US Federal Reserve Enforcement Actions
Named parties in the Federal Reserve Board’s published enforcement-action CSV, including historical and terminated actions.
Source availability
Available for screening
3,051 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Programs within this source (1)
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Data overview
Federal Reserve Enforcement Actions is published by Board of Governors of the Federal Reserve System.
The available version contains 3,051 source records before any name search.
The entity-type breakdown is 1,345 people, 1,700 organizations, and 6 other or unspecified records.
- Source records
- 3,051
- Publicly browsable records
- 3,051
- Entity types present
- 3
Record types and how to read these counts
Records by entity type
- People
- 1,345
- Organizations
- 1,700
- Other / unspecified
- 6
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records represent an action and its directly named party. The Individual Affiliation field is context, not another enforcement target. Explicit multi-party fields are separated while preserving their original action relationship. A missing action type is retained as unknown only with a named party, valid effective date, official document link and document label; review the original document for its scope. This is regulatory enforcement, not an asset-freeze or sanctions designation. The searchable database is not comprehensive.
Distinguish the action from its current effect
Review the original action, its scope and later official communications. A valid reported termination ends this action’s current screening interval; no termination date establishes general clearance. Missing, conflicting or retrograde termination dates leave the current legal status unresolved. Historical rows remain available for source review.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Kenneth G. WalkerBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Kenneth G. Walker. The source gives 27 Apr 1993 as the effective date.PersonFederal Reserve Enforcement Actions
- BCBank, IncorporatedBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for BCBank, Incorporated. The source gives 1 Jun 2015 as the effective date.OrganizationFederal Reserve Enforcement Actions
- FNB United Corp.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2013-11-05. This does not establish general clearance of the named party.” for FNB United Corp.. The source gives 21 Oct 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Reginald Green, IIBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Reginald Green, II. The source gives 10 Feb 2021 as the effective date.PersonFederal Reserve Enforcement Actions
- Ralph A. MojicaBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Ralph A. Mojica. The source gives 27 Jul 2026 as the effective date.PersonFederal Reserve Enforcement Actions
- Laquita S. WigginsBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Laquita S. Wiggins. The source gives 12 Dec 2013 as the effective date.PersonFederal Reserve Enforcement Actions
- Brandon James JonesBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Brandon James Jones. The source gives 26 Mar 2010 as the effective date.PersonFederal Reserve Enforcement Actions
- West Coast BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1993-04-05. This does not establish general clearance of the named party.” for West Coast Bank. The source gives 19 Dec 1991 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Francesco RuscianoBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Francesco Rusciano. The source gives 25 Nov 2009 as the effective date.PersonFederal Reserve Enforcement Actions
- Mercantile Capital Corp.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1999-08-23. This does not establish general clearance of the named party.” for Mercantile Capital Corp.. The source gives 26 Jan 1996 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Bank of BartlettBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2017-02-13. This does not establish general clearance of the named party.” for Bank of Bartlett. The source gives 22 Oct 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Legacy Bancorp, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2011-03-11. This does not establish general clearance of the named party.” for Legacy Bancorp, Inc.. The source gives 27 Apr 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Kelly M. DulaneyBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Kelly M. Dulaney. The source gives 15 Dec 2008 as the effective date.PersonFederal Reserve Enforcement Actions
- Mitsubishi UFJ Financial Group, Inc., Tokyo, Japan, The Bank of Tokyo-Mitsubishi UFJ, Ltd., Tokyo, Japan, The Bank of Tokyo-Mitsubishi UFJ, Ltd. New York BranchBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2008-09-29. This does not establish general clearance of the named party.” for Mitsubishi UFJ Financial Group, Inc., Tokyo, Japan, The Bank of Tokyo-Mitsubishi UFJ, Ltd., Tokyo, Japan, The Bank of Tokyo-Mitsubishi UFJ, Ltd. New York Branch. The source gives 18 Dec 2006 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- The Prosperity Banking CompanyBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2013-12-23. This does not establish general clearance of the named party.” for The Prosperity Banking Company. The source gives 26 Jul 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Amboy BankBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Amboy Bank. The source gives 14 Apr 2020 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Patrick DalzellBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Patrick Dalzell. The source gives 17 May 2010 as the effective date.PersonFederal Reserve Enforcement Actions
- Guaranty Bank & Trust CompanyBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2012-05-16. This does not establish general clearance of the named party.” for Guaranty Bank & Trust Company. The source gives 22 Jan 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Maridee BatibotBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Maridee Batibot. The source gives 14 Nov 2013 as the effective date.PersonFederal Reserve Enforcement Actions
- Scott DrogsBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Scott Drogs. The source gives 2 Mar 2016 as the effective date.PersonFederal Reserve Enforcement Actions
- Citizens Republic Bancorp, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2012-04-17. This does not establish general clearance of the named party.” for Citizens Republic Bancorp, Inc.. The source gives 28 Jul 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Paul Shi H. HuangBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Paul Shi H. Huang. The source gives 6 May 2004 as the effective date.PersonFederal Reserve Enforcement Actions
- Glenwood State BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1993-12-03. This does not establish general clearance of the named party.” for Glenwood State Bank. The source gives 10 Sep 1991 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Zia New Mexico BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1999-04-23. This does not establish general clearance of the named party.” for Zia New Mexico Bank. The source gives 23 Jun 1997 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Coast BancorpBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2015-03-26. This does not establish general clearance of the named party.” for Coast Bancorp. The source gives 22 Apr 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- SouthFirst Bancshares, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2016-10-19. This does not establish general clearance of the named party.” for SouthFirst Bancshares, Inc.. The source gives 20 Sep 2012 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Carlos J. OrtizBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Carlos J. Ortiz. The source gives 2 Feb 2017 as the effective date.PersonFederal Reserve Enforcement Actions
- FNB Holding CompanyBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2013-07-01. This does not establish general clearance of the named party.” for FNB Holding Company. The source gives 12 Mar 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Farmers State Bank of West ConcordBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2012-09-27. This does not establish general clearance of the named party.” for Farmers State Bank of West Concord. The source gives 6 Nov 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Javier SiveroniBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Javier Siveroni. The source gives 16 Oct 2018 as the effective date.PersonFederal Reserve Enforcement Actions
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Questions about US Federal Reserve Enforcement Actions
Who publishes US Federal Reserve Enforcement Actions?
The catalog identifies Federal Reserve Board as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US Federal Reserve Enforcement Actions for screening?
The current source snapshot marks US Federal Reserve Enforcement Actions as available for screening. Select its source ID, us-fed-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US Federal Reserve Enforcement Actions records here?
Current public records from US Federal Reserve Enforcement Actions can be browsed here. The current source contains 3,051 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US Federal Reserve Enforcement Actions records?
Access to US Federal Reserve Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.