US Federal Reserve Enforcement Actions
Named parties in the Federal Reserve Board’s published enforcement-action CSV, including historical and terminated actions.
Source availability
Available for screening
3,053 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Programs within this source (1)
Programs describe the source’s coverage. They are subdivisions, not separate feeds.
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Data overview
Federal Reserve Enforcement Actions is published by Board of Governors of the Federal Reserve System.
The available version contains 3,053 source records before any name search.
The entity-type breakdown is 1,345 people, 1,702 organizations, and 6 other or unspecified records.
- Source records
- 3,053
- Publicly browsable records
- 3,053
- Entity types present
- 3
Record types and how to read these counts
Records by entity type
- People
- 1,345
- Organizations
- 1,702
- Other / unspecified
- 6
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records represent an action and its directly named party. The Individual Affiliation field is context, not another enforcement target. Explicit multi-party fields are separated while preserving their original action relationship. A missing action type is retained as unknown only with a named party, valid effective date, official document link and document label; review the original document for its scope. This is regulatory enforcement, not an asset-freeze or sanctions designation. The searchable database is not comprehensive.
Distinguish the action from its current effect
Review the original action, its scope and later official communications. A valid reported termination ends this action’s current screening interval; no termination date establishes general clearance. Missing, conflicting or retrograde termination dates leave the current legal status unresolved. Historical rows remain available for source review.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Colorado Mountain BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2010-06-30. This does not establish general clearance of the named party.” for Colorado Mountain Bank. The source gives 3 Sep 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- United Bank of El Paso del NorteBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2022-07-18. This does not establish general clearance of the named party.” for United Bank of El Paso del Norte. The source gives 30 Dec 2019 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- First Mutual Bancorp of Illinois, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2009-07-31. This does not establish general clearance of the named party.” for First Mutual Bancorp of Illinois, Inc.. The source gives 8 May 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Standard Chartered plc, London, United Kingdom, Standard Chartered Bank, London, United Kingdom, and Standard Charter Bank New York BranchBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Standard Chartered plc, London, United Kingdom, Standard Chartered Bank, London, United Kingdom, and Standard Charter Bank New York Branch. The source gives 8 Apr 2019 as the effective date.OrganizationFederal Reserve Enforcement Actions
- First State Bank of WarnerBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2016-06-07. This does not establish general clearance of the named party.” for First State Bank of Warner. The source gives 16 Sep 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Robert RichmondBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Robert Richmond. The source gives 9 May 1994 as the effective date.PersonFederal Reserve Enforcement Actions
- U.S. BancorpBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for U.S. Bancorp. The source gives 12 Jan 2018 as the effective date.OrganizationFederal Reserve Enforcement Actions
- The Templar Fund, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2012-09-14. This does not establish general clearance of the named party.” for The Templar Fund, Inc.. The source gives 10 Dec 2008 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- G. Craig ChupikBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for G. Craig Chupik. The source gives 19 Mar 2009 as the effective date.PersonFederal Reserve Enforcement Actions
- Salin Bank and Trust CompanyBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2009-12-01. This does not establish general clearance of the named party.” for Salin Bank and Trust Company. The source gives 23 Jan 2008 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- San Joaquin BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2009-10-16. This does not establish general clearance of the named party.” for San Joaquin Bank. The source gives 30 Sep 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Joe E. SharpBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Joe E. Sharp. The source gives 22 Jun 2006 as the effective date.PersonFederal Reserve Enforcement Actions
- Mesaba Bancshares, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2019-07-19. This does not establish general clearance of the named party.” for Mesaba Bancshares, Inc.. The source gives 3 Aug 2011 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Cheri CarlsonBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Cheri Carlson. The source gives 4 Oct 2016 as the effective date.PersonFederal Reserve Enforcement Actions
- State Bank of India, Mumbai, India, State Bank of India Broadway Branch, New York, NY, State Bank of India Flushing Branch, Flushing, NY, State Bank of India Park Avenue Branch, New York, NY, State Bank of India Chicago Branch, Chicago, IL and State Bank of India Los Angeles AgencyBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for State Bank of India, Mumbai, India, State Bank of India Broadway Branch, New York, NY, State Bank of India Flushing Branch, Flushing, NY, State Bank of India Park Avenue Branch, New York, NY, State Bank of India Chicago Branch, Chicago, IL and State Bank of India Los Angeles Agency. The source gives 13 Nov 2001 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Kristyn KellyBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Kristyn Kelly. The source gives 30 Jul 2021 as the effective date.PersonFederal Reserve Enforcement Actions
- Carrie B. CaldwellBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Carrie B. Caldwell. The source gives 8 Jun 2018 as the effective date.PersonFederal Reserve Enforcement Actions
- Khalid Bin MahfouzBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Khalid Bin Mahfouz. The source gives 23 Dec 1993 as the effective date.PersonFederal Reserve Enforcement Actions
- Donald K. McKinneyBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Donald K. McKinney. The source gives 13 May 2005 as the effective date.PersonFederal Reserve Enforcement Actions
- Sharon WilliamsBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Sharon Williams. The source gives 16 Oct 2018 as the effective date.PersonFederal Reserve Enforcement Actions
- METLIFE, INCBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for METLIFE, INC. The source gives 6 Aug 2012 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Western BankBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Western Bank. The source gives 16 May 2014 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Angela WardBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Angela Ward. The source gives 7 Jun 2005 as the effective date.PersonFederal Reserve Enforcement Actions
- Bank of New York MellonBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2013-10-16. This does not establish general clearance of the named party.” for Bank of New York Mellon. The source gives 13 Apr 2012 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Tajudeen A. RabiuBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Tajudeen A. Rabiu. The source gives 15 Jul 2016 as the effective date.PersonFederal Reserve Enforcement Actions
- Banque Worms, S.A., Paris, France and Banque Worms Capital CorporationBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2001-02-20. This does not establish general clearance of the named party.” for Banque Worms, S.A., Paris, France and Banque Worms Capital Corporation. The source gives 19 Mar 1996 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- First National Bancshares, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2016-06-07. This does not establish general clearance of the named party.” for First National Bancshares, Inc.. The source gives 10 Sep 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- BCCI Holdings (Luxembourg) S.A., Luxembourg, Luxembourg and Bank of Credit and Commerce International S.A., Luxembourg, LuxembourgBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1991-07-04. This does not establish general clearance of the named party.” for BCCI Holdings (Luxembourg) S.A., Luxembourg, Luxembourg and Bank of Credit and Commerce International S.A., Luxembourg, Luxembourg. The source gives 6 May 1991 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Glenn M. GoldhagenBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Glenn M. Goldhagen. The source gives 6 Mar 1997 as the effective date.PersonFederal Reserve Enforcement Actions
- Heritage Commerce CorpBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2011-06-09. This does not establish general clearance of the named party.” for Heritage Commerce Corp. The source gives 17 Feb 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
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Questions about US Federal Reserve Enforcement Actions
Who publishes US Federal Reserve Enforcement Actions?
The catalog identifies Federal Reserve Board as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US Federal Reserve Enforcement Actions for screening?
The current source snapshot marks US Federal Reserve Enforcement Actions as available for screening. Select its source ID, us-fed-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US Federal Reserve Enforcement Actions records here?
Current public records from US Federal Reserve Enforcement Actions can be browsed here. The current source contains 3,053 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US Federal Reserve Enforcement Actions records?
Access to US Federal Reserve Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.