ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- PAL, ASHOK KUMARASIC records a director disqualification for PAL, ASHOK KUMAR. The published period runs from 6 Oct 2000 to 23 Feb 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILL, ROBERT WILLIAMASIC records a director disqualification for HILL, ROBERT WILLIAM. The published period runs from 15 Jun 1995 to 15 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LETTIERI, PASQUALEASIC records a director disqualification for LETTIERI, PASQUALE. The published period runs from 13 Jun 1997 to 13 Dec 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ST PIERRE, DAVID GRANTASIC records a financial-services restriction for ST PIERRE, DAVID GRANT. The source gives 6 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
- KHOURY, MONTYASIC records a director disqualification for KHOURY, MONTY. The published period runs from 22 Nov 2004 to 22 May 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROGERS, PAULINEASIC records a director disqualification for ROGERS, PAULINE. The published period runs from 10 May 2021 to 9 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HORSBURGH, NEIL FRANCISASIC records a director disqualification for HORSBURGH, NEIL FRANCIS. The published period runs from 1 Oct 1990 to 26 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHISHOLM, GREGORY JOHNASIC records a securities restriction for CHISHOLM, GREGORY JOHN. The source gives 10 Jun 1994 as the start date.PersonASIC Banned and Disqualified Persons
- O'BRIEN, DAVID ALLENASIC records a financial-services restriction for O'BRIEN, DAVID ALLEN. The published period runs from 27 Nov 2019 to 26 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, JAMINASIC records a director disqualification for RYAN, JAMIN. The published period runs from 22 Sep 2009 to 21 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOLDENBERG, MAX DAVIDASIC records a financial-services restriction for GOLDENBERG, MAX DAVID. The published period runs from 12 Aug 2019 to 11 Aug 2027.PersonASIC Banned and Disqualified Persons
- LANDAU, MARK ALEXANDERASIC records a financial-services restriction for LANDAU, MARK ALEXANDER. The published period runs from 13 Aug 2018 to 12 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HANSON, KIMBERLEY JAMESASIC records a financial-services restriction for HANSON, KIMBERLEY JAMES. The source gives 3 Jun 2021 as the start date.PersonASIC Banned and Disqualified Persons
- EUNGPONGPAN, KIATTISAKASIC records a financial-services restriction for EUNGPONGPAN, KIATTISAK. The source gives 22 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- WATSON, LANCE ALFREDASIC records a director disqualification for WATSON, LANCE ALFRED. The published period runs from 27 May 1997 to 27 May 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOSHAI, SHLOMOASIC records a financial-services restriction for YOSHAI, SHLOMO. The published period runs from 5 Mar 2021 to 4 Mar 2031.PersonASIC Banned and Disqualified Persons
- RIDDLE, PETER WILLIAMASIC records a director disqualification for RIDDLE, PETER WILLIAM. The published period runs from 16 Nov 1987 to 16 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ORMAN, MALCOLM JOHNASIC records a SMSF auditor disqualification for ORMAN, MALCOLM JOHN. The source gives 14 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- PRICE, HUWASIC records a director disqualification for PRICE, HUW. The published period runs from 26 Jun 2010 to 25 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUGHES, JUSTIN OWENASIC records a financial-services restriction for HUGHES, JUSTIN OWEN. The source gives 15 May 2008 as the start date.PersonASIC Banned and Disqualified Persons
- SGARAVIZZI, DANIEL MARKASIC records a director disqualification for SGARAVIZZI, DANIEL MARK. The published period runs from 24 Jul 2019 to 23 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a financial-services restriction for FUOCO, JOSHUA DAVID. The published period runs from 22 Dec 2017 to 21 Dec 2027.PersonASIC Banned and Disqualified Persons
- SIMPSON, ROBERT BRUCEASIC records a director disqualification for SIMPSON, ROBERT BRUCE. The published period runs from 13 May 2011 to 12 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEWARD, SHAUNASIC records a financial-services restriction for STEWARD, SHAUN. The published period runs from 7 Jun 2023 to 6 Jun 2031.PersonASIC Banned and Disqualified Persons
- SACKL, JAMESASIC records a director disqualification for SACKL, JAMES. The published period runs from 4 May 2022 to 3 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMES, PETER NORMANASIC records a director disqualification for JAMES, PETER NORMAN. The published period runs from 13 Mar 2014 to 13 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLOUGH, ANDREWASIC records a director disqualification for CLOUGH, ANDREW. The published period runs from 31 Jul 2021 to 30 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILZINGER, DAVIDASIC records a director disqualification for HILZINGER, DAVID. The published period runs from 13 Jun 2015 to 12 Nov 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VORRASI, VITO ANTONIOASIC records a director disqualification for VORRASI, VITO ANTONIO. The published period runs from 13 Sep 2017 to 12 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALE, KENNETH DUNCANASIC records a director disqualification for HALE, KENNETH DUNCAN. The published period runs from 6 Sep 2007 to 6 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.