ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HUTCHINSON, MARK EDWARDASIC records a director disqualification for HUTCHINSON, MARK EDWARD. The published period runs from 15 Nov 2019 to 14 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PANNU, RANDEEP SINGHASIC records a director disqualification for PANNU, RANDEEP SINGH. The published period runs from 21 Sep 2011 to 20 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOUGLAS, OLIVER GEORGEASIC records a director disqualification for DOUGLAS, OLIVER GEORGE. The published period runs from 5 Jun 2012 to 4 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKENZIE, ROBERTASIC records a director disqualification for MCKENZIE, ROBERT. The published period runs from 2 Mar 2011 to 1 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAKE, KRISTY ANNASIC records a credit restriction for LAKE, KRISTY ANN. The source gives 27 Jun 2011 as the start date.PersonASIC Banned and Disqualified Persons
- TAYLOR, ROBERT MARKASIC records a SMSF auditor disqualification for TAYLOR, ROBERT MARK. The source gives 23 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
- MC'COY, KEITH JAMESASIC records a director disqualification for MC'COY, KEITH JAMES. The published period runs from 4 Jul 2006 to 4 Jul 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRANHO, THUYASIC records a director disqualification for TRANHO, THUY. The published period runs from 11 Dec 2012 to 10 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKENZIE, BEVERLEY JOYASIC records a director disqualification for MCKENZIE, BEVERLEY JOY. The published period runs from 23 Feb 2011 to 22 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TU, THANH QUOCASIC records a financial-services restriction for TU, THANH QUOC. The source gives 15 Jul 2014 as the start date.PersonASIC Banned and Disqualified Persons
- YOSHAI, SHLOMOASIC records a financial-services restriction for YOSHAI, SHLOMO. The published period runs from 5 Mar 2021 to 4 Mar 2031.PersonASIC Banned and Disqualified Persons
- MAXWELL, ROBERT ADRIANASIC records a director disqualification for MAXWELL, ROBERT ADRIAN. The published period runs from 9 Oct 1991 to 9 Oct 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARLL, TREVOR WAYNEASIC records a financial-services restriction for CARLL, TREVOR WAYNE. The source gives 16 Feb 2011 as the start date.PersonASIC Banned and Disqualified Persons
- LIM, THEAM CHYEASIC records a financial-services restriction for LIM, THEAM CHYE. The published period runs from 9 Nov 2010 to 8 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, DENNIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENNIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRAY, GARRICK LEWISASIC records a director disqualification for GRAY, GARRICK LEWIS. The published period runs from 21 Jul 1988 to 21 Jul 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KERSTENS, ANTONASIC records a financial-services restriction for KERSTENS, ANTON. The published period runs from 10 Apr 2015 to 9 Apr 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCNAUGHTON, CHRISTOPHERASIC records a director disqualification for MCNAUGHTON, CHRISTOPHER. The published period runs from 3 Feb 2016 to 2 Aug 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOD, PIETERASIC records a director disqualification for WOOD, PIETER. The published period runs from 17 Mar 2017 to 16 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLASIC records a credit restriction for NIVEN, SEAN COLVILL. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- HELWANI, BASEMASIC records a director disqualification for HELWANI, BASEM. The published period runs from 5 May 2009 to 4 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAGIANNIS, TINAASIC records a director disqualification for BRAGIANNIS, TINA. The published period runs from 12 Aug 2023 to 11 Feb 2027.PersonASIC Banned and Disqualified Persons
- BROWN, OBIEASIC records a director disqualification for BROWN, OBIE. The published period runs from 13 Mar 2014 to 12 Mar 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALSH, MATTHEW JOHNASIC records a director disqualification for WALSH, MATTHEW JOHN. The published period runs from 10 Mar 2022 to 9 Mar 2027.PersonASIC Banned and Disqualified Persons
- TORRINGTON, MARGARET DAWNASIC records a director disqualification for TORRINGTON, MARGARET DAWN. The published period runs from 1 Mar 1988 to 1 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAN, ALLANASIC records a SMSF auditor disqualification for TAN, ALLAN. The source gives 30 Apr 2025 as the start date.PersonASIC Banned and Disqualified Persons
- GEANEY, JOHN JOSEPHASIC records a director disqualification for GEANEY, JOHN JOSEPH. The published period runs from 17 May 2014 to 16 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SGARAVIZZI, MARK ANTONYASIC records a director disqualification for SGARAVIZZI, MARK ANTONY. The published period runs from 29 Oct 2019 to 28 Oct 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBERTSON, FRANCIS WILLIAMASIC records a director disqualification for ROBERTSON, FRANCIS WILLIAM. The published period runs from 9 Aug 2006 to 30 Jun 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LA ROSA, STEVEN ANTONIOASIC records a securities restriction for LA ROSA, STEVEN ANTONIO. The published period runs from 4 Dec 1995 to 3 Dec 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.