EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- OTP Bank Nyrt.European Securities and Markets Authority and reporting national authorities includes OTP Bank Nyrt. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Nov 2025.Source recordESMA Regulatory Enforcement Register
- OTP Bank Nyrt.European Securities and Markets Authority and reporting national authorities includes OTP Bank Nyrt. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Nov 2025.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jul 2025.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jul 2025.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jul 2025.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jul 2025.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Jul 2025.Source recordESMA Regulatory Enforcement Register
- M.Z. Investment Services LimitedEuropean Securities and Markets Authority and reporting national authorities includes M.Z. Investment Services Limited in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jan 2026.Source recordESMA Regulatory Enforcement Register
- S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.European Securities and Markets Authority and reporting national authorities includes S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 May 2025.Source recordESMA Regulatory Enforcement Register
- S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.European Securities and Markets Authority and reporting national authorities includes S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 May 2025.Source recordESMA Regulatory Enforcement Register
- S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.European Securities and Markets Authority and reporting national authorities includes S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 May 2025.Source recordESMA Regulatory Enforcement Register
- S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A.European Securities and Markets Authority and reporting national authorities includes S.A.I. SWISS CAPITAL ASSET MANAGEMENT S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 May 2025.Source recordESMA Regulatory Enforcement Register
- 3 Banken-Generali Investment-Gesellschaft m.b.H.European Securities and Markets Authority and reporting national authorities includes 3 Banken-Generali Investment-Gesellschaft m.b.H. in ESMA Regulatory Enforcement Register. The recorded action date is 21 Jan 2026.Source recordESMA Regulatory Enforcement Register
- VIE FINANCE SAEuropean Securities and Markets Authority and reporting national authorities includes VIE FINANCE SA in ESMA Regulatory Enforcement Register. The recorded action date is 30 May 2025.Source recordESMA Regulatory Enforcement Register
- AXON SECURITIES S.A.European Securities and Markets Authority and reporting national authorities includes AXON SECURITIES S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 3 Oct 2025.Source recordESMA Regulatory Enforcement Register
- Tuleva Fondid ASEuropean Securities and Markets Authority and reporting national authorities includes Tuleva Fondid AS in ESMA Regulatory Enforcement Register. The recorded action date is 4 Feb 2025.Source recordESMA Regulatory Enforcement Register
- BANCO DE SABADELL, S.A.European Securities and Markets Authority and reporting national authorities includes BANCO DE SABADELL, S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 24 Jun 2025.Source recordESMA Regulatory Enforcement Register
- WONDERINTEREST TRADING LTDEuropean Securities and Markets Authority and reporting national authorities includes WONDERINTEREST TRADING LTD in ESMA Regulatory Enforcement Register. The recorded action date is 13 Oct 2025.Source recordESMA Regulatory Enforcement Register
- NFS NETWORK FINANCIAL SERVICES LTDEuropean Securities and Markets Authority and reporting national authorities includes NFS NETWORK FINANCIAL SERVICES LTD in ESMA Regulatory Enforcement Register. The recorded action date is 22 Dec 2025.Source recordESMA Regulatory Enforcement Register
- EXELCIUS PRIME LTDEuropean Securities and Markets Authority and reporting national authorities includes EXELCIUS PRIME LTD in ESMA Regulatory Enforcement Register. The recorded action date is 14 Jul 2025.Source recordESMA Regulatory Enforcement Register
- Santander Bank Polska S.A.European Securities and Markets Authority and reporting national authorities includes Santander Bank Polska S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 4 Mar 2026.Source recordESMA Regulatory Enforcement Register
- REPLICA SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.European Securities and Markets Authority and reporting national authorities includes REPLICA SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A. in ESMA Regulatory Enforcement Register. The recorded action date is 24 Mar 2026.Source recordESMA Regulatory Enforcement Register
- BANKINTER GESTION DE ACTIVOS, S.A., S.G.I.I.C.European Securities and Markets Authority and reporting national authorities includes BANKINTER GESTION DE ACTIVOS, S.A., S.G.I.I.C. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Mar 2026.Source recordESMA Regulatory Enforcement Register
- U.P. o.c.p., a.s.European Securities and Markets Authority and reporting national authorities includes U.P. o.c.p., a.s. in ESMA Regulatory Enforcement Register. The recorded action date is 31 Mar 2026.Source recordESMA Regulatory Enforcement Register
- Pareto Securities AbEuropean Securities and Markets Authority and reporting national authorities includes Pareto Securities Ab in ESMA Regulatory Enforcement Register. The recorded action date is 13 May 2026.Source recordESMA Regulatory Enforcement Register
- Familiam Asset Management OyEuropean Securities and Markets Authority and reporting national authorities includes Familiam Asset Management Oy in ESMA Regulatory Enforcement Register. The recorded action date is 25 Mar 2026.Source recordESMA Regulatory Enforcement Register
- XTB S.A.European Securities and Markets Authority and reporting national authorities includes XTB S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 28 Aug 2026.Source recordESMA Regulatory Enforcement Register
- MASTERINVEST Kapitalanlage GmbHEuropean Securities and Markets Authority and reporting national authorities includes MASTERINVEST Kapitalanlage GmbH in ESMA Regulatory Enforcement Register. The recorded action date is 20 May 2026.Source recordESMA Regulatory Enforcement Register
- mBank S.A.European Securities and Markets Authority and reporting national authorities includes mBank S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 29 May 2026.Source recordESMA Regulatory Enforcement Register
- Allianz Invest Kapitalanlagegesellschaft mbHEuropean Securities and Markets Authority and reporting national authorities includes Allianz Invest Kapitalanlagegesellschaft mbH in ESMA Regulatory Enforcement Register. The recorded action date is 24 Jun 2026.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.