US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,060
- Publicly browsable records
- 6,060
- Entity types present
- 2
Records by entity type
- People
- 3,353
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Original publisher feed. See the source-specific scope and qualification evidence.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,060 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Public source records
- City National BankCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationC&D or PC&D Requiring RestitutionOrganizationOCC Enforcement Actions
- Smith, TeannaProhibition/Removal OrdersPersonOCC Enforcement Actions
- Peoples National BankFormal AgreementOrganizationOCC Enforcement Actions
- Mandujano, AliciaC&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Roach, Kindra1829 Prohibition NotificationPersonOCC Enforcement Actions
- The First National Bank And Trust Company Of Junction City, KansasFormal AgreementOrganizationOCC Enforcement Actions
- First Texoma National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- American West Bank National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- McCabe, BrianProhibition/Removal OrdersPersonOCC Enforcement Actions
- First National Bank MidWestFormal AgreementOrganizationOCC Enforcement Actions
- Owens, Konya M.C&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Citibank, N.A.Civil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Union National Bank Of OklahomaCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- James, J. RobertProhibition/Removal OrdersPersonOCC Enforcement Actions
- Patterson, NealCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Moore, MatthewProhibition/Removal OrdersPersonOCC Enforcement Actions
- First National Bank Of Union CountyFormal AgreementOrganizationOCC Enforcement Actions
- Raibley, David T.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Bank of America, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Magee, James L.C&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Davidson, Danny BuckProhibition/Removal OrdersPersonOCC Enforcement Actions
- Union Bank of California, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Kealiher, Danielle J.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- U.S. Bank National AssociationC&D or PC&D Requiring RestitutionOrganizationOCC Enforcement Actions
- Lone Star National BankFormal AgreementOrganizationOCC Enforcement Actions
- New York National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- The First National Bank of OrdwayCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- The First National Bank of Eagle RiverFormal AgreementOrganizationOCC Enforcement Actions
- The Chase Manhattan Bank, N.A.Securities Enforcement ActionOrganizationOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-17. Import and record counts above come from SanctionsKit.