ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HINCH, PETER JOHNASIC records a director disqualification for HINCH, PETER JOHN. The published period runs from 27 Jul 1994 to 27 Jul 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HACKER, KENTASIC records a SMSF auditor disqualification for HACKER, KENT. The source gives 11 Mar 2020 as the start date.PersonASIC Banned and Disqualified Persons
- BERMAN, PAULASIC records a director disqualification for BERMAN, PAUL. The published period runs from 24 Oct 2014 to 23 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE JONG, JOHN BENJAMINASIC records a director disqualification for DE JONG, JOHN BENJAMIN. The published period runs from 23 Apr 1997 to 23 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHONG, ALFIE FOONG FAHASIC records a financial-services restriction for CHONG, ALFIE FOONG FAH. The published period runs from 14 Sep 2015 to 13 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOLTOM, STEPHEN WAYNEASIC records a director disqualification for HOLTOM, STEPHEN WAYNE. The published period runs from 17 Jan 2011 to 16 Jan 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC L,ASIC records a director disqualification for ZIVANOVIC L,. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COWPER, GRAEME ASHLEYASIC records a financial-services restriction for COWPER, GRAEME ASHLEY. The published period runs from 26 Jun 2018 to 25 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASSFORD, PAULASIC records a director disqualification for BASSFORD, PAUL. The published period runs from 23 Jun 2017 to 22 Jun 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SORRENTI, RICCARDOASIC records a director disqualification for SORRENTI, RICCARDO. The published period runs from 7 Mar 2022 to 6 Mar 2027.PersonASIC Banned and Disqualified Persons
- JOHNSON, CHRISTINE JOYASIC records a director disqualification for JOHNSON, CHRISTINE JOY. The published period runs from 31 May 2012 to 30 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OSMOND, DANIEL MARKASIC records a director disqualification for OSMOND, DANIEL MARK. The published period runs from 24 Feb 2026 to 23 Feb 2030.PersonASIC Banned and Disqualified Persons
- RODWELL, BRENDANASIC records a financial-services restriction for RODWELL, BRENDAN. The published period runs from 23 Oct 2025 to 22 Oct 2027.PersonASIC Banned and Disqualified Persons
- HATZINIKOLAOU, CHRISTOSASIC records a director disqualification for HATZINIKOLAOU, CHRISTOS. The published period runs from 3 Aug 2010 to 2 Aug 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POUSA, SENENASIC records a financial-services restriction for POUSA, SENEN. The source gives 4 Sep 2018 as the start date.PersonASIC Banned and Disqualified Persons
- JONES, BRADLEY ALLANASIC records a director disqualification for JONES, BRADLEY ALLAN. The published period runs from 15 Jul 2013 to 14 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MITCHELL, GREGORY IANASIC records a director disqualification for MITCHELL, GREGORY IAN. The published period runs from 9 May 2007 to 9 May 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARPER, JOHN FRANKLINASIC records a director disqualification for HARPER, JOHN FRANKLIN. The published period runs from 8 Mar 1996 to 8 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VIZARD, STEPHEN WILLIAMASIC records a director disqualification for VIZARD, STEPHEN WILLIAM. The published period runs from 28 Jul 2005 to 28 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAULDING, JOHN STEPHENASIC records a director disqualification for PAULDING, JOHN STEPHEN. The published period runs from 29 Oct 2015 to 28 Oct 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEITCH, JOHN ANDREWASIC records a director disqualification for LEITCH, JOHN ANDREW. The published period runs from 24 Nov 1999 to 24 May 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMMOND, STEVEN JAMESASIC records a director disqualification for HAMMOND, STEVEN JAMES. The published period runs from 21 Dec 2015 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COOMBE, PHILLIP RONALDASIC records a director disqualification for COOMBE, PHILLIP RONALD. The published period runs from 8 Nov 2006 to 8 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLS, ANDREW CARLASIC records a financial-services restriction for HILLS, ANDREW CARL. The published period runs from 14 Apr 2021 to 13 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STOREY, HERBERTASIC records a director disqualification for STOREY, HERBERT. The published period runs from 31 Oct 1988 to 31 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORE, CRAIGASIC records a financial-services restriction for GORE, CRAIG. The source gives 29 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- KAFROUNI, JOHNNIEASIC records a director disqualification for KAFROUNI, JOHNNIE. The published period runs from 29 May 2024 to 28 May 2028.PersonASIC Banned and Disqualified Persons
- SOONG, JIMASIC records a director disqualification for SOONG, JIM. The published period runs from 28 Feb 2023 to 27 Feb 2028.PersonASIC Banned and Disqualified Persons
- COWPER, GRAEME ASHLEYASIC records a financial-services restriction for COWPER, GRAEME ASHLEY. The published period runs from 26 Jun 2018 to 25 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- IERVASI, TONYASIC records a financial-services restriction for IERVASI, TONY. The source gives 5 Feb 2025 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.