US Federal Reserve Enforcement Actions
Named parties in the Federal Reserve Board’s published enforcement-action CSV, including historical and terminated actions.
Source availability
Available for screening
3,051 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Programs within this source (1)
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Data overview
Federal Reserve Enforcement Actions is published by Board of Governors of the Federal Reserve System.
The available version contains 3,051 source records before any name search.
The entity-type breakdown is 1,345 people, 1,700 organizations, and 6 other or unspecified records.
- Source records
- 3,051
- Publicly browsable records
- 3,051
- Entity types present
- 3
Record types and how to read these counts
Records by entity type
- People
- 1,345
- Organizations
- 1,700
- Other / unspecified
- 6
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records represent an action and its directly named party. The Individual Affiliation field is context, not another enforcement target. Explicit multi-party fields are separated while preserving their original action relationship. A missing action type is retained as unknown only with a named party, valid effective date, official document link and document label; review the original document for its scope. This is regulatory enforcement, not an asset-freeze or sanctions designation. The searchable database is not comprehensive.
Distinguish the action from its current effect
Review the original action, its scope and later official communications. A valid reported termination ends this action’s current screening interval; no termination date establishes general clearance. Missing, conflicting or retrograde termination dates leave the current legal status unresolved. Historical rows remain available for source review.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Sarah J. CooperBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Sarah J. Cooper. The source gives 8 Aug 2023 as the effective date.PersonFederal Reserve Enforcement Actions
- Ileana Acevedo DiazBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Ileana Acevedo Diaz. The source gives 8 Oct 2021 as the effective date.PersonFederal Reserve Enforcement Actions
- Laura H. LloydBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Laura H. Lloyd. The source gives 22 Oct 2014 as the effective date.PersonFederal Reserve Enforcement Actions
- Dawn McCarthyBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Dawn McCarthy. The source gives 5 Mar 2009 as the effective date.PersonFederal Reserve Enforcement Actions
- Cache Valley Banking Company, Logan, UT and Cache Valley BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2009-04-28. This does not establish general clearance of the named party.” for Cache Valley Banking Company, Logan, UT and Cache Valley Bank. The source gives 20 Mar 2007 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Fox River Valley Bancorp, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2014-11-07. This does not establish general clearance of the named party.” for Fox River Valley Bancorp, Inc.. The source gives 21 Oct 2011 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Midwest Banc Holdings, Inc., Melrose Park, IL and Midwest Bank and Trust CompanyBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2005-09-16. This does not establish general clearance of the named party.” for Midwest Banc Holdings, Inc., Melrose Park, IL and Midwest Bank and Trust Company. The source gives 15 Mar 2004 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Robert L. RiceBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Robert L. Rice. The source gives 16 Feb 1995 as the effective date.PersonFederal Reserve Enforcement Actions
- Citizens Effingham Bancshares, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2011-02-18. This does not establish general clearance of the named party.” for Citizens Effingham Bancshares, Inc.. The source gives 26 Jul 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Lindsay GravesBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Lindsay Graves. The source gives 30 Sep 2024 as the effective date.PersonFederal Reserve Enforcement Actions
- Tennessee State BankBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Tennessee State Bank. The source gives 26 Nov 2014 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Dellinger & Company, Los Angeles, CABoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Dellinger & Company, Los Angeles, CA. The source gives 14 Sep 1992 as the effective date.Source recordFederal Reserve Enforcement Actions
- OSB Community BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2018-08-30. This does not establish general clearance of the named party.” for OSB Community Bank. The source gives 30 Jul 2015 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Michael OppenheimBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Michael Oppenheim. The source gives 2 Aug 2016 as the effective date.PersonFederal Reserve Enforcement Actions
- Richard HendersonBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Richard Henderson. The source gives 20 Dec 2016 as the effective date.PersonFederal Reserve Enforcement Actions
- BANK OF AMERICA CORPORATIONBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2018-01-12. This does not establish general clearance of the named party.” for BANK OF AMERICA CORPORATION. The source gives 28 Feb 2013 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Barbara MorganBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Barbara Morgan. The source gives 2 Jul 2013 as the effective date.PersonFederal Reserve Enforcement Actions
- Gregory D. IsringhausBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Gregory D. Isringhaus. The source gives 3 Nov 2008 as the effective date.PersonFederal Reserve Enforcement Actions
- THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, ScotlandBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for THE ROYAL BANK OF SCOTLAND PLC, Edinburgh, Scotland. The source gives 20 May 2015 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Chrisie Michelle CurtisBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Chrisie Michelle Curtis. The source gives 30 Apr 2019 as the effective date.PersonFederal Reserve Enforcement Actions
- The NorCrown TrustBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2005-06-05. This does not establish general clearance of the named party.” for The NorCrown Trust. The source gives 10 Feb 2005 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Intesa Sanpaolo S.p.A., Turin, Italy and Intesa Sanpaolo S.p.A. New York BranchBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2021-08-31. This does not establish general clearance of the named party.” for Intesa Sanpaolo S.p.A., Turin, Italy and Intesa Sanpaolo S.p.A. New York Branch. The source gives 2 Mar 2007 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Profinium Financial, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2012-06-25. This does not establish general clearance of the named party.” for Profinium Financial, Inc.. The source gives 9 Jul 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Industrial and Commercial Bank of China, Ltd., Beijing, People's Republic of ChinaBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2026-02-27. This does not establish general clearance of the named party.” for Industrial and Commercial Bank of China, Ltd., Beijing, People's Republic of China. The source gives 4 Nov 2021 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Marathon BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1994-11-23. This does not establish general clearance of the named party.” for Marathon Bank. The source gives 28 Jan 1992 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Central Bank of the SouthBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Central Bank of the South. The source gives 16 Jan 1992 as the effective date.OrganizationFederal Reserve Enforcement Actions
- The BankBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for The Bank. The source gives 21 Apr 2005 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Sarah L. LoydBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Sarah L. Loyd. The source gives 22 Jul 2013 as the effective date.PersonFederal Reserve Enforcement Actions
- LPS Default Solutions, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2018-01-12. This does not establish general clearance of the named party.” for LPS Default Solutions, Inc.. The source gives 13 Apr 2011 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Bryce ZitterkopfBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Bryce Zitterkopf. The source gives 25 Sep 2025 as the effective date.PersonFederal Reserve Enforcement Actions
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Questions about US Federal Reserve Enforcement Actions
Who publishes US Federal Reserve Enforcement Actions?
The catalog identifies Federal Reserve Board as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US Federal Reserve Enforcement Actions for screening?
The current source snapshot marks US Federal Reserve Enforcement Actions as available for screening. Select its source ID, us-fed-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US Federal Reserve Enforcement Actions records here?
Current public records from US Federal Reserve Enforcement Actions can be browsed here. The current source contains 3,051 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US Federal Reserve Enforcement Actions records?
Access to US Federal Reserve Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.