EU ESMA Sanctions
Named regulatory sanctions and measures reported to ESMA by national competent authorities.
Source availability
Available for screening
848 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 6 hours
Data overview
ESMA Regulatory Enforcement Register is published by European Securities and Markets Authority and reporting national authorities.
The available version contains 848 source records before any name search.
The entity-type breakdown is 848 other or unspecified records.
- Source records
- 848
- Publicly browsable records
- 848
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- Other / unspecified
- 848
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The public register contains actions under financial-market legislation, including MiFID, UCITS, market abuse and EMIR. Each record represents an action, not a unique person. Unnamed publisher rows remain in the original snapshot and are excluded from the name index. The public feed does not provide a reliable person/company classification.
Distinguish the action from its current effect
This is regulatory enforcement, not the EU financial asset-freeze list. Check the responsible authority and decision for legal effect, appeals and scope. A publisher expiration date controls data availability and does not establish legal termination. Name removals and anonymization follow the current official snapshot. Linked decisions and third-party material have their own reuse conditions.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2024.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2024.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2024.Source recordESMA Regulatory Enforcement Register
- CONCORDE Értékpapír Zártkörűen Működő Rt.European Securities and Markets Authority and reporting national authorities includes CONCORDE Értékpapír Zártkörűen Működő Rt. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2024.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2024.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2024.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2024.Source recordESMA Regulatory Enforcement Register
- MBH Befektetési Bank Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes MBH Befektetési Bank Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 11 Sep 2024.Source recordESMA Regulatory Enforcement Register
- UniCredit Bank Hungary Zrt.European Securities and Markets Authority and reporting national authorities includes UniCredit Bank Hungary Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 20 Dec 2024.Source recordESMA Regulatory Enforcement Register
- UniCredit Bank Hungary Zrt.European Securities and Markets Authority and reporting national authorities includes UniCredit Bank Hungary Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 20 Dec 2024.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 25 Oct 2024.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 25 Oct 2024.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 25 Oct 2024.Source recordESMA Regulatory Enforcement Register
- CIB Bank Zrt.European Securities and Markets Authority and reporting national authorities includes CIB Bank Zrt. in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2024.Source recordESMA Regulatory Enforcement Register
- EQUILOR Befektetési Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes EQUILOR Befektetési Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 23 Sep 2024.Source recordESMA Regulatory Enforcement Register
- Raiffeisen Befektetési Alapkezelő Zártkörűen Működő RészvénytársaságEuropean Securities and Markets Authority and reporting national authorities includes Raiffeisen Befektetési Alapkezelő Zártkörűen Működő Részvénytársaság in ESMA Regulatory Enforcement Register. The recorded action date is 25 Nov 2024.Source recordESMA Regulatory Enforcement Register
- Directa SIM S.p.A.European Securities and Markets Authority and reporting national authorities includes Directa SIM S.p.A. in ESMA Regulatory Enforcement Register. The recorded action date is 19 Mar 2025.Source recordESMA Regulatory Enforcement Register
- UmweltBank AktiengesellschaftEuropean Securities and Markets Authority and reporting national authorities includes UmweltBank Aktiengesellschaft in ESMA Regulatory Enforcement Register. The recorded action date is 3 Apr 2025.Source recordESMA Regulatory Enforcement Register
- UmweltBank AktiengesellschaftEuropean Securities and Markets Authority and reporting national authorities includes UmweltBank Aktiengesellschaft in ESMA Regulatory Enforcement Register. The recorded action date is 3 Apr 2025.Source recordESMA Regulatory Enforcement Register
- Directa SIM S.p.A.European Securities and Markets Authority and reporting national authorities includes Directa SIM S.p.A. in ESMA Regulatory Enforcement Register. The recorded action date is 9 Apr 2025.Source recordESMA Regulatory Enforcement Register
- AKBANK AGEuropean Securities and Markets Authority and reporting national authorities includes AKBANK AG in ESMA Regulatory Enforcement Register. The recorded action date is 31 Mar 2025.Source recordESMA Regulatory Enforcement Register
- AKBANK AGEuropean Securities and Markets Authority and reporting national authorities includes AKBANK AG in ESMA Regulatory Enforcement Register. The recorded action date is 31 Mar 2025.Source recordESMA Regulatory Enforcement Register
- Schoellerbank Invest AGEuropean Securities and Markets Authority and reporting national authorities includes Schoellerbank Invest AG in ESMA Regulatory Enforcement Register. The recorded action date is 29 Apr 2025.Source recordESMA Regulatory Enforcement Register
- BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A.European Securities and Markets Authority and reporting national authorities includes BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. in ESMA Regulatory Enforcement Register. The recorded action date is 1 Apr 2025.Source recordESMA Regulatory Enforcement Register
- PARTNER BANK AKTIENGESELLSCHAFTEuropean Securities and Markets Authority and reporting national authorities includes PARTNER BANK AKTIENGESELLSCHAFT in ESMA Regulatory Enforcement Register. The recorded action date is 27 May 2025.Source recordESMA Regulatory Enforcement Register
- Banca Monte dei Paschi di Siena S.p.A.European Securities and Markets Authority and reporting national authorities includes Banca Monte dei Paschi di Siena S.p.A. in ESMA Regulatory Enforcement Register. The recorded action date is 21 May 2025.Source recordESMA Regulatory Enforcement Register
- DEUTSCHE BANK SAEEuropean Securities and Markets Authority and reporting national authorities includes DEUTSCHE BANK SAE in ESMA Regulatory Enforcement Register. The recorded action date is 29 Jan 2025.Source recordESMA Regulatory Enforcement Register
- DEUTSCHE BANK, SAEEuropean Securities and Markets Authority and reporting national authorities includes DEUTSCHE BANK, SAE in ESMA Regulatory Enforcement Register. The recorded action date is 29 Jan 2025.Source recordESMA Regulatory Enforcement Register
- DEUTSCHE BANK, SAEEuropean Securities and Markets Authority and reporting national authorities includes DEUTSCHE BANK, SAE in ESMA Regulatory Enforcement Register. The recorded action date is 29 Jan 2025.Source recordESMA Regulatory Enforcement Register
- MARCH ASSET MANAGEMENT, S.G.I.I.C., S.A.U.European Securities and Markets Authority and reporting national authorities includes MARCH ASSET MANAGEMENT, S.G.I.I.C., S.A.U. in ESMA Regulatory Enforcement Register. The recorded action date is 27 Mar 2025.Source recordESMA Regulatory Enforcement Register
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Questions about EU ESMA Sanctions
Who publishes EU ESMA Sanctions?
The catalog identifies European Securities and Markets Authority as the publisher in European Union. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select EU ESMA Sanctions for screening?
The current source snapshot marks EU ESMA Sanctions as available for screening. Select its source ID, eu-esma-sanctions, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current EU ESMA Sanctions records here?
Current public records from EU ESMA Sanctions can be browsed here. The current source contains 848 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export EU ESMA Sanctions records?
Access to EU ESMA Sanctions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.