US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Ott, Ronald H.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ott, Ronald H.. The recorded action date is 15 May 2003.PersonOCC Enforcement Actions
- Texas National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Texas National Bank. The recorded action date is 28 Sep 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- City National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for City National Bank. The recorded action date is 3 May 2010.OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for PNC Bank, National Association. The recorded action date is 6 Oct 2014.OrganizationOCC Enforcement Actions
- Smith, TeannaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Smith, Teanna. The recorded action date is 28 Aug 2019.PersonOCC Enforcement Actions
- Peoples National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Peoples National Bank. The recorded action date is 30 Sep 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mandujano, AliciaOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Mandujano, Alicia. The recorded action date is 9 Sep 2022.PersonOCC Enforcement Actions
- Roach, KindraOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Roach, Kindra. The recorded action date is 27 Jan 2025.PersonOCC Enforcement Actions
- The First National Bank And Trust Company Of Junction City, KansasOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank And Trust Company Of Junction City, Kansas. The recorded action date is 26 Oct 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Texoma National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Texoma National Bank. The recorded action date is 17 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American West Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for American West Bank National Association. The recorded action date is 19 Jul 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCabe, BrianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCabe, Brian. The recorded action date is 7 Apr 2008.PersonOCC Enforcement Actions
- First National Bank MidWestOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank MidWest. The recorded action date is 28 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Owens, Konya M.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Owens, Konya M.. The recorded action date is 26 Apr 2006.PersonOCC Enforcement Actions
- Citibank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citibank, N.A.. The recorded action date is 20 Jul 2015.OrganizationOCC Enforcement Actions
- Union National Bank Of OklahomaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Union National Bank Of Oklahoma. The recorded action date is 24 May 1990.OrganizationOCC Enforcement Actions
- James, J. RobertOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for James, J. Robert. The recorded action date is 8 Feb 1990.PersonOCC Enforcement Actions
- Patterson, NealOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Patterson, Neal. The recorded action date is 2 Nov 2006.PersonOCC Enforcement Actions
- Moore, MatthewOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Moore, Matthew. The recorded action date is 22 Feb 2011.PersonOCC Enforcement Actions
- First National Bank Of Union CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Union County. The recorded action date is 17 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Raibley, David T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Raibley, David T.. The recorded action date is 11 Jul 2005.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of America, National Association. The recorded action date is 5 Jul 2023.OrganizationOCC Enforcement Actions
- Magee, James L.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Magee, James L.. The recorded action date is 16 Jun 1994.PersonOCC Enforcement Actions
- Davidson, Danny BuckOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Davidson, Danny Buck. The recorded action date is 6 Jan 1992.PersonOCC Enforcement Actions
- Union Bank of California, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Union Bank of California, National Association. The recorded action date is 14 Sep 2007.OrganizationOCC Enforcement Actions
- Kealiher, Danielle J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kealiher, Danielle J.. The recorded action date is 1 Feb 2001.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for U.S. Bank National Association. The recorded action date is 24 Sep 2014.OrganizationOCC Enforcement Actions
- Lone Star National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Lone Star National Bank. The recorded action date is 31 Mar 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- New York National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for New York National Bank. The recorded action date is 18 Feb 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of OrdwayOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Ordway. The recorded action date is 21 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.