ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SANTANGELO, GIOVANNIASIC records a director disqualification for SANTANGELO, GIOVANNI. The published period runs from 27 Feb 1989 to 27 Feb 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALKER, TAYLOR SCOTTASIC records a director disqualification for WALKER, TAYLOR SCOTT. The published period runs from 17 Dec 1996 to 17 Jun 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PORCIA, JOSE ALEXISASIC records a financial-services restriction for PORCIA, JOSE ALEXIS. The source gives 7 Aug 2006 as the start date.PersonASIC Banned and Disqualified Persons
- RANDS, DYLANASIC records a financial-services restriction for RANDS, DYLAN. The published period runs from 20 Sep 2021 to 19 Sep 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRISTOW, IAN DOUGLASASIC records a director disqualification for BRISTOW, IAN DOUGLAS. The published period runs from 28 Mar 2008 to 28 Mar 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC, LUB0ASIC records a director disqualification for ZIVANOVIC, LUB0. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAWSON, RICHARD MORRISASIC records a securities restriction for DAWSON, RICHARD MORRIS. The source gives 13 Oct 1999 as the start date.PersonASIC Banned and Disqualified Persons
- BRANNELLY, PAUL ANTHONYASIC records a financial-services restriction for BRANNELLY, PAUL ANTHONY. The published period runs from 9 Feb 2009 to 8 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUVERA, DOMENICOASIC records a director disqualification for LUVERA, DOMENICO. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTHY, JAMES EDWARDASIC records a financial-services restriction for MCCARTHY, JAMES EDWARD. The published period runs from 14 Nov 2016 to 13 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DATTILO, ANTONIO GIANLUCAASIC records a director disqualification for DATTILO, ANTONIO GIANLUCA. The published period runs from 14 Oct 2013 to 13 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLS, NICOLAASIC records a director disqualification for MILLS, NICOLA. The published period runs from 12 Feb 2020 to 11 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WATERS, GEOFFREY WALTERASIC records a director disqualification for WATERS, GEOFFREY WALTER. The published period runs from 15 Dec 1989 to 15 Dec 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOON, KEVIN WILLIAMASIC records a director disqualification for MOON, KEVIN WILLIAM. The published period runs from 21 Nov 1997 to 20 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAWA, GEORGE STEPHANASIC records a financial-services restriction for HAWA, GEORGE STEPHAN. The source gives 18 Nov 2011 as the start date.PersonASIC Banned and Disqualified Persons
- SINCLAIR, KAY ELIZABETHASIC records a director disqualification for SINCLAIR, KAY ELIZABETH. The published period runs from 19 Oct 2021 to 18 Oct 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HANNA, RAYMONDASIC records a director disqualification for HANNA, RAYMOND. The published period runs from 4 May 2017 to 3 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SADAMATSU, KATSUYOSHIASIC records a director disqualification for SADAMATSU, KATSUYOSHI. The published period runs from 28 Apr 2026 to 27 Apr 2031.PersonASIC Banned and Disqualified Persons
- SZATMARY, STEPHEN JOHNASIC records a director disqualification for SZATMARY, STEPHEN JOHN. The published period runs from 13 Feb 1995 to 12 Feb 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIFFITHS, DAVID WILLIAMASIC records a securities restriction for GRIFFITHS, DAVID WILLIAM. The published period runs from 2 Apr 2004 to 2 Apr 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOLODY, MICHAELASIC records a financial-services restriction for KOLODY, MICHAEL. The published period runs from 1 Sep 2015 to 28 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDWARDS, CHRISTOPHERASIC records a financial-services restriction for EDWARDS, CHRISTOPHER. The published period runs from 15 Sep 2025 to 14 Sep 2035.PersonASIC Banned and Disqualified Persons
- HUNT, DARRENASIC records a director disqualification for HUNT, DARREN. The published period runs from 1 Mar 2011 to 31 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, JACQUELINEASIC records a director disqualification for SMITH, JACQUELINE. The published period runs from 1 Jul 1988 to 1 Jul 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALI, DANIEL FAROOKASIC records a director disqualification for ALI, DANIEL FAROOK. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- VYAS, PAVANASIC records a financial-services restriction for VYAS, PAVAN. The source gives 1 Jul 2013 as the start date.PersonASIC Banned and Disqualified Persons
- BRINKIES, JUSTINASIC records a director disqualification for BRINKIES, JUSTIN. The published period runs from 15 Sep 2021 to 14 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUFFY, GERARD JOHNASIC records a financial-services restriction for DUFFY, GERARD JOHN. The source gives 3 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- TRAJCEVSKI, ZIVKOASIC records a director disqualification for TRAJCEVSKI, ZIVKO. The published period runs from 1 Dec 1992 to 1 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOD, JAMES WILLIAMASIC records a director disqualification for WOOD, JAMES WILLIAM. The published period runs from 8 Jan 1988 to 8 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.