US Federal Reserve Enforcement Actions
Named parties in the Federal Reserve Board’s published enforcement-action CSV, including historical and terminated actions.
Source availability
Available for screening
3,051 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Programs within this source (1)
Programs describe the source’s coverage. They are subdivisions, not separate feeds.
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Data overview
Federal Reserve Enforcement Actions is published by Board of Governors of the Federal Reserve System.
The available version contains 3,051 source records before any name search.
The entity-type breakdown is 1,345 people, 1,700 organizations, and 6 other or unspecified records.
- Source records
- 3,051
- Publicly browsable records
- 3,051
- Entity types present
- 3
Record types and how to read these counts
Records by entity type
- People
- 1,345
- Organizations
- 1,700
- Other / unspecified
- 6
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records represent an action and its directly named party. The Individual Affiliation field is context, not another enforcement target. Explicit multi-party fields are separated while preserving their original action relationship. A missing action type is retained as unknown only with a named party, valid effective date, official document link and document label; review the original document for its scope. This is regulatory enforcement, not an asset-freeze or sanctions designation. The searchable database is not comprehensive.
Distinguish the action from its current effect
Review the original action, its scope and later official communications. A valid reported termination ends this action’s current screening interval; no termination date establishes general clearance. Missing, conflicting or retrograde termination dates leave the current legal status unresolved. Historical rows remain available for source review.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Dickinson Financial Corporation IIBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2015-04-24. This does not establish general clearance of the named party.” for Dickinson Financial Corporation II. The source gives 29 Jun 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- The Asahi Bank, Ltd., Tokyo, Japan and The Asahi Bank, Ltd.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2000-10-11. This does not establish general clearance of the named party.” for The Asahi Bank, Ltd., Tokyo, Japan and The Asahi Bank, Ltd.. The source gives 13 Feb 1997 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- STANDARD CHARTERED PLC London, United Kingdom STANDARD CHARTERED BANK London, United Kingdom STANDARD CHARTERED BANK NEW YORK BRANCH New York, New YorkBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2026-02-26. This does not establish general clearance of the named party.” for STANDARD CHARTERED PLC London, United Kingdom STANDARD CHARTERED BANK London, United Kingdom STANDARD CHARTERED BANK NEW YORK BRANCH New York, New York. The source gives 10 Dec 2012 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- First Utah BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2015-06-02. This does not establish general clearance of the named party.” for First Utah Bank. The source gives 23 Sep 2009 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Fieldpoint Private Holdings, Inc., Greenwich, Connecticut and Fieldpoint Private Bank and TrustBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Fieldpoint Private Holdings, Inc., Greenwich, Connecticut and Fieldpoint Private Bank and Trust. The source gives 4 Sep 2024 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Jason AlexisBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Jason Alexis. The source gives 2 May 2023 as the effective date.PersonFederal Reserve Enforcement Actions
- Village Bank and Trust Financial CorpBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2016-07-28. This does not establish general clearance of the named party.” for Village Bank and Trust Financial Corp. The source gives 26 Jun 2012 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Pauline MaloneBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Pauline Malone. The source gives 13 Oct 2016 as the effective date.PersonFederal Reserve Enforcement Actions
- Capital Corp of the West, Merced, California, County BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2009-02-06. This does not establish general clearance of the named party.” for Capital Corp of the West, Merced, California, County Bank. The source gives 17 Jul 2008 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Endy MaldonadoBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Endy Maldonado. The source gives 7 Oct 2009 as the effective date.PersonFederal Reserve Enforcement Actions
- Erica RachalBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Erica Rachal. The source gives 21 Mar 2022 as the effective date.PersonFederal Reserve Enforcement Actions
- Rosemount Financial Services, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2011-04-15. This does not establish general clearance of the named party.” for Rosemount Financial Services, Inc.. The source gives 2 Apr 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Seth F. GardnerBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Seth F. Gardner. The source gives 22 Jul 1992 as the effective date.PersonFederal Reserve Enforcement Actions
- Thomas P. RogersBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Thomas P. Rogers. The source gives 14 Nov 1996 as the effective date.PersonFederal Reserve Enforcement Actions
- James R. SellersBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for James R. Sellers. The source gives 8 Mar 2000 as the effective date.PersonFederal Reserve Enforcement Actions
- Provident Community Bancshares, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2014-05-01. This does not establish general clearance of the named party.” for Provident Community Bancshares, Inc.. The source gives 20 May 2011 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Dorenee RobinsonBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Dorenee Robinson. The source gives 31 Jan 2011 as the effective date.PersonFederal Reserve Enforcement Actions
- Community Capital CorporationBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1999-07-29. This does not establish general clearance of the named party.” for Community Capital Corporation. The source gives 3 Jun 1999 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- United Bank Limited, Karachi, Pakistan and United Bank LimitedBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1998-07-07. This does not establish general clearance of the named party.” for United Bank Limited, Karachi, Pakistan and United Bank Limited. The source gives 11 Jul 1995 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- First Tampa Bancorporation of Florida, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1993-12-28. This does not establish general clearance of the named party.” for First Tampa Bancorporation of Florida, Inc.. The source gives 8 Nov 1993 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Scott Anthony Duane HarrisBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Scott Anthony Duane Harris. The source gives 8 Jan 2010 as the effective date.PersonFederal Reserve Enforcement Actions
- FNB Rochester CorporationBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 1994-06-27. This does not establish general clearance of the named party.” for FNB Rochester Corporation. The source gives 18 Jun 1992 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- April M. KaliBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for April M. Kali. The source gives 8 Jan 2020 as the effective date.PersonFederal Reserve Enforcement Actions
- UINTA BANKBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for UINTA BANK. The source gives 10 Apr 2014 as the effective date.OrganizationFederal Reserve Enforcement Actions
- Moshe (Mark) SilberBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Moshe (Mark) Silber. The source gives 20 May 2025 as the effective date.PersonFederal Reserve Enforcement Actions
- Beach Community Bancshares, Inc.Board of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2018-09-14. This does not establish general clearance of the named party.” for Beach Community Bancshares, Inc.. The source gives 1 Jun 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Southern Commercial BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2004-12-29. This does not establish general clearance of the named party.” for Southern Commercial Bank. The source gives 10 Jun 2003 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
- Lisa Marie O'QuinnBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Lisa Marie O'Quinn. The source gives 2 Apr 2012 as the effective date.PersonFederal Reserve Enforcement Actions
- Kenneth G. WalkerBoard of Governors of the Federal Reserve System records “No termination date is reported. Current legal status is not established by this database.” for Kenneth G. Walker. The source gives 28 Jan 1999 as the effective date.PersonFederal Reserve Enforcement Actions
- Cornerstone BankBoard of Governors of the Federal Reserve System records “Publisher reports termination of this action on 2016-08-22. This does not establish general clearance of the named party.” for Cornerstone Bank. The source gives 14 Jan 2010 as the effective date. This source entry is excluded from current screening matches.OrganizationFederal Reserve Enforcement Actions
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Questions about US Federal Reserve Enforcement Actions
Who publishes US Federal Reserve Enforcement Actions?
The catalog identifies Federal Reserve Board as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US Federal Reserve Enforcement Actions for screening?
The current source snapshot marks US Federal Reserve Enforcement Actions as available for screening. Select its source ID, us-fed-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US Federal Reserve Enforcement Actions records here?
Current public records from US Federal Reserve Enforcement Actions can be browsed here. The current source contains 3,051 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US Federal Reserve Enforcement Actions records?
Access to US Federal Reserve Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.