jan 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BACKHAUS, STEPHAN ANDREASIC records a director disqualification for BACKHAUS, STEPHAN ANDRE. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BACKHAUS, ANDRE STEPHANASIC records a director disqualification for BACKHAUS, ANDRE STEPHAN. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TURNBULL, KEIRANASIC records a director disqualification for TURNBULL, KEIRAN. The published period runs from 22 Jan 2007 to 22 Jan 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GARTRELL, ANDREW BORRODELLASIC records a director disqualification for GARTRELL, ANDREW BORRODELL. The published period runs from 24 Feb 2000 to 24 Feb 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ENGLISH, NIEL WILLIAMASIC records a director disqualification for ENGLISH, NIEL WILLIAM. The published period runs from 18 Oct 2007 to 18 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC, LOBOASIC records a director disqualification for ZIVANOVIC, LOBO. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REID, DAVIDASIC records a director disqualification for REID, DAVID. The published period runs from 14 Jul 2022 to 13 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE BOER, ANNEMIEKEASIC records a financial-services restriction for DE BOER, ANNEMIEKE. The source gives 13 Sep 2007 as the start date.PersonASIC Banned and Disqualified Persons
- KONGAS, THEOLOGIAASIC records a director disqualification for KONGAS, THEOLOGIA. The published period runs from 28 Nov 1996 to 28 Nov 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLENKINSOP, SANDRA JOYASIC records a director disqualification for BLENKINSOP, SANDRA JOY. The published period runs from 21 Mar 1991 to 20 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.