ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BROWN, BENJAMIN DAVID CONVENTRYASIC records a director disqualification for BROWN, BENJAMIN DAVID CONVENTRY. The published period runs from 9 May 2022 to 8 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARVEY, BRUCEASIC records a director disqualification for HARVEY, BRUCE. The published period runs from 9 Apr 2010 to 8 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLUGGE, TREVORASIC records a director disqualification for FLUGGE, TREVOR. The published period runs from 10 Apr 2017 to 9 Apr 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOLPIGIN, GREGORYASIC records a financial-services restriction for TOLPIGIN, GREGORY. The published period runs from 16 May 2023 to 15 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PLOTKIN, INNAASIC records a director disqualification for PLOTKIN, INNA. The published period runs from 15 Nov 1997 to 15 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHISHOLM, GREGORY JOHNASIC records a futures restriction for CHISHOLM, GREGORY JOHN. The source gives 10 Jun 1994 as the start date.PersonASIC Banned and Disqualified Persons
- KING, LARRY EDWARDASIC records a director disqualification for KING, LARRY EDWARD. The published period runs from 6 Jul 2012 to 5 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CREWES, WAYNE ANDREW LESLIEASIC records a director disqualification for CREWES, WAYNE ANDREW LESLIE. The published period runs from 26 Sep 1994 to 26 Sep 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOYLAN, CHRISTOPHERASIC records a director disqualification for MOYLAN, CHRISTOPHER. The published period runs from 20 Feb 2015 to 27 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HART-ROBINSON, SANDRA LEEASIC records a credit restriction for HART-ROBINSON, SANDRA LEE. The source gives 13 Sep 2005 as the start date.PersonASIC Banned and Disqualified Persons
- KERR, NICHOLAS MCKINNONASIC records a financial-services restriction for KERR, NICHOLAS MCKINNON. The published period runs from 9 Aug 2016 to 8 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAZEJCZYK, WAYNEASIC records a financial-services restriction for BLAZEJCZYK, WAYNE. The published period runs from 18 Dec 2019 to 17 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOMBARDO, EDUARDOASIC records a director disqualification for LOMBARDO, EDUARDO. The published period runs from 25 Sep 1995 to 24 Sep 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOLJ, IVAN JOSEPHASIC records a director disqualification for TOLJ, IVAN JOSEPH. The published period runs from 15 Feb 1988 to 15 Aug 1988. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE CASTRO, GUIASIC records a director disqualification for DE CASTRO, GUI. The published period runs from 30 Apr 2025 to 29 Apr 2029.PersonASIC Banned and Disqualified Persons
- LEGAT, ROBERT ANDREW CORWINASIC records a credit restriction for LEGAT, ROBERT ANDREW CORWIN. The published period runs from 3 Oct 2017 to 2 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKENZIE, MARK RICHARDASIC records a financial-services restriction for MCKENZIE, MARK RICHARD. The published period runs from 25 May 2009 to 24 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COCKINOS, CONSTANTINEASIC records a director disqualification for COCKINOS, CONSTANTINE. The published period runs from 3 Sep 2013 to 2 Sep 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOMBARDO, VINCENZOASIC records a director disqualification for LOMBARDO, VINCENZO. The published period runs from 30 May 1996 to 29 May 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHELAN, LINDA RAEASIC records a financial-services restriction for WHELAN, LINDA RAE. The source gives 14 Oct 2016 as the start date.PersonASIC Banned and Disqualified Persons
- PENROSE, JAMIEASIC records a director disqualification for PENROSE, JAMIE. The published period runs from 15 Sep 2017 to 14 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCOFIELD, DAVIDASIC records a director disqualification for SCOFIELD, DAVID. The published period runs from 17 Nov 2021 to 16 Nov 2026.PersonASIC Banned and Disqualified Persons
- BRICKWOOD, JOHNASIC records a director disqualification for BRICKWOOD, JOHN. The published period runs from 18 Dec 2011 to 17 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'REILLY, DAMIAN TERANCEASIC records a director disqualification for O'REILLY, DAMIAN TERANCE. The published period runs from 30 Mar 2012 to 29 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANNI, JACKSON TEMIASIC records a credit restriction for ANNI, JACKSON TEMI. The source gives 24 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
- SUJSTER, MARIJAN STEPHENASIC records a director disqualification for SUJSTER, MARIJAN STEPHEN. The published period runs from 24 Apr 2010 to 23 Apr 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOORE, ANDREW CHARLESASIC records a financial-services restriction for MOORE, ANDREW CHARLES. The published period runs from 3 Jul 2025 to 2 Jul 2028.PersonASIC Banned and Disqualified Persons
- NEWBOUND, BRETTASIC records a financial-services restriction for NEWBOUND, BRETT. The published period runs from 1 May 2025 to 30 Apr 2035.PersonASIC Banned and Disqualified Persons
- THOMPSON, SHANE ANDREWASIC records a financial-services restriction for THOMPSON, SHANE ANDREW. The published period runs from 29 Jan 2016 to 28 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, GERALD LEONARDASIC records a director disqualification for PARKER, GERALD LEONARD. The published period runs from 27 Mar 2003 to 27 Mar 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.