US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,060
- Publicly browsable records
- 6,060
- Entity types present
- 2
Records by entity type
- People
- 3,353
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Original publisher feed. See the source-specific scope and qualification evidence.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,060 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Public source records
- Americana National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Willis, Levi E.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- The First National Bank of HoldregeFormal AgreementOrganizationOCC Enforcement Actions
- Switzer, E. W.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Premier Financial Group, Inc.Formal AgreementOrganizationOCC Enforcement Actions
- Goleta National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- McClean, DavidProhibition/Removal OrdersPersonOCC Enforcement Actions
- Phillips, Helen HarrisonProhibition/Removal OrdersPersonOCC Enforcement Actions
- Hertz, James L.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Stuart, Douglas G.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Webb, Kathy AngelaCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Brannan, DavidProhibition/Removal OrdersPersonOCC Enforcement Actions
- Banco Pedroso, N.A.Civil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Sunflower Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Dufur, Alan D.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Shattuck National BankFormal AgreementOrganizationOCC Enforcement Actions
- Mandel, JudyProhibition/Removal OrdersPersonOCC Enforcement Actions
- The American National Bank of NashwaukFormal AgreementOrganizationOCC Enforcement Actions
- National BankFormal AgreementOrganizationOCC Enforcement Actions
- Highsmith, KarenCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Leal, EduardoCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Cooper, LindaCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Douglas, DentonProhibition/Removal OrdersPersonOCC Enforcement Actions
- Putnam BankFormal AgreementOrganizationOCC Enforcement Actions
- The Citizens National Bank of BlufftonFormal AgreementOrganizationOCC Enforcement Actions
- Curry, Lance A.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Southbank, A Federal Savings BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Ward, WayneCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Liberty Savings Bank, F.S.B.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Jackson, A. LCivil Money Penalty (CMP)PersonOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-17. Import and record counts above come from SanctionsKit.