US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,060
- Publicly browsable records
- 6,060
- Entity types present
- 2
Records by entity type
- People
- 3,353
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Original publisher feed. See the source-specific scope and qualification evidence.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,060 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
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Public source records
- Magalhaes, Dirceu P.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Capital One Bank (USA), National AssociationC&D or PC&D Requiring RestitutionOrganizationOCC Enforcement Actions
- Slovenian S&LA of Franklin-ConemaughFormal AgreementOrganizationOCC Enforcement Actions
- Becker, John H.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Lewis, LexusProhibition/Removal OrdersPersonOCC Enforcement Actions
- Kenney, TimothyCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Rikli, Roger A.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Austin, David1829 Prohibition NotificationPersonOCC Enforcement Actions
- First Federal Bank TexasFormal AgreementOrganizationOCC Enforcement Actions
- Providian National BankC&D or PC&D Requiring RestitutionOrganizationOCC Enforcement Actions
- Calnet Business Bank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Black, Becky J.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Joyce, JodyProhibition/Removal OrdersPersonOCC Enforcement Actions
- Colonial Savings, F.A.Civil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Community Federal Savings BankFormal AgreementOrganizationOCC Enforcement Actions
- Hogg, Nelson D.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Curry, Lance A.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Nelson, BrettCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- First National Bank Of Fort TocktonFormal AgreementOrganizationOCC Enforcement Actions
- Mesina, Michelle A.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Faccenda, AileenCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Amcore Bank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Ohio Legacy Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Cortes, MarcosProhibition/Removal OrdersPersonOCC Enforcement Actions
- Schwartz, Justin D.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Mendoza, Victor Lopez DeCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Cunningham, DerlineProhibition/Removal OrdersPersonOCC Enforcement Actions
- Aurora Bank FSBCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Ott, Ronald H.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Texas National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-17. Import and record counts above come from SanctionsKit.